NI
Northeast Investment Management 13F Portfolio Snapshot & Holdings (Q3 2026)
Northeast Investment ManagementCIK: 0001082215
Diversified strategyMomentum followerLong-term holder
Total reported value
$2.8B
Reporting period: 2026-09-30 · Number of holdings: 199
NORTHEAST INVESTMENT MANAGEMENT disclosed 199 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $2.8B and a quarterly turnover rate of 12.7%.
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Personality snowflake
- Concentration
- 12.75
- Portfolio Stability
- 12.7
- Momentum
- 100
- Sector conviction
- 52.64
- Diversification
- 100
- Sizing Uniformity
- 76.83
Northeast Investment Management's disclosed holdings carry a Herfindahl concentration index of 0.032 — mathematically equivalent to about 31 equally-sized positions, well below its 199 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.32), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd MSFT
-0.2% $35.9M
New buy 30233Q108
Sold out XOM
Add NVDA
-1.9% $26.4M
Add AAPL
-1.2% $25.0M
Trim GOOGL
-2.1% -$9.9M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | Stock-Tech | 8.86% | +0.70% | -1.94% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 7.42% | +0.70% | -1.18% | |
| 3 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 5.84% | -0.54% | -2.09% | |
| 4 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 5.02% | -0.14% | -4.20% | |
| 5 | MSFT | Microsoft CORP | Stock-Tech | 4.74% | +1.18% | -0.22% | |
| 6 | V | Visa Inc-class A Shares | Stock-Financials | 3.03% | +0.02% | -0.93% | |
| 7 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 3.00% | +0.06% | +3.00% | |
| 8 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 2.95% | -0.17% | +0.06% | |
| 9 | META | Meta Platforms Inc-class A | Stock-Comm Services | 2.75% | +0.51% | -1.62% | |
| 10 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 2.40% | -0.09% | -0.23% | |
| 11 | ABBNY | Abb Ltd-spon Adr | Stock-Industrials | 2.31% | -0.44% | -0.94% | |
| 12 | JPM | Jpmorgan Chase & Co | Stock-Financials | 2.29% | -0.06% | -0.46% | |
| 13 | LLY | Eli Lilly & Co | Stock-Healthcare | 2.25% | -0.15% | +0.21% | |
| 14 | PANW | Palo Alto Networks Inc | Stock-Tech | 2.21% | +0.26% | +0.41% | |
| 15 | ASML | ASML Holding N.V. | Stock-Tech | 2.19% | -0.30% | -0.25% | |
| 16 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 1.95% | +0.45% | -0.43% | |
| 17 | UNP | Union Pacific CORP | Stock-Industrials | 1.66% | -0.06% | -0.44% | |
| 18 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.62% | +0.03% | +0.55% | |
| 19 | WMT | Walmart Inc | Stock-Consumer Staples | 1.46% | -0.18% | +0.21% | |
| 20 | VB | Vanguard Small-cap ETF | ETF-Other | 1.44% | -0.10% | +3.18% | |
| 21 | GS | Goldman Sachs Group Inc | Stock-Financials | 1.41% | -0.23% | -0.07% | |
| 22 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 1.35% | — | +4.14% | |
| 23 | DHR | Danaher CORP | Stock-Healthcare | 1.22% | +0.13% | -0.79% | |
| 24 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 1.13% | +0.11% | +19.58% | |
| 25 | URI | United Rentals Inc | Stock-Industrials | 1.09% | -0.18% | +0.40% | |
| 26 | ISRG | Intuitive Surgical Inc | Stock-Healthcare | 1.09% | -0.16% | -12.40% | |
| 27 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.08% | -0.13% | -4.90% | |
| 28 | WM | Waste Management Inc | Stock-Industrials | 1.03% | -0.12% | +1.51% | |
| 29 | LOW | Lowe's Cos Inc | Stock-Consumer Disc | 1.03% | -0.24% | -0.74% | |
| 30 | NEE | Nextera Energy Inc | Stock-Utilities | 1.02% | -0.19% | +0.56% | |
| 31 | PWR | Quanta Services Inc | Stock-Industrials | 0.95% | +0.01% | +16.42% | |
| 32 | ✓ | Stock-Other | 0.94% | +0.94% | NEW | ||
| 33 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.91% | -0.08% | -3.41% | |
| 34 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.90% | -0.01% | +3.87% | |
| 35 | DE | Deere & Co | Stock-Industrials | 0.89% | +0.02% | -0.18% | |
| 36 | MGK | Vanguard Mega Cap Growth ETF | ETF-Other | 0.80% | +0.03% | +1.45% | |
| 37 | TJX | Tjx Companies Inc | Stock-Consumer Disc | 0.79% | -0.13% | +1.10% | |
| 38 | CVX | Chevron CORP | Stock-Energy | 0.73% | +0.12% | +0.22% | |
| 39 | AMT | American Tower CORP | Stock-Real Estate | 0.67% | -0.15% | -15.63% | |
| 40 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.61% | -0.15% | -2.75% | |
| 41 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 0.59% | +0.06% | +15.29% | |
| 42 | BLK | Blackrock Inc | Stock-Financials | 0.59% | +0.04% | -0.51% | |
| 43 | BX | Blackstone Inc | Stock-Financials | 0.54% | -0.06% | -1.70% | |
| 44 | CAT | Caterpillar Inc | Stock-Industrials | 0.52% | -0.20% | -2.19% | |
| 45 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.51% | +0.02% | -1.97% | |
| 46 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.47% | — | +4.51% | |
| 47 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.46% | -0.02% | -0.42% | |
| 48 | GEV | GE Vernova Inc | Stock-Industrials | 0.45% | -0.09% | +5.03% | |
| 49 | VV | Vanguard Large-cap ETF | ETF-Other | 0.42% | — | — | |
| 50 | WELL | Welltower Inc | Stock-Real Estate | 0.40% | +0.21% | +110.74% |
1–50 of 199
Portfolio Performance
Performance for Q4 2026
+3.4%
Performance Last 4 Quarters
+13.7%
- Stdev
- +11.9%
- Beta
- +0.95
- Alpha
- -0.8%
- Max Drawdown
- -8.8%
- Annualized Perf
- +21.9%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +3.59
- Stutzer
- +0.5
- Treynor
- +0.22
- Sterling
- +1.35
- Calmar
- +2.49
- Information Ratio
- -0.77
- Tracking Error
- +2.5%
- Stdev Down
- +5.8%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +33.8%
- Worst 12 Months
- +6%
- Efficiency Ratio
- +0.73
- Sharpe
- +1.74
- Stdev Sectors
- +8.8%
- Skewness
- -0.1
- Kurtosis
- +0.62
- Upside Potential
- +4.99
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 199 | $2.8B | 13 | ||
| 2026 Q2 | 200 | $2.7B | 19 | ||
| 2026 Q1 | 189 | $2.4B | 15 | ||
| 2025 Q4 | 188 | $2.6B | 10 | ||
| 2025 Q3 | 181 | $2.5B | 22 | ||
| 2025 Q2 | 185 | $2.3B | 0 | ||
| 2025 Q1 | 180 | $2.1B | 100 | ||
| 2024 Q4 | 182 | $2.3B | 0 | ||
| 2024 Q3 | 182 | $2.2B | 0 | ||
| 2024 Q2 | 182 | $2.1B | 0 | ||
| 2024 Q1 | 183 | $2.0B | 0 | ||
| 2023 Q4 | 174 | $1.9B | 0 | ||
| 2023 Q3 | 183 | $1.7B | 0 | ||
| 2023 Q2 | 181 | $1.8B | 0 | ||
| 2023 Q1 | 176 | $1.6B | 0 | ||
| 2022 Q4 | 175 | $1.6B | 0 | ||
| 2022 Q3 | 173 | $1.5B | 0 | ||
| 2022 Q2 | 180 | $1.6B | 0 | ||
| 2022 Q1 | 203 | $1.9B | 0 | ||
| 2021 Q4 | 206 | $2.1B | 0 | ||
| 2021 Q3 | 193 | $1.9B | 0 | ||
| 2021 Q2 | 192 | $1.9B | 95 | ||
| 2021 Q1 | 189 | $1.7B | 9 | ||
| 2020 Q4 | 184 | $1.6B | 12 | ||
| 2020 Q3 | 175 | $1.5B | 14 | ||
| 2020 Q2 | 171 | $1.3B | 25 | ||
| 2020 Q1 | 155 | $1.1B | 24 | ||
| 2019 Q4 | 173 | $1.4B | 11 | ||
| 2019 Q3 | 174 | $1.3B | 9 | ||
| 2019 Q2 | 175 | $1.3B | 12 | ||
| 2019 Q1 | 165 | $1.2B | 16 | ||
| 2018 Q4 | 161 | $1.0B | 25 | ||
| 2018 Q3 | 167 | $1.3B | 14 | ||
| 2018 Q2 | 165 | $1.2B | 13 | ||
| 2018 Q1 | 152 | $1.1B | 11 | ||
| 2017 Q4 | 165 | $1.2B | 14 | ||
| 2017 Q3 | 159 | $1.1B | 7 | ||
| 2017 Q2 | 158 | $1.1B | 13 | ||
| 2017 Q1 | 160 | $1.1B | 12 | ||
| 2016 Q4 | 160 | $1.0B | 34 | ||
| 2016 Q3 | 155 | $1.0B | 30 | ||
| 2016 Q2 | 155 | $994.4M | 10 | ||
| 2016 Q1 | 153 | $973.3M | 13 | ||
| 2015 Q4 | 151 | $962.9M | 20 | ||
| 2015 Q3 | 158 | $926.3M | 13 | ||
| 2015 Q2 | 162 | $990.0M | 10 | ||
| 2015 Q1 | 168 | $1.0B | 11 | ||
| 2014 Q4 | 170 | $1.0B | 14 | ||
| 2014 Q3 | 180 | $995.5M | 10 | ||
| 2014 Q2 | 180 | $995.9M | 13 | ||
| 2014 Q1 | 171 | $939.4M | 15 | ||
| 2013 Q4 | 162 | $893.9M | 37 | ||
| 2013 Q3 | 161 | $824.2M | 16 | ||
| 2013 Q2 | 152 | $779.5M | 0 |
Holding changes this quarter
Northeast Investment Management's most significant position changes for 2026-09-30: New buy: ; Sold out: Exxon Mobil CORP (XOM); New buy: ; New buy: Wayfair Inc- Class A (W); New buy: Mp Materials CORP (MP).
Showing top 200 changes by size (of 210 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | +1.2% | -0.22% | Trim |
| 2 | ✓ | +0.9% | NEW | New buy | |
| 3 | NVDA | Nvidia CORP | +0.7% | -1.94% | Trim |
| 4 | AAPL | Apple Inc | +0.7% | -1.18% | Trim |
| 5 | META | Meta Platforms Inc-class A | +0.5% | -1.62% | Trim |
| 6 | TMO | Thermo Fisher Scientific Inc | +0.5% | -0.43% | Trim |
| 7 | PANW | Palo Alto Networks Inc | +0.3% | +0.41% | Add |
| 8 | ✓ | +0.2% | NEW | New buy | |
| 9 | WELL | Welltower Inc | +0.2% | +110.74% | Add |
| 10 | DHR | Danaher CORP | +0.1% | -0.79% | Trim |
| 11 | CVX | Chevron CORP | +0.1% | +0.22% | Add |
| 12 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | +19.58% | Add |
| 13 | W | Wayfair Inc- Class A | +0.1% | NEW | New buy |
| 14 | ADI | Analog Devices Inc | +0.1% | +537.32% | Add |
| 15 | VOO | Vanguard S&p 500 ETF | +0.1% | +3.00% | Add |
| 16 | VEU | Vanguard Ftse All-world Ex-u | +0.1% | +15.29% | Add |
| 17 | ABBV | Abbvie Inc | +0.1% | +50.99% | Add |
| 18 | MRK | Merck & Co. Inc. | +0.1% | +7.12% | Add |
| 19 | BLK | Blackrock Inc | 0% | -0.51% | Trim |
| 20 | ANET | Arista Networks Inc | 0% | +7.61% | Add |
| 21 | MP | Mp Materials CORP | 0% | NEW | New buy |
| 22 | JNJ | Johnson & Johnson | 0% | +0.55% | Add |
| 23 | MGK | Vanguard Mega Cap Growth ETF | 0% | +1.45% | Add |
| 24 | ABT | Abbott Laboratories | 0% | +3.96% | Add |
| 25 | IT | Gartner Inc | 0% | +175.00% | Add |
| 26 | C | Citigroup Inc | 0% | +244.14% | Add |
| 27 | V | Visa Inc-class A Shares | 0% | -0.93% | Trim |
| 28 | DE | Deere & Co | 0% | -0.18% | Trim |
| 29 | DIS | Walt Disney Co/the | 0% | -1.97% | Trim |
| 30 | PWR | Quanta Services Inc | 0% | +16.42% | Add |
| 31 | CRWD | Crowdstrike Holdings Inc - A | 0% | +300.00% | Add |
| 32 | MA | Mastercard Inc - A | 0% | -1.63% | Trim |
| 33 | BIL | Ss Spdr Bb 1-3m T-bill ETF | 0% | NEW | New buy |
| 34 | ✓ | 0% | NEW | New buy | |
| 35 | AMGN | Amgen Inc | 0% | — | Unchanged |
| 36 | IBIT | Ishares Bitcoin Trust ETF | 0% | +0.27% | Add |
| 37 | MU | Micron Technology Inc | 0% | +96.07% | Add |
| 38 | ✓ | 0% | NEW | New buy | |
| 39 | SMRI | Bushido Cap US Equity ETF | 0% | NEW | New buy |
| 40 | EMR | Emerson Electric Co | 0% | -0.30% | Trim |
| 41 | IRM | Iron Mountain Inc | 0% | NEW | New buy |
| 42 | PFE | Pfizer Inc | 0% | — | Unchanged |
| 43 | SLB | Slb LTD | 0% | +9.18% | Add |
| 44 | ADP | Automatic Data Processing | 0% | -4.51% | Trim |
| 45 | NEM | Newmont CORP | 0% | +0.75% | Add |
| 46 | VZ | Verizon Communications Inc | 0% | -2.34% | Trim |
| 47 | VEA | Vanguard Ftse Developed ETF | — | +4.14% | Add |
| 48 | VWO | Vanguard Ftse Emerging Marke | — | +4.51% | Add |
| 49 | VV | Vanguard Large-cap ETF | — | — | Unchanged |
| 50 | PLTR | Palantir Technologies Inc-a | — | -20.06% | Trim |
1–50 of 200
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Northeast Investment Management and what type of investor is it?
Northeast Investment Management is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $2.8B, spread across 199 disclosed positions.
What are Northeast Investment Management's largest equity positions?
Based on the latest 13F filing, Northeast Investment Management's top holdings by market value are:
1. Nvidia CORP (NVDA) — $247.7M (8.9%)
2. Apple Inc (AAPL) — $207.4M (7.4%)
3. Alphabet Inc-cl A (GOOGL) — $163.1M (5.8%)
4. Amazon.com Inc (AMZN) — $140.2M (5.0%)
5. Microsoft CORP (MSFT) — $132.6M (4.7%)
What changes did Northeast Investment Management make in its most recent portfolio filing?
In the latest reported quarter, Northeast Investment Management made 142 notable position adjustments: 10 new positions were initiated, 44 existing holdings were added to, 77 positions were partially reduced, and 11 were completely exited. The largest of these moves: New buy: ; Sold out: Exxon Mobil CORP (XOM); New buy: ; New buy: Wayfair Inc- Class A (W); New buy: Mp Materials CORP (MP)
What sectors does Northeast Investment Management focus on?
Northeast Investment Management is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 32.9%
• Communication Services: 12.9%
• Industrials: 11.3%
• Health Care: 10.9%
• Financials: 10.6%
• Consumer Discretionary: 9.6%
Investment Profile
Northeast Investment Management returned an annualized 21.9% over the trailing 36 months — underperforming the S&P 500 by 0.8 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.95 (roughly in line with the market) and a 42% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 32.9% of the portfolio concentrated in Information Technology.
It has added to its NVDA position over the past two quarters (+$52.1M, now $247.7M), while trimming ISRG over the same stretch (-$12.7M, still holding $30.4M).
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Developer Access
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