RW
Rand Wealth, LLC Historical SEC 13F Holdings & Archive (Q3 2018)
Rand Wealth, LLCCIK: 0001540141
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$893.0M
Reporting period: 2018-09-30 · Number of holdings: 230
RAND WEALTH, LLC disclosed 230 holdings in its latest 13F filing for the period ending 2018-09-30, with total reported value of $893.0M and a quarterly turnover rate of 10.1%.
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Personality snowflake
- Concentration
- 5.72
- Portfolio Stability
- 10.1
- Momentum
- 100
- Sector conviction
- 43.67
- Diversification
- 100
- Sizing Uniformity
- 84.85
Rand Wealth, LLC's disclosed holdings carry a Herfindahl concentration index of 0.014 — mathematically equivalent to about 70 equally-sized positions, well below its 230 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.52), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 32% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim AGG
-14.8% -$9.9M
Trim WFC
-31.4% -$7.0M
Trim BSV
-15.6% -$4.8M
Trim CVX
-21.9% -$4.3M
Trim SPSB
-10.8% -$4.0M
Add VGT
-0.5% $2.5M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 230 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 6.08% | -1.09% | -14.81% | |
| 2 | SPSB | Ss Spdr P St C CORP ETF | ETF-Other | 3.75% | -0.44% | -10.81% | |
| 3 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 2.84% | -0.53% | -15.64% | |
| 4 | VGT | Vanguard Info Tech ETF | ETF-Tech | 2.75% | +0.28% | -0.49% | |
| 5 | VSS | Vanguard Ftse All Wo X-us Sc | ETF-Other | 2.62% | -0.06% | +0.61% | |
| 6 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 2.36% | — | +0.66% | |
| 7 | VFH | Vanguard Financials ETF | ETF-Other | 2.23% | +0.08% | +0.68% | |
| 8 | VO | Vanguard Mid-cap ETF | ETF-Other | 1.76% | +0.08% | +0.07% | |
| 9 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.70% | +0.15% | -4.09% | |
| 10 | AAPL | Apple Inc | Stock-Tech | 1.60% | +0.28% | -1.50% | |
| 11 | UTXZ | United Tech CORP | Stock-Other | 1.51% | +0.08% | -5.79% | |
| 12 | CVX | Chevron CORP | Stock-Energy | 1.48% | -0.47% | -21.88% | |
| 13 | WFC | Wells Fargo & Co | Stock-Financials | 1.47% | -0.78% | -31.42% | |
| 14 | VHT | Vanguard Health Care ETF | ETF-Other | 1.44% | +0.20% | +1.72% | |
| 15 | VIS | Vanguard Industrials ETF | ETF-Other | 1.25% | +0.08% | -2.34% | |
| 16 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.24% | +0.07% | -2.89% | |
| 17 | XOM | Exxon Mobil CORP | Stock-Energy | 1.23% | +0.05% | +0.91% | |
| 18 | INTC | Intel CORP | Stock-Tech | 1.15% | -0.21% | -10.75% | |
| 19 | V | Visa Inc-class A Shares | Stock-Financials | 1.14% | +0.06% | -6.80% | |
| 20 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.10% | — | -3.70% | |
| 21 | VZ | Verizon Communications Inc | Stock-Comm Services | 1.08% | +0.05% | -1.15% | |
| 22 | VB | Vanguard Small-cap ETF | ETF-Other | 1.08% | +0.05% | -0.01% | |
| 23 | PFE | Pfizer Inc | Stock-Healthcare | 1.06% | +0.18% | -1.36% | |
| 24 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 1.05% | -0.05% | -1.96% | |
| 25 | AMLPUSD | Alerian Mlp ETF | ETF-Other | 1.03% | +0.06% | -0.11% | |
| 26 | BND | Vanguard Total Bond Market | ETF-Other | 1.03% | -0.17% | -14.12% | |
| 27 | MSFT | Microsoft CORP | Stock-Tech | 1.03% | — | -10.47% | |
| 28 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 1.00% | — | -0.51% | |
| 29 | CSCO | Cisco Systems Inc | Stock-Tech | 0.96% | — | -11.08% | |
| 30 | VDE | Vanguard Energy ETF | ETF-Other | 0.92% | — | -1.05% | |
| 31 | VCR | Vanguard Consumer Discre ETF | ETF-Other | 0.88% | +0.06% | +0.58% | |
| 32 | EDIV | State Street Spdr S&p Emergi | ETF-Other | 0.87% | — | -1.71% | |
| 33 | VNQ | Vanguard Real Estate ETF | ETF-Other | 0.86% | — | +0.34% | |
| 34 | FLOT | Ishares Floating Rate Bond E | ETF-Other | 0.86% | +0.07% | +8.52% | |
| 35 | T | At&t Inc | Stock-Comm Services | 0.82% | — | -4.91% | |
| 36 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.81% | +0.09% | -1.16% | |
| 37 | VDC | Vanguard Consumer Staple ETF | ETF-Other | 0.81% | — | +0.12% | |
| 38 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.79% | — | +0.05% | |
| 39 | APD | Air Products & Chemicals Inc | Stock-Materials | 0.78% | — | -4.65% | |
| 40 | FNCL | Fidelity Msci Financial Indx | ETF-Other | 0.78% | — | +0.48% | |
| 41 | ADP | Automatic Data Processing | Stock-Tech | 0.77% | — | -8.52% | |
| 42 | FTEC | Fidelity Msci Info Tech Indx | ETF-Tech | 0.76% | +0.06% | -0.55% | |
| 43 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.75% | — | -1.25% | |
| 44 | O | Realty Income CORP | Stock-Real Estate | 0.74% | — | -0.76% | |
| 45 | FHLC | Fidelity Msci Health Care | ETF-Other | 0.68% | +0.08% | +0.42% | |
| 46 | USB | US Bancorp | Stock-Financials | 0.67% | — | -1.88% | |
| 47 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.66% | +0.04% | -4.98% | |
| 48 | BA | Boeing Co/the | Stock-Industrials | 0.65% | +0.07% | -0.39% | |
| 49 | ANETEUR | Arista Networks Inc | Stock-Other | 0.63% | — | -2.46% | |
| 50 | WBA | Walgreens Boots Alliance Inc | Stock-Other | 0.61% | +0.07% | -6.96% |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2018 Q3 | 230 | $893.0M | 10 | ||
| 2018 Q2 | 231 | $895.7M | 10 | ||
| 2018 Q1 | 223 | $889.9M | 9 | ||
| 2017 Q4 | 225 | $914.0M | 11 | ||
| 2017 Q3 | 220 | $867.0M | 19 | ||
| 2017 Q2 | 213 | $738.1M | 20 | ||
| 2017 Q1 | 210 | $832.2M | 18 | ||
| 2016 Q4 | 209 | $792.2M | 10 | ||
| 2016 Q3 | 215 | $766.3M | 7 | ||
| 2016 Q2 | 215 | $740.2M | 8 | ||
| 2016 Q1 | 216 | $718.5M | 10 | ||
| 2015 Q4 | 215 | $708.3M | 19 | ||
| 2015 Q3 | 209 | $683.0M | 28 | ||
| 2015 Q2 | 210 | $739.8M | 5 | ||
| 2015 Q1 | 212 | $744.9M | 9 | ||
| 2014 Q4 | 216 | $728.5M | 19 | ||
| 2014 Q3 | 207 | $690.2M | 7 | ||
| 2014 Q2 | 210 | $698.5M | 63 | ||
| 2014 Q1 | 196 | $577.5M | 9 | ||
| 2013 Q4 | 189 | $565.1M | 17 | ||
| 2013 Q3 | 184 | $505.3M | 15 | ||
| 2013 Q2 | 179 | $456.1M | 0 |
Holding changes this quarter
Rand Wealth, LLC's most significant position changes for 2018-09-30: New buy: Illumina Inc (ILMN); Sold out: Ishares Core 1-5 Year Usd Bo (ISTB); Sold out: Kohls CORP (KSS); Trim: Ishares Core U.s. Aggregate (AGG) — shares -14.81%; Trim: Wells Fargo & Co (WFC) — shares -31.42%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VGT | Vanguard Info Tech ETF | +0.3% | -0.49% | Trim |
| 2 | AAPL | Apple Inc | +0.3% | -1.50% | Trim |
| 3 | VHT | Vanguard Health Care ETF | +0.2% | +1.72% | Add |
| 4 | CVS | Cvs Health CORP | +0.2% | +42.42% | Add |
| 5 | PFE | Pfizer Inc | +0.2% | -1.36% | Trim |
| 6 | JNJ | Johnson & Johnson | +0.2% | -4.09% | Trim |
| 7 | NVS | Novartis Ag-sponsored Adr | +0.1% | +8.14% | Add |
| 8 | EMR | Emerson Electric Co | +0.1% | +13.77% | Add |
| 9 | ABT | Abbott Laboratories | +0.1% | -0.02% | Trim |
| 10 | BRK-B | Berkshire Hathaway Inc-cl B | +0.1% | -1.16% | Trim |
| 11 | FHLC | Fidelity Msci Health Care | +0.1% | +0.42% | Add |
| 12 | UTXZ | United Tech CORP | +0.1% | -5.79% | Trim |
| 13 | VFH | Vanguard Financials ETF | +0.1% | +0.68% | Add |
| 14 | VIS | Vanguard Industrials ETF | +0.1% | -2.34% | Trim |
| 15 | VO | Vanguard Mid-cap ETF | +0.1% | +0.07% | Add |
| 16 | WBA | Walgreens Boots Alliance Inc | +0.1% | -6.96% | Trim |
| 17 | FLOT | Ishares Floating Rate Bond E | +0.1% | +8.52% | Add |
| 18 | NVDA | Nvidia CORP | +0.1% | +27.38% | Add |
| 19 | BA | Boeing Co/the | +0.1% | -0.39% | Trim |
| 20 | JPM | Jpmorgan Chase & Co | +0.1% | -2.89% | Trim |
| 21 | COP | Conocophillips | +0.1% | +44.76% | Add |
| 22 | YUM | Yum! Brands Inc | +0.1% | — | Unchanged |
| 23 | V | Visa Inc-class A Shares | +0.1% | -6.80% | Trim |
| 24 | FTEC | Fidelity Msci Info Tech Indx | +0.1% | -0.55% | Trim |
| 25 | VCR | Vanguard Consumer Discre ETF | +0.1% | +0.58% | Add |
| 26 | AMLPUSD | Alerian Mlp ETF | +0.1% | -0.11% | Trim |
| 27 | MMM | 3m Co | +0.1% | +2.36% | Add |
| 28 | VZ | Verizon Communications Inc | +0.1% | -1.15% | Trim |
| 29 | VB | Vanguard Small-cap ETF | +0.1% | -0.01% | Trim |
| 30 | XOM | Exxon Mobil CORP | +0.1% | +0.91% | Add |
| 31 | IR | Ingersoll Rand Inc. | 0% | +6.01% | Add |
| 32 | COST | Costco Wholesale CORP | 0% | -4.98% | Trim |
| 33 | GOOG | Alphabet Inc-cl C | 0% | +1.90% | Add |
| 34 | DVYE | Ishares Emerging Markets Div | 0% | +9.03% | Add |
| 35 | VWO | Vanguard Ftse Emerging Marke | -0.1% | -1.96% | Trim |
| 36 | HYS | Pimco 0-5 Year H/y CORP Bond | -0.1% | -18.81% | Trim |
| 37 | VSS | Vanguard Ftse All Wo X-us Sc | -0.1% | +0.61% | Add |
| 38 | CLX | Clorox Company | -0.1% | -38.09% | Trim |
| 39 | UNH | Unitedhealth Group Inc | -0.1% | -40.20% | Trim |
| 40 | BND | Vanguard Total Bond Market | -0.2% | -14.12% | Trim |
| 41 | AEP | American Electric Power Company, Inc. | -0.2% | -34.87% | Trim |
| 42 | INTC | Intel CORP | -0.2% | -10.75% | Trim |
| 43 | SPSB | Ss Spdr P St C CORP ETF | -0.4% | -10.81% | Trim |
| 44 | CVX | Chevron CORP | -0.5% | -21.88% | Trim |
| 45 | BSV | Vanguard Short-term Bond ETF | -0.5% | -15.64% | Trim |
| 46 | WFC | Wells Fargo & Co | -0.8% | -31.42% | Trim |
| 47 | AGG | Ishares Core U.s. Aggregate | -1.1% | -14.81% | Trim |
| 48 | ILMN | Illumina Inc | — | NEW | New buy |
| 49 | ISTB | Ishares Core 1-5 Year Usd Bo | — | EXIT | Sold out |
| 50 | KSS | Kohls CORP | — | EXIT | Sold out |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Rand Wealth, LLC and what type of investor is it?
Rand Wealth, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2018-09-30), the firm manages a tracked equity portfolio valued at approximately $893.0M, spread across 230 disclosed positions.
What are Rand Wealth, LLC's largest equity positions?
Based on the latest 13F filing, Rand Wealth, LLC's top holdings by market value are:
1. Ishares Core U.s. Aggregate (AGG) — $54.3M (6.1%)
2. Ss Spdr P St C CORP ETF (SPSB) — $33.5M (3.8%)
3. Vanguard Short-term Bond ETF (BSV) — $25.4M (2.8%)
4. Vanguard Info Tech ETF (VGT) — $24.5M (2.8%)
5. Vanguard Ftse All Wo X-us Sc (VSS) — $23.4M (2.6%)
What changes did Rand Wealth, LLC make in its most recent portfolio filing?
In the latest reported quarter, Rand Wealth, LLC made 49 notable position adjustments: 1 new positions were initiated, 17 existing holdings were added to, 29 positions were partially reduced, and 2 were completely exited. The largest of these moves: New buy: Illumina Inc (ILMN); Sold out: Ishares Core 1-5 Year Usd Bo (ISTB); Sold out: Kohls CORP (KSS); Trim: Ishares Core U.s. Aggregate (AGG) — shares -14.81%; Trim: Wells Fargo & Co (WFC) — shares -31.42%
What sectors does Rand Wealth, LLC focus on?
Rand Wealth, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 19.9%
• Financials: 18.8%
• Health Care: 18.2%
• Communication Services: 11.0%
• Consumer Staples: 10.4%
• Energy: 9.0%
Investment Profile
Rand Wealth, LLC's portfolio is broadly diversified and long-term-holding.
It has added to its SJNK position over the past two quarters (+$3.0M, now $3.3M), while trimming AGG over the same stretch (-$11.3M, still holding $54.3M).
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Developer Access
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