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PFM Asset Management LLC Historical SEC 13F Holdings & Archive (Q3 2021)
PFM Asset Management LLCCIK: 0001715304
Concentrated strategyLong-term holder
Total reported value
$5.4B
Reporting period: 2021-09-30 · Number of holdings: 29
PFM Asset Management LLC disclosed 29 holdings in its latest 13F filing for the period ending 2021-09-30, with total reported value of $5.4B and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 100
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 0
- Diversification
- 58
- Sizing Uniformity
- 67.15
Sector classification currently covers about 0% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy CWB
New buy PFF
Trim IJR
-95.9% -$203.6M
Trim PDBC
-97.0% -$162.8M
New buy IJH
Trim VTI
+12.1% $342.5M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 60.94% | -3.08% | +12.09% | |
| 2 | VXUS | Vanguard Total Intl Stock | ETF-Other | 9.95% | -1.53% | +5.62% | |
| 3 | CWB | Ss Spdr Bb Conv Sec ETF | ETF-Other | 6.38% | +6.38% | NEW | |
| 4 | PFF | Ishares Preferred & Income S | ETF-Other | 6.10% | +6.10% | NEW | |
| 5 | IXUS | Ishares Core Intl Stock ETF | ETF-Other | 4.85% | +0.55% | +36.68% | |
| 6 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 3.41% | +3.41% | NEW | |
| 7 | IGIB | Ishares 5-10y Inv Grade CORP | ETF-Corp Bonds | 2.63% | -0.91% | -12.18% | |
| 8 | EMB | Ishares Jp Morgan Usd Emergi | ETF-Other | 1.94% | -0.30% | +4.09% | |
| 9 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 0.48% | -0.12% | -4.09% | |
| 10 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 0.37% | -0.11% | -9.47% | |
| 11 | VNQ | Vanguard Real Estate ETF | ETF-Other | 0.35% | -0.19% | -24.06% | |
| 12 | ACWV | Ishares Msci Global Min Vol | ETF-Other | 0.32% | -0.10% | -8.62% | |
| 13 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.30% | +0.03% | +32.05% | |
| 14 | USSG | Xtrackers Msci USA Sele Eqty | ETF-Other | 0.30% | -0.06% | -3.36% | |
| 15 | SUSA | Ishares Esg Optimized Msci U | ETF-Other | 0.28% | -0.03% | +4.09% | |
| 16 | VSS | Vanguard Ftse All Wo X-us Sc | ETF-Other | 0.27% | -0.07% | -5.72% | |
| 17 | ESGD | Ishares Trust Ishares Esg Aw | ETF-Other | 0.24% | -0.02% | +10.12% | |
| 18 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.16% | -4.48% | -95.86% | |
| 19 | EFAV | Ishares Msci Eafe Min Vol Fa | ETF-Other | 0.14% | -0.02% | -0.65% | |
| 20 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 0.12% | -0.19% | -52.24% | |
| 21 | ✓ | Exchange Traded Concepts Tru | Stock-Other | 0.11% | -0.01% | — | |
| 22 | PDBC | Invesco Optimum Yield Divers | ETF-Other | 0.10% | -3.58% | -97.03% | |
| 23 | ESGE | Ishares Inc Ishares Esg Awar | ETF-Other | 0.08% | -0.08% | -37.24% | |
| 24 | BSCMUSD | Invesco Bulletshares 2022 Co | ETF-Other | 0.06% | -0.02% | -2.26% | |
| 25 | BSCL | Invesco Bulletshares 2021 Co | ETF-Other | 0.05% | -0.87% | -93.68% | |
| 26 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 0.03% | -0.21% | -86.11% | |
| 27 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 0.02% | — | +0.19% | |
| 28 | GVI | Ishares Intermediate Governm | ETF-Other | — | — | — | |
| 29 | ESML | Ishares Esg Aware Msci USA S | ETF-Other | — | — | -72.58% |
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Reported value over time
Sector allocation
Not enough sector-mapped data yet
Sector allocation over time
Quarterly history
Holding changes this quarter
PFM Asset Management LLC's most significant position changes for 2021-09-30: New buy: Ss Spdr Bb Conv Sec ETF (CWB); New buy: Ishares Preferred & Income S (PFF); New buy: Ishares Core S&p Midcap ETF (IJH); Sold out: Vanguard S&p 500 ETF (VOO); Trim: Ishares Core S&p Small-cap E (IJR) — shares -95.86%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | CWB | Ss Spdr Bb Conv Sec ETF | +6.4% | NEW | New buy |
| 2 | PFF | Ishares Preferred & Income S | +6.1% | NEW | New buy |
| 3 | IJH | Ishares Core S&p Midcap ETF | +3.4% | NEW | New buy |
| 4 | IXUS | Ishares Core Intl Stock ETF | +0.6% | +36.68% | Add |
| 5 | AGG | Ishares Core U.s. Aggregate | 0% | +32.05% | Add |
| 6 | ESML | Ishares Esg Aware Msci USA S | — | -72.58% | Trim |
| 7 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | — | +0.19% | Add |
| 8 | GVI | Ishares Intermediate Governm | — | — | Unchanged |
| 9 | ✓ | Exchange Traded Concepts Tru | 0% | — | Unchanged |
| 10 | ESGD | Ishares Trust Ishares Esg Aw | 0% | +10.12% | Add |
| 11 | BSCMUSD | Invesco Bulletshares 2022 Co | 0% | -2.26% | Trim |
| 12 | EFAV | Ishares Msci Eafe Min Vol Fa | 0% | -0.65% | Trim |
| 13 | SUSA | Ishares Esg Optimized Msci U | 0% | +4.09% | Add |
| 14 | USSG | Xtrackers Msci USA Sele Eqty | -0.1% | -3.36% | Trim |
| 15 | VSS | Vanguard Ftse All Wo X-us Sc | -0.1% | -5.72% | Trim |
| 16 | ESGE | Ishares Inc Ishares Esg Awar | -0.1% | -37.24% | Trim |
| 17 | ACWV | Ishares Msci Global Min Vol | -0.1% | -8.62% | Trim |
| 18 | USMV | Ishares Msci USA Min Vol Fac | -0.1% | -9.47% | Trim |
| 19 | QUAL | Ishares Msci USA Quality Fac | -0.1% | -4.09% | Trim |
| 20 | ITOT | Ishares Core S&p Total U.s. | -0.2% | -52.24% | Trim |
| 21 | VNQ | Vanguard Real Estate ETF | -0.2% | -24.06% | Trim |
| 22 | IWR | Ishares Russell Mid-cap ETF | -0.2% | -86.11% | Trim |
| 23 | EMB | Ishares Jp Morgan Usd Emergi | -0.3% | +4.09% | Add |
| 24 | VOO | Vanguard S&p 500 ETF | -0.5% | EXIT | Sold out |
| 25 | BSCL | Invesco Bulletshares 2021 Co | -0.9% | -93.68% | Trim |
| 26 | IGIB | Ishares 5-10y Inv Grade CORP | -0.9% | -12.18% | Trim |
| 27 | VXUS | Vanguard Total Intl Stock | -1.5% | +5.62% | Add |
| 28 | VTI | Vanguard Total Stock Mkt ETF | -3.1% | +12.09% | Add |
| 29 | PDBC | Invesco Optimum Yield Divers | -3.6% | -97.03% | Trim |
| 30 | IJR | Ishares Core S&p Small-cap E | -4.5% | -95.86% | Trim |
Filing History
FAQ
What is PFM Asset Management LLC and what type of investor is it?
PFM Asset Management LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2021-09-30), the firm manages a tracked equity portfolio valued at approximately $5.4B, spread across 29 disclosed positions.
What are PFM Asset Management LLC's largest equity positions?
Based on the latest 13F filing, PFM Asset Management LLC's top holdings by market value are:
1. Vanguard Total Stock Mkt ETF (VTI) — $3.3B (60.9%)
2. Vanguard Total Intl Stock (VXUS) — $533.9M (9.9%)
3. Ss Spdr Bb Conv Sec ETF (CWB) — $342.3M (6.4%)
4. Ishares Preferred & Income S (PFF) — $327.2M (6.1%)
5. Ishares Core Intl Stock ETF (IXUS) — $260.1M (4.8%)
What changes did PFM Asset Management LLC make in its most recent portfolio filing?
In the latest reported quarter, PFM Asset Management LLC made 28 notable position adjustments: 3 new positions were initiated, 8 existing holdings were added to, 16 positions were partially reduced, and 1 were completely exited. The largest of these moves: New buy: Ss Spdr Bb Conv Sec ETF (CWB); New buy: Ishares Preferred & Income S (PFF); New buy: Ishares Core S&p Midcap ETF (IJH); Sold out: Vanguard S&p 500 ETF (VOO); Trim: Ishares Core S&p Small-cap E (IJR) — shares -95.86%
What sectors does PFM Asset Management LLC focus on?
Sector breakdown data is not yet available for PFM Asset Management LLC. Check back after the next 13F processing cycle.
Investment Profile
PFM Asset Management LLC's portfolio is concentrated and long-term-holding.
Its turnover score has fallen from 73 to 0 over the past 4 quarters — a shift toward longer holding periods.
It has added to its VTI position over the past two quarters (+$559.4M, now $3.3B), while trimming HYG over the same stretch (-$91.5M, still holding $1.1M).
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Developer Access
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