ETRADE Capital Management LLC 13F Holdings Overview (1447 Positions)

CIK: 0001512581

Diversified strategyMomentum followerLong-term holder

Total reported value

$5.4B

Reporting period: 2020-09-30 · Number of holdings: 1447

ETRADE Capital Management LLC disclosed 1447 holdings in its latest 13F filing for the period ending 2020-09-30, with total reported value of $5.4B and a quarterly turnover rate of 18.0%.

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Personality snowflake

Concentration: 10.27
Portfolio Stability: 17.96
Momentum/Contrarian: 100
Sector conviction: 51.3
Diversification: 100
Sizing Uniformity: 53.41

ETRADE Capital Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.026 — mathematically equivalent to about 39 equally-sized positions, well below its 1447 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.

Position sizes vary widely across the portfolio (a coefficient of variation of 4.66), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Sector classification currently covers about 10% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

Recent moves

Trim VGSH
-86.5%　-$73.3M
Add AGG
+33.1%　$100.4M
Add IVV
+23.5%　$55.2M
Trim VEU
-2.4%　$10.4M
Trim SPY
-4.4%　$11.4M
Add ESGU
+23.1%　$34.6M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 200 holdings (of 1447 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AGG	Ishares Core U.s. Aggregate	ETF-Other	7.54%	+1.18%	+33.13%
2	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	5.87%	-0.49%	-2.40%
3	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	5.84%	-0.46%	-4.45%
4	VTV	Vanguard Value ETF	ETF-Other	5.62%	-0.21%	+2.93%
5	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	4.05%	+0.66%	+23.49%
6	IWF	Ishares Russell 1000 Growth	ETF-Other	3.56%	—	-12.00%
7	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	2.72%	+0.32%	+26.62%
8	ESGU	Ishares Esg Aware Msci USA	ETF-Other	2.54%	+0.42%	+23.08%
9	ITOT	Ishares Core S&p Total U.s.	ETF-Other	2.51%	-0.04%	+1.73%
10	GOVT	Ishares US Treasury Bond ETF	ETF-Gov Bonds	2.50%	+0.33%	+29.49%
11	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	2.29%	+0.12%	+15.28%
12	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	2.19%	-0.16%	-4.46%
13	EFG	Ishares Msci Eafe Growth ETF	ETF-Other	1.95%	+0.35%	+26.12%
14	VCIT	Vanguard Int-term Corporate	ETF-Corp Bonds	1.95%	-0.16%	+2.74%
15	VTEB	Vanguard Tax-exempt Bond ETF	ETF-Other	1.91%	+0.08%	+16.87%
16	IUSG	Ishares Core S&p U.s. Growth	ETF-Other	1.70%	-0.13%	-6.66%
17	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	1.47%	+0.14%	+23.16%
18	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	1.32%	+0.25%	+27.28%
19	ESGE	Ishares INC Ishares Esg Awar	ETF-Other	1.23%	+0.19%	+19.84%
20	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.17%	—	-4.40%
21	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	1.08%	—	-7.20%
22	IWN	Ishares Russell 2000 Value E	ETF-Small Cap	1.03%	—	-2.29%
23	RSP	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	1.03%	-0.06%	-0.66%
24	VLUE	Ishares Msci USA Value Facto	ETF-Other	0.99%	+0.20%	+36.81%
25	SHYG	Ishares 0-5 Yr Hy CORP Bond	ETF-Corp Bonds	0.91%	+0.15%	+30.57%
26	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	0.89%	+0.16%	+29.56%
27	BSV	Vanguard Short-term Bond ETF	ETF-Other	0.75%	—	+4.12%
28	IXN	Ishares Global Tech ETF	ETF-Tech	0.72%	+0.09%	+15.29%
29	IHI	Ishares U.s. Medical Devices	ETF-Other	0.70%	+0.13%	+20.62%
30	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.66%	-0.03%	+4.45%
31	IDV	Ishares International Select	ETF-Other	0.63%	—	+3.37%
32	MSFT	Microsoft CORP	Stock-Tech	0.61%	—	-7.65%
33	VYM	Vanguard High Dvd Yield ETF	ETF-Other	0.57%	—	+0.61%
34	AMZN	Amazon.com INC	Stock-Consumer Disc	0.56%	—	-2.51%
35	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	0.56%	+0.10%	+29.01%
36	SHM	Ss Spdr N Ice St Muni ETF	ETF-Other	0.54%	+0.03%	+19.62%
37	AAPL	Apple INC	Stock-Tech	0.48%	+0.11%	+361.04%
38	QEFA	Stsr Spd Msc Eaf Stgfs-us In	ETF-Other	0.48%	+0.04%	+18.39%
39	IYG	Ishares U.s. Financial Servi	ETF-Other	0.48%	+0.10%	+37.83%
40	MBB	Ishares Mbs ETF	ETF-Other	0.46%	—	+7.22%
41	TIP	Ishares Tips Bond ETF	ETF-Other	0.43%	—	-0.89%
42	IGIB	Ishares 5-10y Inv Grade CORP	ETF-Corp Bonds	0.33%	+0.02%	+18.50%
43	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	0.31%	+0.04%	+28.11%
44	DSI	Ishares Esg Msci Kld 400 ETF	ETF-Other	0.28%	+0.02%	+10.81%
45	TSLA	Tesla INC	Stock-Consumer Disc	0.24%	+0.12%	+488.30%
46	VZ	Verizon Communications INC	Stock-Comm Services	0.23%	—	+3.05%
47	UNH	Unitedhealth Group INC	Stock-Healthcare	0.23%	—	-7.80%
48	ESGD	Ishares Trust Ishares Esg Aw	ETF-Other	0.23%	—	+7.22%
49	MRK	Merck & Co. INC.	Stock-Healthcare	0.22%	—	+6.15%
50	CMCSA	Comcast Corp-class A	Stock-Comm Services	0.21%	—	-1.80%

1–50 of 200

Portfolio Performance

Not enough priced holdings yet to compute performance

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2020-09-30	1447	$5.4B	18	1AGG 2VEU 3SPY Top holdings2020-09-30 1.AGG 2.VEU 3.SPY 4.VTV 5.IVV 6.IWF 7.LQD 8.ESGU 9.ITOT 10.GOVT
2020-06-30	1345	$4.8B	32	1VEU 2AGG 3SPY Top holdings2020-06-30 1.VEU 2.AGG 3.SPY 4.VTV 5.IWF 6.IVV 7.ITOT 8.LQD 9.VWO 10.IJR
2020-03-31	1232	$3.9B	27	1VEU 2VTV 3AGG Top holdings2020-03-31 1.VEU 2.VTV 3.AGG 4.SPY 5.IWF 6.IVV 7.ITOT 8.GOVT 9.VWO 10.VCIT
2019-12-31	1059	$4.5B	17	1VEU 2VTV 3SPY Top holdings2019-12-31 1.VEU 2.VTV 3.SPY 4.AGG 5.IWF 6.VWO 7.ITOT 8.VCIT 9.IVV 10.IUSG
2019-09-30	994	$4.0B	18	1VEU 2VTV 3SPY Top holdings2019-09-30 1.VEU 2.VTV 3.SPY 4.AGG 5.IWF 6.VWO 7.VCIT 8.ITOT 9.VGSH 10.IUSG
2019-06-30	890	$3.7B	13	1SPY 2VEU 3VTV Top holdings2019-06-30 1.SPY 2.VEU 3.VTV 4.AGG 5.IWF 6.VWO 7.VCIT 8.VGSH 9.ITOT 10.IUSG
2019-03-31	858	$3.5B	24	1VEU 2SPY 3AGG Top holdings2019-03-31 1.VEU 2.SPY 3.AGG 4.VTV 5.IWF 6.VCIT 7.VWO 8.IWM 9.ITOT 10.RSP
2018-12-31	771	$3.1B	19	1AGG 2VEU 3SPY Top holdings2018-12-31 1.AGG 2.VEU 3.SPY 4.VTV 5.IWF 6.VCIT 7.VWO 8.IWM 9.RSP 10.ITOT
2018-09-30	902	$3.5B	13	1VEU 2SPY 3AGG Top holdings2018-09-30 1.VEU 2.SPY 3.AGG 4.VTV 5.IWF 6.VCIT 7.VWO 8.IWM 9.RSP 10.IWO
2018-06-30	824	$3.2B	16	1SPY 2AGG 3VEU Top holdings2018-06-30 1.SPY 2.AGG 3.VEU 4.IWF 5.VTV 6.VCIT 7.VWO 8.IWM 9.IWO 10.RSP
2018-03-31	781	$3.1B	19	1AGG 2SPY 3VEU Top holdings2018-03-31 1.AGG 2.SPY 3.VEU 4.VTV 5.IWF 6.VCIT 7.VWO 8.IWM 9.SCHD 10.IWO
2017-12-31	929	$3.1B	15	1SPY 2VTV 3IWF Top holdings2017-12-31 1.SPY 2.VTV 3.IWF 4.AGG 5.VEU 6.VCIT 7.IWM 8.IWO 9.IWN 10.SCHD
2017-09-30	778	$2.8B	14	1SPY 2AGG 3IWF Top holdings2017-09-30 1.SPY 2.AGG 3.IWF 4.VTV 5.VEU 6.VCIT 7.IWM 8.IWO 9.IWN 10.SCHD
2017-06-30	726	$2.6B	28	1SPY 2IWF 3AGG Top holdings2017-06-30 1.SPY 2.IWF 3.AGG 4.VTV 5.VEU 6.VCIT 7.IWM 8.IWO 9.IWN 10.SCHD
2017-03-31	835	$2.4B	16	1SPY 2AGG 3IWF Top holdings2017-03-31 1.SPY 2.AGG 3.IWF 4.IWD 5.VEU 6.VCIT 7.IWM 8.IWO 9.IWN 10.SCHD
2016-12-31	617	$2.2B	13	1AGG 2SPY 3IWD Top holdings2016-12-31 1.AGG 2.SPY 3.IWD 4.IWF 5.VEU 6.VCIT 7.IWM 8.IWN 9.IWO 10.SCHD
2016-09-30	719	$2.1B	15	1AGG 2IWF 3IWD Top holdings2016-09-30 1.AGG 2.IWF 3.IWD 4.SPY 5.VEU 6.VCIT 7.IWM 8.IWO 9.IWN 10.SCHD
2016-06-30	532	$1.9B	13	1AGG 2IWD 3IWF Top holdings2016-06-30 1.AGG 2.IWD 3.IWF 4.SPY 5.VEU 6.VCIT 7.IWO 8.IWN 9.IWM 10.SCHD
2016-03-31	484	$1.8B	25	1AGG 2IWF 3IWD Top holdings2016-03-31 1.AGG 2.IWF 3.IWD 4.SPY 5.VEU 6.VCIT 7.IWO 8.IWN 9.SCHD 10.IWM
2015-12-31	630	$1.7B	11	1AGG 2IWF 3IWD Top holdings2015-12-31 1.AGG 2.IWF 3.IWD 4.VEU 5.SPY 6.USIG 7.IWO 8.IWN 9.SCHD 10.IWM
2015-09-30	617	$1.6B	14	1AGG 2IWF 3IWD Top holdings2015-09-30 1.AGG 2.IWF 3.IWD 4.USIG 5.VEU 6.SPY 7.IWO 8.IWN 9.SCHD 10.BSV
2015-06-30	605	$1.7B	11	1AGG 2IWF 3IWD Top holdings2015-06-30 1.AGG 2.IWF 3.IWD 4.VEU 5.USIG 6.SPY 7.IWO 8.IWN 9.SCHD 10.TIP
2015-03-31	590	$1.7B	16	1AGG 2IWF 3IWD Top holdings2015-03-31 1.AGG 2.IWF 3.IWD 4.USIG 5.VEU 6.SPY 7.IWO 8.IWN 9.SCHD 10.BSV
2014-12-31	672	$1.6B	14	1AGG 2IWF 3IWD Top holdings2014-12-31 1.AGG 2.IWF 3.IWD 4.USIG 5.VEU 6.SPY 7.IWO 8.IWN 9.SCHD 10.MBB
2014-09-30	655	$1.5B	12	1AGG 2USIG 3IWF Top holdings2014-09-30 1.AGG 2.USIG 3.IWF 4.IWD 5.VEU 6.SPY 7.IWO 8.IWN 9.SCHD 10.MBB
2014-06-30	664	$1.5B	17	1AGG 2USIG 3VEU Top holdings2014-06-30 1.AGG 2.USIG 3.VEU 4.IWF 5.IWD 6.SPY 7.IWO 8.IWN 9.TIP 10.SCHD
2014-03-31	1103	$1.4B	15	1AGG 2USIG 3VEU Top holdings2014-03-31 1.AGG 2.USIG 3.VEU 4.IWF 5.IWD 6.SPY 7.IWO 8.IWN 9.SCHD 10.TIP
2013-12-31	1109	$1.3B	19	1AGG 2USIG 3VEU Top holdings2013-12-31 1.AGG 2.USIG 3.VEU 4.IWF 5.IWD 6.SPY 7.IWO 8.IWN 9.BSV 10.TIP
2013-09-30	1196	$1.1B	23	1AGG 2USIG 3VEU Top holdings2013-09-30 1.AGG 2.USIG 3.VEU 4.IWF 5.IWD 6.SPY 7.IWO 8.IWN 9.TIP 10.BSV
2013-06-30	1141	$936.3M	0	1AGG 2USIG 3VEU Top holdings2013-06-30 1.AGG 2.USIG 3.VEU 4.IWD 5.IWF 6.SPY 7.TIP 8.IWO 9.BSV 10.IWN

Holding changes this quarter

ETRADE Capital Management LLC's most significant position changes for 2020-09-30: New buy: Ishares National Muni Bond E (MUB); New buy: Ss Blackstone Sr Loan ETF (SRLN); Sold out: Vaneck High Yield Muni ETF (HYD); Trim: Vanguard Short-term Treasury (VGSH) — shares -86.53%; Add: Ishares Core U.s. Aggregate (AGG) — shares +33.13%.

Position changes disclosed by ETRADE Capital Management LLC for the quarter ending 2020-09-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AGG	Ishares Core U.s. Aggregate	+1.2%	+33.13%	Add
2	IVV	Ishares Core S&p 500 ETF	+0.7%	+23.49%	Add
3	ESGU	Ishares Esg Aware Msci USA	+0.4%	+23.08%	Add
4	EFG	Ishares Msci Eafe Growth ETF	+0.4%	+26.12%	Add
5	GOVT	Ishares US Treasury Bond ETF	+0.3%	+29.49%	Add
6	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	+0.3%	+26.62%	Add
7	GSLC	Goldman Activebeta US Lc ETF	+0.3%	+27.28%	Add
8	VLUE	Ishares Msci USA Value Facto	+0.2%	+36.81%	Add
9	ESGE	Ishares INC Ishares Esg Awar	+0.2%	+19.84%	Add
10	IEFA	Ishares Core Msci Eafe ETF	+0.2%	+29.56%	Add
11	SHYG	Ishares 0-5 Yr Hy CORP Bond	+0.2%	+30.57%	Add
12	IGSB	Ishares 1-5y Inv Grade CORP	+0.1%	+23.16%	Add
13	IHI	Ishares U.s. Medical Devices	+0.1%	+20.62%	Add
14	IJR	Ishares Core S&p Small-cap E	+0.1%	+15.28%	Add
15	TSLA	Tesla INC	+0.1%	+488.30%	Add
16	AAPL	Apple INC	+0.1%	+361.04%	Add
17	USMV	Ishares Msci USA Min Vol Fac	+0.1%	+29.01%	Add
18	IYG	Ishares U.s. Financial Servi	+0.1%	+37.83%	Add
19	IXN	Ishares Global Tech ETF	+0.1%	+15.29%	Add
20	VTEB	Vanguard Tax-exempt Bond ETF	+0.1%	+16.87%	Add
21	GSIE	Goldman Sachs Activebeta Int	+0.1%	+70.76%	Add
22	CRM	Salesforce INC	+0.1%	+48.73%	Add
23	GIGB	Goldman Sachs Inv Grd CORP	+0.1%	+122.50%	Add
24	HYLB	Xtrackers Usd High Yield Cor	+0.1%	+113.14%	Add
25	QEFA	Stsr Spd Msc Eaf Stgfs-us In	0%	+18.39%	Add
26	TLT	Ishares 20+ Year Treasury Bd	0%	+28.11%	Add
27	SHM	Ss Spdr N Ice St Muni ETF	0%	+19.62%	Add
28	BABA	Alibaba Group Holding-sp Adr	0%	+16.28%	Add
29	IGIB	Ishares 5-10y Inv Grade CORP	0%	+18.50%	Add
30	DSI	Ishares Esg Msci Kld 400 ETF	0%	+10.81%	Add
31	TSM	Taiwan Semiconductor-sp Adr	0%	-11.67%	Trim
32	PFE	Pfizer INC	0%	+10.52%	Add
33	IEF	Ishares 7-10 Year Treasury B	0%	+21.32%	Add
34	NVDA	Nvidia CORP	0%	-1.57%	Trim
35	AMZN	Amazon.com INC	—	-2.51%	Trim
36	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	0%	+4.45%	Add
37	ITOT	Ishares Core S&p Total U.s.	0%	+1.73%	Add
38	KO	Coca-cola Co/the	-0.1%	-32.03%	Trim
39	NVS	Novartis Ag-sponsored Adr	-0.1%	-19.45%	Trim
40	RSP	Invesco S&p 500 Equal Weight	-0.1%	-0.66%	Trim
41	IUSG	Ishares Core S&p U.s. Growth	-0.1%	-6.66%	Trim
42	VWO	Vanguard Ftse Emerging Marke	-0.2%	-4.46%	Trim
43	VCIT	Vanguard Int-term Corporate	-0.2%	+2.74%	Add
44	VTV	Vanguard Value ETF	-0.2%	+2.93%	Add
45	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.5%	-4.45%	Trim
46	VEU	Vanguard Ftse All-world Ex-u	-0.5%	-2.40%	Trim
47	VGSH	Vanguard Short-term Treasury	-1.6%	-86.53%	Trim
48	MUB	Ishares National Muni Bond E	—	NEW	New buy
49	SRLN	Ss Blackstone Sr Loan ETF	—	NEW	New buy
50	HYD	Vaneck High Yield Muni ETF	—	EXIT	Sold out

Filing History

Period	Filed	Type	EDGAR
2020-09-30	2020-11-13	13F-HR	View on EDGAR
2020-06-30	2020-08-13	13F-HR	View on EDGAR
2020-03-31	2020-05-08	13F-HR	View on EDGAR
2019-12-31	2020-02-07	13F-HR	View on EDGAR
2019-09-30	2019-11-13	13F-HR	View on EDGAR
2019-06-30	2019-08-13	13F-HR	View on EDGAR
2019-03-31	2019-05-13	13F-HR	View on EDGAR
2018-12-31	2019-02-08	13F-HR	View on EDGAR
2018-09-30	2018-11-14	13F-HR	View on EDGAR
2018-06-30	2018-08-14	13F-HR	View on EDGAR
2018-03-31	2018-05-07	13F-HR	View on EDGAR
2017-12-31	2018-02-13	13F-HR	View on EDGAR
2017-09-30	2017-11-09	13F-HR	View on EDGAR
2017-06-30	2017-08-11	13F-HR	View on EDGAR
2017-03-31	2017-05-12	13F-HR	View on EDGAR
2016-12-31	2017-02-14	13F-HR	View on EDGAR
2016-09-30	2016-11-21	Amendment	View on EDGAR
2016-09-30	2016-11-14	13F-HR	View on EDGAR
2016-06-30	2016-08-15	13F-HR	View on EDGAR
2016-03-31	2016-05-16	13F-HR	View on EDGAR
2015-12-31	2016-02-16	13F-HR	View on EDGAR
2015-09-30	2015-11-10	13F-HR	View on EDGAR
2015-06-30	2015-08-14	13F-HR	View on EDGAR
2015-03-31	2015-05-15	13F-HR	View on EDGAR
2014-12-31	2015-02-12	13F-HR	View on EDGAR
2014-09-30	2014-11-13	13F-HR	View on EDGAR
2014-06-30	2014-08-13	13F-HR	View on EDGAR
2014-03-31	2014-05-15	13F-HR	View on EDGAR
2013-12-31	2014-02-13	13F-HR	View on EDGAR
2013-09-30	2013-11-14	13F-HR	View on EDGAR
2013-06-30	2013-08-15	13F-HR	View on EDGAR

FAQ

What is ETRADE Capital Management LLC and what type of investor is it?

ETRADE Capital Management LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2020-09-30), the firm manages a tracked equity portfolio valued at approximately $5.4B, spread across 1447 disclosed positions.

What are ETRADE Capital Management LLC's largest equity positions?

Based on the latest 13F filing, ETRADE Capital Management LLC's top holdings by market value are: 1. Ishares Core U.s. Aggregate (AGG) — $405.0M (7.5%) 2. Vanguard Ftse All-world Ex-u (VEU) — $315.4M (5.9%) 3. Ss Spdr S&p 500 ETF Trust-us (SPY) — $313.5M (5.8%) 4. Vanguard Value ETF (VTV) — $302.0M (5.6%) 5. Ishares Core S&p 500 ETF (IVV) — $217.6M (4.0%)

What changes did ETRADE Capital Management LLC make in its most recent portfolio filing?

In the latest reported quarter, ETRADE Capital Management LLC made 50 notable position adjustments: 2 new positions were initiated, 36 existing holdings were added to, 11 positions were partially reduced, and 1 were completely exited. The largest of these moves: New buy: Ishares National Muni Bond E (MUB); New buy: Ss Blackstone Sr Loan ETF (SRLN); Sold out: Vaneck High Yield Muni ETF (HYD); Trim: Vanguard Short-term Treasury (VGSH) — shares -86.53%; Add: Ishares Core U.s. Aggregate (AGG) — shares +33.13%

What sectors does ETRADE Capital Management LLC focus on?

ETRADE Capital Management LLC is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 27.6% • Health Care: 18.7% • Consumer Discretionary: 15.2% • Communication Services: 13.7% • Financials: 10.6% • Industrials: 5.7%

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3 of the top 5 holdings overlap, including Ishares Core S&p 500 ETF

View detail

ETRADE Capital Management LLC 13F Holdings Overview (1447 Positions)

CIK: 0001512581

Diversified strategyMomentum followerLong-term holder

Total reported value

$5.4B

Reporting period: 2020-09-30 · Number of holdings: 1447

ETRADE Capital Management LLC disclosed 1447 holdings in its latest 13F filing for the period ending 2020-09-30, with total reported value of $5.4B and a quarterly turnover rate of 18.0%.

Browse other institutions with $1B to $10B AUM Browse other institutions starting with "E"

Personality snowflake

Concentration: 10.27
Portfolio Stability: 17.96
Momentum/Contrarian: 100
Sector conviction: 51.3
Diversification: 100
Sizing Uniformity: 53.41

Position sizes vary widely across the portfolio (a coefficient of variation of 4.66), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Recent moves

Trim VGSH
-86.5%　-$73.3M
Add AGG
+33.1%　$100.4M
Add IVV
+23.5%　$55.2M
Trim VEU
-2.4%　$10.4M
Trim SPY
-4.4%　$11.4M
Add ESGU
+23.1%　$34.6M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 200 holdings (of 1447 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AGG	Ishares Core U.s. Aggregate	ETF-Other	7.54%	+1.18%	+33.13%
2	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	5.87%	-0.49%	-2.40%
3	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	5.84%	-0.46%	-4.45%
4	VTV	Vanguard Value ETF	ETF-Other	5.62%	-0.21%	+2.93%
5	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	4.05%	+0.66%	+23.49%
6	IWF	Ishares Russell 1000 Growth	ETF-Other	3.56%	—	-12.00%
7	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	2.72%	+0.32%	+26.62%
8	ESGU	Ishares Esg Aware Msci USA	ETF-Other	2.54%	+0.42%	+23.08%
9	ITOT	Ishares Core S&p Total U.s.	ETF-Other	2.51%	-0.04%	+1.73%
10	GOVT	Ishares US Treasury Bond ETF	ETF-Gov Bonds	2.50%	+0.33%	+29.49%
11	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	2.29%	+0.12%	+15.28%
12	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	2.19%	-0.16%	-4.46%
13	EFG	Ishares Msci Eafe Growth ETF	ETF-Other	1.95%	+0.35%	+26.12%
14	VCIT	Vanguard Int-term Corporate	ETF-Corp Bonds	1.95%	-0.16%	+2.74%
15	VTEB	Vanguard Tax-exempt Bond ETF	ETF-Other	1.91%	+0.08%	+16.87%
16	IUSG	Ishares Core S&p U.s. Growth	ETF-Other	1.70%	-0.13%	-6.66%
17	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	1.47%	+0.14%	+23.16%
18	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	1.32%	+0.25%	+27.28%
19	ESGE	Ishares INC Ishares Esg Awar	ETF-Other	1.23%	+0.19%	+19.84%
20	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.17%	—	-4.40%
21	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	1.08%	—	-7.20%
22	IWN	Ishares Russell 2000 Value E	ETF-Small Cap	1.03%	—	-2.29%
23	RSP	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	1.03%	-0.06%	-0.66%
24	VLUE	Ishares Msci USA Value Facto	ETF-Other	0.99%	+0.20%	+36.81%
25	SHYG	Ishares 0-5 Yr Hy CORP Bond	ETF-Corp Bonds	0.91%	+0.15%	+30.57%
26	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	0.89%	+0.16%	+29.56%
27	BSV	Vanguard Short-term Bond ETF	ETF-Other	0.75%	—	+4.12%
28	IXN	Ishares Global Tech ETF	ETF-Tech	0.72%	+0.09%	+15.29%
29	IHI	Ishares U.s. Medical Devices	ETF-Other	0.70%	+0.13%	+20.62%
30	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	0.66%	-0.03%	+4.45%
31	IDV	Ishares International Select	ETF-Other	0.63%	—	+3.37%
32	MSFT	Microsoft CORP	Stock-Tech	0.61%	—	-7.65%
33	VYM	Vanguard High Dvd Yield ETF	ETF-Other	0.57%	—	+0.61%
34	AMZN	Amazon.com INC	Stock-Consumer Disc	0.56%	—	-2.51%
35	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	0.56%	+0.10%	+29.01%
36	SHM	Ss Spdr N Ice St Muni ETF	ETF-Other	0.54%	+0.03%	+19.62%
37	AAPL	Apple INC	Stock-Tech	0.48%	+0.11%	+361.04%
38	QEFA	Stsr Spd Msc Eaf Stgfs-us In	ETF-Other	0.48%	+0.04%	+18.39%
39	IYG	Ishares U.s. Financial Servi	ETF-Other	0.48%	+0.10%	+37.83%
40	MBB	Ishares Mbs ETF	ETF-Other	0.46%	—	+7.22%
41	TIP	Ishares Tips Bond ETF	ETF-Other	0.43%	—	-0.89%
42	IGIB	Ishares 5-10y Inv Grade CORP	ETF-Corp Bonds	0.33%	+0.02%	+18.50%
43	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	0.31%	+0.04%	+28.11%
44	DSI	Ishares Esg Msci Kld 400 ETF	ETF-Other	0.28%	+0.02%	+10.81%
45	TSLA	Tesla INC	Stock-Consumer Disc	0.24%	+0.12%	+488.30%
46	VZ	Verizon Communications INC	Stock-Comm Services	0.23%	—	+3.05%
47	UNH	Unitedhealth Group INC	Stock-Healthcare	0.23%	—	-7.80%
48	ESGD	Ishares Trust Ishares Esg Aw	ETF-Other	0.23%	—	+7.22%
49	MRK	Merck & Co. INC.	Stock-Healthcare	0.22%	—	+6.15%
50	CMCSA	Comcast Corp-class A	Stock-Comm Services	0.21%	—	-1.80%

1–50 of 200

Portfolio Performance

Not enough priced holdings yet to compute performance

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2020-09-30	1447	$5.4B	18	1AGG 2VEU 3SPY Top holdings2020-09-30 1.AGG 2.VEU 3.SPY 4.VTV 5.IVV 6.IWF 7.LQD 8.ESGU 9.ITOT 10.GOVT
2020-06-30	1345	$4.8B	32	1VEU 2AGG 3SPY Top holdings2020-06-30 1.VEU 2.AGG 3.SPY 4.VTV 5.IWF 6.IVV 7.ITOT 8.LQD 9.VWO 10.IJR
2020-03-31	1232	$3.9B	27	1VEU 2VTV 3AGG Top holdings2020-03-31 1.VEU 2.VTV 3.AGG 4.SPY 5.IWF 6.IVV 7.ITOT 8.GOVT 9.VWO 10.VCIT
2019-12-31	1059	$4.5B	17	1VEU 2VTV 3SPY Top holdings2019-12-31 1.VEU 2.VTV 3.SPY 4.AGG 5.IWF 6.VWO 7.ITOT 8.VCIT 9.IVV 10.IUSG
2019-09-30	994	$4.0B	18	1VEU 2VTV 3SPY Top holdings2019-09-30 1.VEU 2.VTV 3.SPY 4.AGG 5.IWF 6.VWO 7.VCIT 8.ITOT 9.VGSH 10.IUSG
2019-06-30	890	$3.7B	13	1SPY 2VEU 3VTV Top holdings2019-06-30 1.SPY 2.VEU 3.VTV 4.AGG 5.IWF 6.VWO 7.VCIT 8.VGSH 9.ITOT 10.IUSG
2019-03-31	858	$3.5B	24	1VEU 2SPY 3AGG Top holdings2019-03-31 1.VEU 2.SPY 3.AGG 4.VTV 5.IWF 6.VCIT 7.VWO 8.IWM 9.ITOT 10.RSP
2018-12-31	771	$3.1B	19	1AGG 2VEU 3SPY Top holdings2018-12-31 1.AGG 2.VEU 3.SPY 4.VTV 5.IWF 6.VCIT 7.VWO 8.IWM 9.RSP 10.ITOT
2018-09-30	902	$3.5B	13	1VEU 2SPY 3AGG Top holdings2018-09-30 1.VEU 2.SPY 3.AGG 4.VTV 5.IWF 6.VCIT 7.VWO 8.IWM 9.RSP 10.IWO
2018-06-30	824	$3.2B	16	1SPY 2AGG 3VEU Top holdings2018-06-30 1.SPY 2.AGG 3.VEU 4.IWF 5.VTV 6.VCIT 7.VWO 8.IWM 9.IWO 10.RSP
2018-03-31	781	$3.1B	19	1AGG 2SPY 3VEU Top holdings2018-03-31 1.AGG 2.SPY 3.VEU 4.VTV 5.IWF 6.VCIT 7.VWO 8.IWM 9.SCHD 10.IWO
2017-12-31	929	$3.1B	15	1SPY 2VTV 3IWF Top holdings2017-12-31 1.SPY 2.VTV 3.IWF 4.AGG 5.VEU 6.VCIT 7.IWM 8.IWO 9.IWN 10.SCHD
2017-09-30	778	$2.8B	14	1SPY 2AGG 3IWF Top holdings2017-09-30 1.SPY 2.AGG 3.IWF 4.VTV 5.VEU 6.VCIT 7.IWM 8.IWO 9.IWN 10.SCHD
2017-06-30	726	$2.6B	28	1SPY 2IWF 3AGG Top holdings2017-06-30 1.SPY 2.IWF 3.AGG 4.VTV 5.VEU 6.VCIT 7.IWM 8.IWO 9.IWN 10.SCHD
2017-03-31	835	$2.4B	16	1SPY 2AGG 3IWF Top holdings2017-03-31 1.SPY 2.AGG 3.IWF 4.IWD 5.VEU 6.VCIT 7.IWM 8.IWO 9.IWN 10.SCHD
2016-12-31	617	$2.2B	13	1AGG 2SPY 3IWD Top holdings2016-12-31 1.AGG 2.SPY 3.IWD 4.IWF 5.VEU 6.VCIT 7.IWM 8.IWN 9.IWO 10.SCHD
2016-09-30	719	$2.1B	15	1AGG 2IWF 3IWD Top holdings2016-09-30 1.AGG 2.IWF 3.IWD 4.SPY 5.VEU 6.VCIT 7.IWM 8.IWO 9.IWN 10.SCHD
2016-06-30	532	$1.9B	13	1AGG 2IWD 3IWF Top holdings2016-06-30 1.AGG 2.IWD 3.IWF 4.SPY 5.VEU 6.VCIT 7.IWO 8.IWN 9.IWM 10.SCHD
2016-03-31	484	$1.8B	25	1AGG 2IWF 3IWD Top holdings2016-03-31 1.AGG 2.IWF 3.IWD 4.SPY 5.VEU 6.VCIT 7.IWO 8.IWN 9.SCHD 10.IWM
2015-12-31	630	$1.7B	11	1AGG 2IWF 3IWD Top holdings2015-12-31 1.AGG 2.IWF 3.IWD 4.VEU 5.SPY 6.USIG 7.IWO 8.IWN 9.SCHD 10.IWM
2015-09-30	617	$1.6B	14	1AGG 2IWF 3IWD Top holdings2015-09-30 1.AGG 2.IWF 3.IWD 4.USIG 5.VEU 6.SPY 7.IWO 8.IWN 9.SCHD 10.BSV
2015-06-30	605	$1.7B	11	1AGG 2IWF 3IWD Top holdings2015-06-30 1.AGG 2.IWF 3.IWD 4.VEU 5.USIG 6.SPY 7.IWO 8.IWN 9.SCHD 10.TIP
2015-03-31	590	$1.7B	16	1AGG 2IWF 3IWD Top holdings2015-03-31 1.AGG 2.IWF 3.IWD 4.USIG 5.VEU 6.SPY 7.IWO 8.IWN 9.SCHD 10.BSV
2014-12-31	672	$1.6B	14	1AGG 2IWF 3IWD Top holdings2014-12-31 1.AGG 2.IWF 3.IWD 4.USIG 5.VEU 6.SPY 7.IWO 8.IWN 9.SCHD 10.MBB
2014-09-30	655	$1.5B	12	1AGG 2USIG 3IWF Top holdings2014-09-30 1.AGG 2.USIG 3.IWF 4.IWD 5.VEU 6.SPY 7.IWO 8.IWN 9.SCHD 10.MBB
2014-06-30	664	$1.5B	17	1AGG 2USIG 3VEU Top holdings2014-06-30 1.AGG 2.USIG 3.VEU 4.IWF 5.IWD 6.SPY 7.IWO 8.IWN 9.TIP 10.SCHD
2014-03-31	1103	$1.4B	15	1AGG 2USIG 3VEU Top holdings2014-03-31 1.AGG 2.USIG 3.VEU 4.IWF 5.IWD 6.SPY 7.IWO 8.IWN 9.SCHD 10.TIP
2013-12-31	1109	$1.3B	19	1AGG 2USIG 3VEU Top holdings2013-12-31 1.AGG 2.USIG 3.VEU 4.IWF 5.IWD 6.SPY 7.IWO 8.IWN 9.BSV 10.TIP
2013-09-30	1196	$1.1B	23	1AGG 2USIG 3VEU Top holdings2013-09-30 1.AGG 2.USIG 3.VEU 4.IWF 5.IWD 6.SPY 7.IWO 8.IWN 9.TIP 10.BSV
2013-06-30	1141	$936.3M	0	1AGG 2USIG 3VEU Top holdings2013-06-30 1.AGG 2.USIG 3.VEU 4.IWD 5.IWF 6.SPY 7.TIP 8.IWO 9.BSV 10.IWN

Holding changes this quarter

Position changes disclosed by ETRADE Capital Management LLC for the quarter ending 2020-09-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AGG	Ishares Core U.s. Aggregate	+1.2%	+33.13%	Add
2	IVV	Ishares Core S&p 500 ETF	+0.7%	+23.49%	Add
3	ESGU	Ishares Esg Aware Msci USA	+0.4%	+23.08%	Add
4	EFG	Ishares Msci Eafe Growth ETF	+0.4%	+26.12%	Add
5	GOVT	Ishares US Treasury Bond ETF	+0.3%	+29.49%	Add
6	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	+0.3%	+26.62%	Add
7	GSLC	Goldman Activebeta US Lc ETF	+0.3%	+27.28%	Add
8	VLUE	Ishares Msci USA Value Facto	+0.2%	+36.81%	Add
9	ESGE	Ishares INC Ishares Esg Awar	+0.2%	+19.84%	Add
10	IEFA	Ishares Core Msci Eafe ETF	+0.2%	+29.56%	Add
11	SHYG	Ishares 0-5 Yr Hy CORP Bond	+0.2%	+30.57%	Add
12	IGSB	Ishares 1-5y Inv Grade CORP	+0.1%	+23.16%	Add
13	IHI	Ishares U.s. Medical Devices	+0.1%	+20.62%	Add
14	IJR	Ishares Core S&p Small-cap E	+0.1%	+15.28%	Add
15	TSLA	Tesla INC	+0.1%	+488.30%	Add
16	AAPL	Apple INC	+0.1%	+361.04%	Add
17	USMV	Ishares Msci USA Min Vol Fac	+0.1%	+29.01%	Add
18	IYG	Ishares U.s. Financial Servi	+0.1%	+37.83%	Add
19	IXN	Ishares Global Tech ETF	+0.1%	+15.29%	Add
20	VTEB	Vanguard Tax-exempt Bond ETF	+0.1%	+16.87%	Add
21	GSIE	Goldman Sachs Activebeta Int	+0.1%	+70.76%	Add
22	CRM	Salesforce INC	+0.1%	+48.73%	Add
23	GIGB	Goldman Sachs Inv Grd CORP	+0.1%	+122.50%	Add
24	HYLB	Xtrackers Usd High Yield Cor	+0.1%	+113.14%	Add
25	QEFA	Stsr Spd Msc Eaf Stgfs-us In	0%	+18.39%	Add
26	TLT	Ishares 20+ Year Treasury Bd	0%	+28.11%	Add
27	SHM	Ss Spdr N Ice St Muni ETF	0%	+19.62%	Add
28	BABA	Alibaba Group Holding-sp Adr	0%	+16.28%	Add
29	IGIB	Ishares 5-10y Inv Grade CORP	0%	+18.50%	Add
30	DSI	Ishares Esg Msci Kld 400 ETF	0%	+10.81%	Add
31	TSM	Taiwan Semiconductor-sp Adr	0%	-11.67%	Trim
32	PFE	Pfizer INC	0%	+10.52%	Add
33	IEF	Ishares 7-10 Year Treasury B	0%	+21.32%	Add
34	NVDA	Nvidia CORP	0%	-1.57%	Trim
35	AMZN	Amazon.com INC	—	-2.51%	Trim
36	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	0%	+4.45%	Add
37	ITOT	Ishares Core S&p Total U.s.	0%	+1.73%	Add
38	KO	Coca-cola Co/the	-0.1%	-32.03%	Trim
39	NVS	Novartis Ag-sponsored Adr	-0.1%	-19.45%	Trim
40	RSP	Invesco S&p 500 Equal Weight	-0.1%	-0.66%	Trim
41	IUSG	Ishares Core S&p U.s. Growth	-0.1%	-6.66%	Trim
42	VWO	Vanguard Ftse Emerging Marke	-0.2%	-4.46%	Trim
43	VCIT	Vanguard Int-term Corporate	-0.2%	+2.74%	Add
44	VTV	Vanguard Value ETF	-0.2%	+2.93%	Add
45	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.5%	-4.45%	Trim
46	VEU	Vanguard Ftse All-world Ex-u	-0.5%	-2.40%	Trim
47	VGSH	Vanguard Short-term Treasury	-1.6%	-86.53%	Trim
48	MUB	Ishares National Muni Bond E	—	NEW	New buy
49	SRLN	Ss Blackstone Sr Loan ETF	—	NEW	New buy
50	HYD	Vaneck High Yield Muni ETF	—	EXIT	Sold out

Filing History

Period	Filed	Type	EDGAR
2020-09-30	2020-11-13	13F-HR	View on EDGAR
2020-06-30	2020-08-13	13F-HR	View on EDGAR
2020-03-31	2020-05-08	13F-HR	View on EDGAR
2019-12-31	2020-02-07	13F-HR	View on EDGAR
2019-09-30	2019-11-13	13F-HR	View on EDGAR
2019-06-30	2019-08-13	13F-HR	View on EDGAR
2019-03-31	2019-05-13	13F-HR	View on EDGAR
2018-12-31	2019-02-08	13F-HR	View on EDGAR
2018-09-30	2018-11-14	13F-HR	View on EDGAR
2018-06-30	2018-08-14	13F-HR	View on EDGAR
2018-03-31	2018-05-07	13F-HR	View on EDGAR
2017-12-31	2018-02-13	13F-HR	View on EDGAR
2017-09-30	2017-11-09	13F-HR	View on EDGAR
2017-06-30	2017-08-11	13F-HR	View on EDGAR
2017-03-31	2017-05-12	13F-HR	View on EDGAR
2016-12-31	2017-02-14	13F-HR	View on EDGAR
2016-09-30	2016-11-21	Amendment	View on EDGAR
2016-09-30	2016-11-14	13F-HR	View on EDGAR
2016-06-30	2016-08-15	13F-HR	View on EDGAR
2016-03-31	2016-05-16	13F-HR	View on EDGAR
2015-12-31	2016-02-16	13F-HR	View on EDGAR
2015-09-30	2015-11-10	13F-HR	View on EDGAR
2015-06-30	2015-08-14	13F-HR	View on EDGAR
2015-03-31	2015-05-15	13F-HR	View on EDGAR
2014-12-31	2015-02-12	13F-HR	View on EDGAR
2014-09-30	2014-11-13	13F-HR	View on EDGAR
2014-06-30	2014-08-13	13F-HR	View on EDGAR
2014-03-31	2014-05-15	13F-HR	View on EDGAR
2013-12-31	2014-02-13	13F-HR	View on EDGAR
2013-09-30	2013-11-14	13F-HR	View on EDGAR
2013-06-30	2013-08-15	13F-HR	View on EDGAR