O&
Oppenheimer & Close, LLC — 13F Portfolio Changes & Top Buys (Q2 2026)
Oppenheimer & Close, LLCCIK: 0001591377
Diversified strategySector-focusedMomentum follower
Total reported value
$158.5M
Reporting period: 2026-06-30 · Number of holdings: 57
Oppenheimer & Close, LLC disclosed 57 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $158.5M and a quarterly turnover rate of 24.6%.
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Personality snowflake
- Concentration
- 13.49
- Portfolio Stability
- 24.64
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 90.31
Oppenheimer & Close, LLC's disclosed holdings carry a Herfindahl concentration index of 0.034 — mathematically equivalent to about 30 equally-sized positions, well below its 57 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.97), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 3.0 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 25% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim GLW
-97.2% -$5.4M
Sold out CSCO
Add HURC
+0.7% $3.8M
Add UHAL-B
+1.7% $1.9M
Add PGC
0.0% $1.5M
Trim AGI
+11.7% -$1.5M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SMHI | Seacor Marine Holdings Inc | Stock-Other | 6.68% | +0.44% | +0.18% | |
| 2 | HURC | Hurco Companies Inc | Stock-Other | 6.65% | +2.41% | +0.66% | |
| 3 | AEM | Agnico Eagle Mines LTD | Stock-Materials | 5.07% | -0.82% | +12.70% | |
| 4 | UHAL-B | U-haul Holding Co-non Voting | Stock-Other | 4.99% | +1.20% | +1.74% | |
| 5 | TAYD | Taylor Devices Inc | Stock-Other | 4.21% | +0.13% | — | |
| 6 | BRT | Brt Apartments CORP | Stock-Other | 3.90% | +0.49% | -0.81% | |
| 7 | IIIN | Insteel Industries Inc | Stock-Other | 3.81% | +0.79% | +40.40% | |
| 8 | PGC | Peapack Gladstone Finl CORP | Stock-Other | 3.73% | +0.96% | — | |
| 9 | CCNE | Cnb Financial Corp/pa | Stock-Other | 3.54% | +0.50% | — | |
| 10 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 3.52% | +0.20% | +1.32% | |
| 11 | GLD | Spdr Gold Shares | ETF-Commodities | 3.33% | -0.55% | — | |
| 12 | HL | Hecla Mining Co | Stock-Materials | 3.22% | -0.12% | +16.51% | |
| 13 | NEM | Newmont CORP | Stock-Materials | 3.04% | -0.45% | +0.78% | |
| 14 | AGI | Alamos Gold Inc-class A | Stock-Materials | 2.99% | -0.93% | +11.69% | |
| 15 | CDE | Coeur Mining Inc | Stock-Materials | 2.95% | -0.27% | +5.39% | |
| 16 | BBW | Build-a-bear Workshop Inc | Stock-Other | 2.95% | -0.58% | +2.01% | |
| 17 | B | Barrick Mining CORP | Stock-Materials | 2.81% | +0.35% | +26.55% | |
| 18 | CVX | Chevron CORP | Stock-Energy | 2.81% | -0.68% | +0.24% | |
| 19 | ACNT | Ascent Industries Co | Stock-Other | 2.21% | +0.87% | +45.90% | |
| 20 | FRPH | Frp Holdings Inc | Stock-Other | 2.15% | +0.60% | +21.51% | |
| 21 | LSBK | Lake Shore Bancorp Inc/md | Stock-Other | 2.02% | +0.30% | — | |
| 22 | CPBI | Central Plains Bancshares In | Stock-Other | 1.98% | +0.20% | — | |
| 23 | TRC | Tejon Ranch Co | Stock-Other | 1.94% | -0.02% | — | |
| 24 | BVFL | BV Financial Inc | Stock-Other | 1.80% | +0.18% | — | |
| 25 | HTB | Hometrust Bancshares Inc | Stock-Other | 1.66% | +0.24% | — | |
| 26 | CARE | Carter Bankshares Inc | Stock-Other | 1.34% | +0.42% | — | |
| 27 | NBBK | Nb Bancorp Inc | Stock-Other | 1.11% | +0.01% | — | |
| 28 | AXR | Amrep CORP | Stock-Other | 1.07% | -0.12% | — | |
| 29 | PBHC | Pathfinder Bancorp Inc | Stock-Other | 0.95% | +0.21% | +3.55% | |
| 30 | ASRV | Ameriserv Financial Inc | Stock-Other | 0.89% | +0.09% | +3.36% | |
| 31 | SFBC | Sound Financial Bancorp Inc | Stock-Other | 0.89% | -0.01% | — | |
| 32 | ECBK | Ecb Bancorp Inc | Stock-Other | 0.77% | +0.13% | — | |
| 33 | MPB | Mid Penn Bancorp Inc | Stock-Other | 0.70% | +0.05% | — | |
| 34 | CBAN | Colony Bankcorp | Stock-Other | 0.68% | — | — | |
| 35 | CEF | Sprott Physical Gold And Sil | Stock-Other | 0.62% | -0.11% | — | |
| 36 | TCBS | Texas Community Bancshares | Stock-Other | 0.61% | — | — | |
| 37 | TSBK | Timberland Bancorp Inc | Stock-Other | 0.56% | +0.07% | — | |
| 38 | SLVM | Sylvamo CORP | Stock-Materials | 0.55% | +0.55% | NEW | |
| 39 | FSUN | Firstsun Capital Bancorp | Stock-Other | 0.52% | +0.03% | — | |
| 40 | BRBS | Blue Ridge Bankshares Inc | Stock-Other | 0.45% | -0.08% | — | |
| 41 | GDX | Vaneck Gold Miners ETF | ETF-Commodities | 0.43% | -0.10% | — | |
| 42 | WSBK | Winchester Bancorp Inc | Stock-Other | 0.41% | +0.01% | — | |
| 43 | RMBI | Richmond Mutual Bancorporati | Stock-Other | 0.40% | +0.06% | — | |
| 44 | CRC | California Resources CORP | Stock-Energy | 0.38% | -0.12% | — | |
| 45 | WNEB | Western New England Bancorp | Stock-Other | 0.37% | +0.04% | — | |
| 46 | FISI | Financial Institutions Inc | Stock-Other | 0.36% | +0.36% | NEW | |
| 47 | AVBC | Avidia Bancorp Inc | Stock-Other | 0.35% | +0.02% | — | |
| 48 | MGYR | Magyar Bancorp Inc | Stock-Other | 0.27% | +0.01% | — | |
| 49 | UHAL | U-haul Holding Co | Stock-Other | 0.25% | +0.07% | — | |
| 50 | GLW | Corning Inc | Stock-Tech | 0.19% | -3.39% | -97.20% |
1–50 of 57
Portfolio Performance
Performance for Q3 2026
+6.7%
Performance Last 4 Quarters
+41.6%
- Stdev
- +17.6%
- Beta
- +0.52
- Alpha
- +16.3%
- Max Drawdown
- -12.1%
- Annualized Perf
- +28.4%
- Batting Avg vs S&P
- +44.4%
- Sortino
- +3.16
- Stutzer
- +0.44
- Treynor
- +0.51
- Sterling
- +1.72
- Calmar
- +2.35
- Information Ratio
- +0.39
- Tracking Error
- +17.4%
- Stdev Down
- +8.5%
- Winning Months %
- +63.9%
- Losing Months %
- +36.1%
- Best 12 Months
- +76.4%
- Worst 12 Months
- +10.2%
- Efficiency Ratio
- +0.73
- Sharpe
- +1.52
- Stdev Sectors
- +34.5%
- Skewness
- -0.15
- Kurtosis
- +0.29
- Upside Potential
- +4.6
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 57 | $158.5M | 25 | ||
| 2026 Q1 | 56 | $158.6M | 37 | ||
| 2025 Q4 | 57 | $146.7M | 18 | ||
| 2025 Q3 | 55 | $148.0M | 50 | ||
| 2025 Q2 | 52 | $130.5M | 0 | ||
| 2025 Q1 | 51 | $121.3M | 100 | ||
| 2024 Q4 | 51 | $121.6M | 0 | ||
| 2024 Q3 | 51 | $124.8M | 0 | ||
| 2024 Q2 | 56 | $113.9M | 0 | ||
| 2024 Q1 | 55 | $115.3M | 0 | ||
| 2023 Q4 | 54 | $109.7M | 0 | ||
| 2023 Q3 | 55 | $100.2M | 0 | ||
| 2023 Q2 | 52 | $96.3M | 0 | ||
| 2023 Q1 | 61 | $101.0M | 0 | ||
| 2022 Q4 | 61 | $101.8M | 0 | ||
| 2022 Q3 | 62 | $92.4M | 0 | ||
| 2022 Q2 | 58 | $87.6M | 0 | ||
| 2022 Q1 | 59 | $115.9M | 0 | ||
| 2021 Q4 | 61 | $106.3M | 0 | ||
| 2021 Q3 | 64 | $104.4M | 0 | ||
| 2021 Q2 | 58 | $107.9M | 100 | ||
| 2021 Q1 | 50 | $88.8M | 32 | ||
| 2020 Q4 | 46 | $92.2M | 24 | ||
| 2020 Q3 | 44 | $76.1M | 13 | ||
| 2020 Q2 | 45 | $74.9M | 26 | ||
| 2020 Q1 | 50 | $63.7M | 48 | ||
| 2019 Q4 | 45 | $95.4M | 15 | ||
| 2019 Q3 | 43 | $90.1M | 10 | ||
| 2019 Q2 | 40 | $86.6M | 16 | ||
| 2019 Q1 | 38 | $83.3M | 20 | ||
| 2018 Q4 | 41 | $86.5M | 25 | ||
| 2018 Q3 | 38 | $101.1M | 14 | ||
| 2018 Q2 | 37 | $108.2M | 7 | ||
| 2018 Q1 | 36 | $104.8M | 17 | ||
| 2017 Q4 | 33 | $102.6M | 11 | ||
| 2017 Q3 | 35 | $96.6M | 13 | ||
| 2017 Q2 | 37 | $97.0M | 24 | ||
| 2017 Q1 | 39 | $109.0M | 23 | ||
| 2016 Q4 | 38 | $111.2M | 22 | ||
| 2016 Q3 | 41 | $105.0M | 17 | ||
| 2016 Q2 | 41 | $106.3M | 23 | ||
| 2016 Q1 | 45 | $111.1M | 23 | ||
| 2015 Q4 | 50 | $111.8M | 39 | ||
| 2015 Q3 | 50 | $117.7M | 10 | ||
| 2015 Q2 | 52 | $120.2M | 14 | ||
| 2015 Q1 | 51 | $118.7M | 10 | ||
| 2014 Q4 | 52 | $119.2M | 29 | ||
| 2014 Q3 | 52 | $122.0M | 13 | ||
| 2014 Q2 | 53 | $124.2M | 9 | ||
| 2014 Q1 | 52 | $119.8M | 11 | ||
| 2013 Q4 | 51 | $115.9M | 26 | ||
| 2013 Q3 | 61 | $140.4M | 0 |
Holding changes this quarter
Oppenheimer & Close, LLC's most significant position changes for 2026-06-30: Sold out: Cisco Systems Inc (CSCO); New buy: Sylvamo CORP (SLVM); Sold out: Everspin Technologies Inc (MRAM); New buy: Financial Institutions Inc (FISI); Sold out: Rio Tinto Plc-spon Adr (RIO).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | HURC | Hurco Companies Inc | +2.4% | +0.66% | Add |
| 2 | UHAL-B | U-haul Holding Co-non Voting | +1.2% | +1.74% | Add |
| 3 | PGC | Peapack Gladstone Finl CORP | +1% | — | Unchanged |
| 4 | ACNT | Ascent Industries Co | +0.9% | +45.90% | Add |
| 5 | IIIN | Insteel Industries Inc | +0.8% | +40.40% | Add |
| 6 | FRPH | Frp Holdings Inc | +0.6% | +21.51% | Add |
| 7 | SLVM | Sylvamo CORP | +0.6% | NEW | New buy |
| 8 | CCNE | Cnb Financial Corp/pa | +0.5% | — | Unchanged |
| 9 | BRT | Brt Apartments CORP | +0.5% | -0.81% | Trim |
| 10 | SMHI | Seacor Marine Holdings Inc | +0.4% | +0.18% | Add |
| 11 | CARE | Carter Bankshares Inc | +0.4% | — | Unchanged |
| 12 | FISI | Financial Institutions Inc | +0.4% | NEW | New buy |
| 13 | B | Barrick Mining CORP | +0.4% | +26.55% | Add |
| 14 | LSBK | Lake Shore Bancorp Inc/md | +0.3% | — | Unchanged |
| 15 | HTB | Hometrust Bancshares Inc | +0.2% | — | Unchanged |
| 16 | PBHC | Pathfinder Bancorp Inc | +0.2% | +3.55% | Add |
| 17 | CPBI | Central Plains Bancshares In | +0.2% | — | Unchanged |
| 18 | BRK-B | Berkshire Hathaway Inc-cl B | +0.2% | +1.32% | Add |
| 19 | GDXJ | Vaneck Junior Gold Miners | +0.2% | NEW | New buy |
| 20 | BVFL | BV Financial Inc | +0.2% | — | Unchanged |
| 21 | GOOG | Alphabet Inc-cl C | +0.1% | NEW | New buy |
| 22 | ECBK | Ecb Bancorp Inc | +0.1% | — | Unchanged |
| 23 | TAYD | Taylor Devices Inc | +0.1% | — | Unchanged |
| 24 | ASRV | Ameriserv Financial Inc | +0.1% | +3.36% | Add |
| 25 | TSBK | Timberland Bancorp Inc | +0.1% | — | Unchanged |
| 26 | UHAL | U-haul Holding Co | +0.1% | — | Unchanged |
| 27 | RMBI | Richmond Mutual Bancorporati | +0.1% | — | Unchanged |
| 28 | MPB | Mid Penn Bancorp Inc | +0.1% | — | Unchanged |
| 29 | WNEB | Western New England Bancorp | 0% | — | Unchanged |
| 30 | FSUN | Firstsun Capital Bancorp | 0% | — | Unchanged |
| 31 | SRBK | Sr Bancorp Inc | 0% | — | Unchanged |
| 32 | AVBC | Avidia Bancorp Inc | 0% | — | Unchanged |
| 33 | WSBK | Winchester Bancorp Inc | 0% | — | Unchanged |
| 34 | VLO | Valero Energy CORP | 0% | — | Unchanged |
| 35 | BSIN | Big Sky Industrial Inc | 0% | NEW | New buy |
| 36 | NBBK | Nb Bancorp Inc | 0% | — | Unchanged |
| 37 | MGYR | Magyar Bancorp Inc | 0% | — | Unchanged |
| 38 | CBAN | Colony Bankcorp | — | — | Unchanged |
| 39 | TCBS | Texas Community Bancshares | — | — | Unchanged |
| 40 | SFBC | Sound Financial Bancorp Inc | 0% | — | Unchanged |
| 41 | TRC | Tejon Ranch Co | 0% | — | Unchanged |
| 42 | TDW | Tidewater Inc | 0% | — | Unchanged |
| 43 | XOM | Exxon Mobil CORP | 0% | — | Unchanged |
| 44 | BRBS | Blue Ridge Bankshares Inc | -0.1% | — | Unchanged |
| 45 | GDX | Vaneck Gold Miners ETF | -0.1% | — | Unchanged |
| 46 | CEF | Sprott Physical Gold And Sil | -0.1% | — | Unchanged |
| 47 | AXR | Amrep CORP | -0.1% | — | Unchanged |
| 48 | CRC | California Resources CORP | -0.1% | — | Unchanged |
| 49 | HL | Hecla Mining Co | -0.1% | +16.51% | Add |
| 50 | MUX | Mcewen Inc | -0.1% | EXIT | Sold out |
1–50 of 61
Filing History
FAQ
What is Oppenheimer & Close, LLC and what type of investor is it?
Oppenheimer & Close, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $158.5M, spread across 57 disclosed positions.
What are Oppenheimer & Close, LLC's largest equity positions?
Based on the latest 13F filing, Oppenheimer & Close, LLC's top holdings by market value are:
1. Seacor Marine Holdings Inc (SMHI) — $10.6M (6.7%)
2. Hurco Companies Inc (HURC) — $10.5M (6.7%)
3. Agnico Eagle Mines LTD (AEM) — $8.0M (5.1%)
4. U-haul Holding Co-non Voting (UHAL-B) — $7.9M (5.0%)
5. Taylor Devices Inc (TAYD) — $6.7M (4.2%)
What changes did Oppenheimer & Close, LLC make in its most recent portfolio filing?
In the latest reported quarter, Oppenheimer & Close, LLC made 28 notable position adjustments: 5 new positions were initiated, 17 existing holdings were added to, 2 positions were partially reduced, and 4 were completely exited. The largest of these moves: Sold out: Cisco Systems Inc (CSCO); New buy: Sylvamo CORP (SLVM); Sold out: Everspin Technologies Inc (MRAM); New buy: Financial Institutions Inc (FISI); Sold out: Rio Tinto Plc-spon Adr (RIO)
What sectors does Oppenheimer & Close, LLC focus on?
Oppenheimer & Close, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Materials: 84.0%
• Energy: 14.7%
• Information Technology: 0.8%
• Communication Services: 0.5%
Investment Profile
Oppenheimer & Close, LLC returned an annualized 28.4% over the trailing 36 months — outperforming the S&P 500 by 16.3 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.52 (less volatile than the market) and a 44% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 84.0% of the portfolio concentrated in Materials.
Its turnover score has risen from 0 to 25 over the past 4 quarters — a shift toward more active trading.
It has added to its SMHI position over the past two quarters (+$7.3M, now $10.6M), while trimming BBW over the same stretch (-$6.7M, still holding $4.7M).
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Sector conviction100.0
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AW
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TT
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Developer Access
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REST API
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