Oppenheimer & Close, LLC — Q4 2013 13F Holdings

Name: Oppenheimer & Close, LLC — 13F Holdings, Q4 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001591377

Total reported value

$158.6M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	GLD	Spdr Gold Shares	ETF-Commodities	7.14%	-0.06%	-2.08%
2	SSUP	Superior Industries Intl	Stock-Other	6.54%	—	-17.78%
3	CHTR	Charter Communications, Inc.	Stock-Comm Services	6.22%	—	-6.17%
4	HP	Helmerich & Payne	Stock-Energy	5.80%	—	-10.59%
5	GLW	Corning INC	Stock-Tech	5.79%	+0.71%	-17.01%
6	SMHI	SEACOR Marine Holdings Inc.	Stock-Other	5.16%	—	-26.84%
7	MSFT	Microsoft CORP	Stock-Tech	4.98%	—	-15.78%
8	CSCO	Cisco Systems INC	Stock-Tech	4.89%	—	-10.64%
9	MMM	3m Co	Stock-Industrials	4.29%	—	-4.83%
10	JNJ	Johnson & Johnson	Stock-Healthcare	4.28%	—	-18.44%
11	PFE	Pfizer INC	Stock-Healthcare	3.29%	—	-2.64%
12	NFBK	Northfield Bancorp INC	Stock-Other	3.19%	—	-13.31%
13	IIIN	Insteel Industries INC	Stock-Other	2.35%	+0.01%	—
14	✓	Ocean Shore Hldg Co New	Stock-Other	2.04%	—	-19.24%
15	✓	Si Finl Group INC Md	Stock-Other	2.04%	—	-33.25%
16	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	1.97%	—	-67.94%
17	MLVFUSD	Malvern Bancorp INC	Stock-Other	1.78%	—	-8.78%
18	✓	Providence & Worcester Rr Co	Stock-Other	1.58%	—	-16.64%
19	✓	Sp Bancorp INC	Stock-Other	1.57%	—	-16.34%
20	✓	Material Sciences CORP	Stock-Other	1.53%	—	+15.36%
21	HFBC	Hopfed Bancorp INC	Stock-Other	1.46%	—	-24.49%
22	✓	Oba Financial	Stock-Other	1.27%	—	-6.47%
23	✓	Essa Bancorp INC	Stock-Other	1.19%	—	-20.11%
24	✓	FedFirst Financial Corporation	Stock-Other	1.17%	—	-30.79%
25	NX	Quanex Building Products	Stock-Other	1.13%	—	—
26	HTB	Hometrust Bancshares INC	Stock-Other	1.08%	—	-51.16%
27	HFBL	Home Federal Bancorp Inc/la	Stock-Other	1.07%	—	-34.10%
28	EBMT	Eagle Bancorp Montana INC	Stock-Other	1.06%	—	-30.32%
29	✓	Rowan Companies PLC	Stock-Other	1.03%	—	+100.00%
30	SFBC	Sound Financial Bancorp INC	Stock-Other	1.02%	—	—
31	IROQ	If Bancorp INC	Stock-Other	1.00%	-0.82%	EXIT
32	✓	Hardinge INC	Stock-Other	1.00%	—	-31.69%
33	NUE	Nucor CORP	Stock-Materials	0.99%	—	—
34	✓	Georgetown Bancorp, Inc.	Stock-Other	0.98%	—	-25.18%
35	BRT	Brt Apartments CORP	Stock-Other	0.97%	-0.37%	—
36	✓	Tf Financial CORP	Stock-Other	0.90%	—	—
37	✓	Englobal CORP	Stock-Other	0.84%	—	—
38	CTOUSD	Cons Tomoka Land Co-florida	Stock-Other	0.83%	—	—
39	✓	Allied Healthcare Products	Stock-Other	0.62%	—	+0.82%
40	✓	Naugatuck Vy Finl CORP Md	Stock-Other	0.62%	—	-47.48%
41	HURC	Hurco Companies INC	Stock-Other	0.57%	-0.26%	+53.62%
42	XOM	Exxon Mobil CORP	Stock-Energy	0.55%	+0.05%	—
43	✓	State Investors Bancorp, Inc.	Stock-Other	0.44%	—	-55.16%
44	✓	Peoples Federal	Stock-Other	0.41%	—	—
45	HBCP	Home Bancorp INC	Stock-Other	0.28%	—	-71.60%
46	CVX	Chevron CORP	Stock-Energy	0.24%	+0.81%	-8.46%
47	MDSOEUR	Medidata Solutions INC	Stock-Other	0.21%	—	+31.33%
48	SLV	Ishares Silver Trust	ETF-Commodities	0.19%	—	—
49	✓	Louisiana Bancorp INC	Stock-Other	0.16%	—	—
50	✓	Cms Bancorp INC	Stock-Other	0.13%	—	—

1–50 of 51

Holding changes this quarter

Position changes disclosed by Oppenheimer & Close, LLC for the quarter ending Q4 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	HP	Helmerich & Payne	+1.4%	-10.59%	Trim
2	MMM	3m Co	+1.1%	-4.83%	Trim
3	IIIN	Insteel Industries INC	+1%	—	Unchanged
4	SSUP	Superior Industries Intl	+0.9%	-17.78%	Trim
5	CHTR	Charter Communications, Inc.	+0.7%	-6.17%	Trim
6	PFE	Pfizer INC	+0.7%	-2.64%	Trim
7	✓	Material Sciences CORP	+0.7%	+15.36%	Add
8	MSFT	Microsoft CORP	+0.6%	-15.78%	Trim
9	✓	Rowan Companies PLC	+0.6%	+100.00%	Add
10	GLD	Spdr Gold Shares	+0.5%	-2.08%	Trim
11	NFBK	Northfield Bancorp INC	+0.4%	-13.31%	Trim
12	✓	Englobal CORP	+0.4%	—	Unchanged
13	SFBC	Sound Financial Bancorp INC	+0.3%	—	Unchanged
14	HURC	Hurco Companies INC	+0.3%	+53.62%	Add
15	JNJ	Johnson & Johnson	+0.2%	-18.44%	Trim
16	CSCO	Cisco Systems INC	+0.2%	-10.64%	Trim
17	XOM	Exxon Mobil CORP	+0.2%	—	Unchanged
18	✓	Oba Financial	+0.1%	-6.47%	Trim
19	✓	Essa Bancorp INC	+0.1%	-20.11%	Trim
20	✓	Sp Bancorp INC	0%	-16.34%	Trim
21	✓	Georgetown Bancorp, Inc.	—	-25.18%	Trim
22	✓	Providence & Worcester Rr Co	0%	-16.64%	Trim
23	MLVFUSD	Malvern Bancorp INC	-0.1%	-8.78%	Trim
24	HFBC	Hopfed Bancorp INC	-0.1%	-24.49%	Trim
25	IROQ	If Bancorp INC	-0.2%	-31.36%	Trim
26	EBMT	Eagle Bancorp Montana INC	-0.2%	-30.32%	Trim
27	✓	Ocean Shore Hldg Co New	-0.2%	-19.24%	Trim
28	✓	FedFirst Financial Corporation	-0.2%	-30.79%	Trim
29	HFBL	Home Federal Bancorp Inc/la	-0.2%	-34.10%	Trim
30	✓	Hardinge INC	-0.3%	-31.69%	Trim
31	✓	Si Finl Group INC Md	-0.3%	-33.25%	Trim
32	✓	Naugatuck Vy Finl CORP Md	-0.4%	-47.48%	Trim
33	✓	State Investors Bancorp, Inc.	-0.5%	-55.16%	Trim
34	HBCP	Home Bancorp INC	-0.5%	-71.60%	Trim
35	SMHI	SEACOR Marine Holdings Inc.	-0.6%	-26.84%	Trim
36	HTB	Hometrust Bancshares INC	-0.8%	-51.16%	Trim
37	SMHC	VanEck China Semiconductor ETF	-4%	-67.94%	Trim
38	CORE	Core-mark Holding Co INC	—	EXIT	Sold out
39	✓	Northeast Community Bancorp Inc	—	EXIT	Sold out
40	SMHC	VanEck China Semiconductor ETF	—	EXIT	Sold out
41	✓	Avx CORP New	—	EXIT	Sold out
42	✓	First Connecticut Bancorp	—	EXIT	Sold out
43	✓	Hampden Bancorp	—	EXIT	Sold out
44	OFED	Oconee Federal Financial Cor	—	EXIT	Sold out
45	✓	Polonia Bancorp, Inc.	—	EXIT	Sold out
46	GLRE	Greenlight Capital Re, Ltd.	—	EXIT	Sold out
47	SLV	Ishares Silver Trust	—	NEW	New buy
48	URNM	Sprott Uranium Miners ETF	—	NEW	New buy
49	✓	Hamilton Bancorp Inc.	—	EXIT	Sold out
50	GENC	Gencor Industries INC	—	EXIT	Sold out