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TOWER TRUST Co Historical SEC 13F Holdings & Archive (Q1 2014)
TOWER TRUST CoCIK: 0001123263
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$158.5M
Reporting period: 2014-03-31 · Number of holdings: 274
TOWER TRUST Co disclosed 274 holdings in its latest 13F filing for the period ending 2014-03-31, with total reported value of $158.5M and a quarterly turnover rate of 13.8%.
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Personality snowflake
- Concentration
- 5.4
- Portfolio Stability
- 13.78
- Momentum
- 100
- Sector conviction
- 41.92
- Diversification
- 100
- Sizing Uniformity
- 88.46
TOWER TRUST Co's disclosed holdings carry a Herfindahl concentration index of 0.014 — mathematically equivalent to about 74 equally-sized positions, well below its 274 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.15), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 28% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim IJJ
-84.0% -$1.3M
Trim IVV
-69.0% -$908.0K
Trim IJK
-56.7% -$742.0K
Add FXL
+16.8% $424.0K
Add FXH
+1.9% $334.0K
Trim DES
-38.4% -$448.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 172 holdings (of 274 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VGT | Vanguard Info Tech ETF | ETF-Tech | 3.41% | — | -2.40% | |
| 2 | DON | Wisdomtree US Midcap Dividen | ETF-Other | 3.16% | +0.21% | -0.70% | |
| 3 | ✓ | Tower Financial CORP | Stock-Other | 3.02% | — | +0.97% | |
| 4 | FXO | First Trust Financial Alphad | ETF-Other | 2.95% | +0.18% | +1.67% | |
| 5 | FXH | First Trust Health Care Alph | ETF-Other | 2.83% | +0.32% | +1.95% | |
| 6 | T | At&t Inc | Stock-Comm Services | 2.79% | — | -0.30% | |
| 7 | XLI | Ss Industrial Select Sector | ETF-Other | 2.42% | +0.17% | +3.22% | |
| 8 | AAPL | Apple Inc | Stock-Tech | 2.18% | -0.01% | -0.17% | |
| 9 | ✓ | Powershares ETF Trust | ETF-Other | 2.13% | — | -2.25% | |
| 10 | FXG | First Trust Consumer Staples | ETF-Other | 2.08% | +0.18% | +1.32% | |
| 11 | XLF | Ss Financial Select Sector | ETF-Other | 2.07% | +0.17% | +2.28% | |
| 12 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 1.80% | -0.12% | -2.91% | |
| 13 | WFC | Wells Fargo & Co | Stock-Financials | 1.79% | +0.16% | -4.35% | |
| 14 | FXD | First Trust Consumer Discret | ETF-Other | 1.69% | — | +0.89% | |
| 15 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.56% | -0.07% | -7.24% | |
| 16 | LNC | Lincoln National CORP | Stock-Financials | 1.52% | — | — | |
| 17 | XOM | Exxon Mobil CORP | Stock-Energy | 1.51% | -0.03% | -2.19% | |
| 18 | DEM | Wisdomtree Emerging Markets | ETF-Emerging Markets | 1.49% | -0.06% | -4.01% | |
| 19 | XLY | Ss Consumer Disc Select Sect | ETF-Other | 1.49% | — | +0.53% | |
| 20 | FXL | First Trust Technology Alpha | ETF-Tech | 1.48% | +0.32% | +16.83% | |
| 21 | XLV | Ss Health Care Select Sector | ETF-Other | 1.42% | — | -2.17% | |
| 22 | PEP | Pepsico Inc | Stock-Consumer Staples | 1.40% | — | -0.15% | |
| 23 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 1.30% | +0.12% | — | |
| 24 | BOND | Pimco Active Bond Exchange-t | ETF-Other | 1.23% | -0.03% | -7.60% | |
| 25 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.21% | — | -6.33% | |
| 26 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 1.08% | — | +2.91% | |
| 27 | DHS | Wisdomtree US High Dividend | ETF-Other | 1.05% | — | -2.13% | |
| 28 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 1.02% | — | -2.37% | |
| 29 | PFE | Pfizer Inc | Stock-Healthcare | 0.97% | — | -8.87% | |
| 30 | CVX | Chevron CORP | Stock-Energy | 0.87% | — | -0.13% | |
| 31 | XLE | Ss Energy Select Sector | ETF-Other | 0.87% | — | +4.23% | |
| 32 | MSFT | Microsoft CORP | Stock-Tech | 0.84% | +0.11% | — | |
| 33 | XLK | Ss Technology Select Sector | ETF-Tech | 0.81% | — | -1.23% | |
| 34 | IBM | Intl Business Machines CORP | Stock-Tech | 0.79% | — | -1.04% | |
| 35 | DLN | Wisdomtree US Largecap Divid | ETF-Other | 0.77% | -0.11% | -17.36% | |
| 36 | FPE | Ft-preferred Secur & Inc ETF | ETF-Other | 0.73% | — | -4.30% | |
| 37 | MMM | 3m Co | Stock-Industrials | 0.72% | -0.05% | -6.62% | |
| 38 | FXR | First Trust Indst/producers | ETF-Other | 0.72% | — | -10.28% | |
| 39 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.71% | — | -4.57% | |
| 40 | UTXZ | United Tech CORP | Stock-Other | 0.71% | -0.03% | -10.48% | |
| 41 | INTC | Intel CORP | Stock-Tech | 0.68% | — | -1.39% | |
| 42 | STLD | Steel Dynamics Inc | Stock-Materials | 0.66% | — | +0.86% | |
| 43 | PM | Philip Morris International | Stock-Consumer Staples | 0.65% | — | +0.60% | |
| 44 | XLB | Ss Materials Select Sector | ETF-Other | 0.63% | — | +1.16% | |
| 45 | HD | Home Depot Inc | Stock-Consumer Disc | 0.61% | — | — | |
| 46 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.60% | — | +1.22% | |
| 47 | DWM | Wisdomtree International Equ | ETF-Other | 0.57% | -0.04% | -10.36% | |
| 48 | HPS | John Hancock Prefer Inc Iii | Stock-Other | 0.56% | — | — | |
| 49 | NSC | Norfolk Southern CORP | Stock-Industrials | 0.55% | — | — | |
| 50 | IWO | Ishares Russell 2000 Growth | ETF-Small Cap | 0.55% | +0.55% | NEW |
1–50 of 172
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
TOWER TRUST Co's most significant position changes for 2014-03-31: Sold out: Vanguard Ftse All-world Ex-u (VEU); Sold out: Ishares S&p Small-cap 600 Va (IJS); New buy: Ishares Russell 2000 Growth (IWO); New buy: Invesco Bulletshares 2029 Treasury Bond ETF (BSGT); New buy: iShares 20+ Year Treasury Bond ETF (TLT).
Filing History
FAQ
What is TOWER TRUST Co and what type of investor is it?
TOWER TRUST Co is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2014-03-31), the firm manages a tracked equity portfolio valued at approximately $158.5M, spread across 274 disclosed positions.
What are TOWER TRUST Co's largest equity positions?
Based on the latest 13F filing, TOWER TRUST Co's top holdings by market value are:
1. Vanguard Info Tech ETF (VGT) — $5.4M (3.4%)
2. Wisdomtree US Midcap Dividen (DON) — $5.0M (3.2%)
3. Tower Financial CORP — $4.8M (3.0%)
4. First Trust Financial Alphad (FXO) — $4.7M (3.0%)
5. First Trust Health Care Alph (FXH) — $4.5M (2.8%)
What changes did TOWER TRUST Co make in its most recent portfolio filing?
In the latest reported quarter, TOWER TRUST Co made 48 notable position adjustments: 10 new positions were initiated, 13 existing holdings were added to, 19 positions were partially reduced, and 6 were completely exited. The largest of these moves: Sold out: Vanguard Ftse All-world Ex-u (VEU); Sold out: Ishares S&p Small-cap 600 Va (IJS); New buy: Ishares Russell 2000 Growth (IWO); New buy: Invesco Bulletshares 2029 Treasury Bond ETF (BSGT); New buy: iShares 20+ Year Treasury Bond ETF (TLT)
What sectors does TOWER TRUST Co focus on?
TOWER TRUST Co is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 18.5%
• Health Care: 16.1%
• Consumer Staples: 15.7%
• Communication Services: 13.1%
• Financials: 12.7%
• Energy: 11.3%
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Investment Profile
TOWER TRUST Co's portfolio is broadly diversified and long-term-holding.
It has added to its FXH position over the past two quarters (+$921.0K, now $4.5M), while trimming EFA over the same stretch (-$245.0K, still holding $875.0K).
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