MF
Midwestern Financial, LLC /IA SEC 13F Filing (Q2 2026) — Holdings & Portfolio
Midwestern Financial, LLC /IACIK: 0002083276
Diversified strategyMomentum followerSector-focused
Total reported value
$142.8M
Reporting period: 2026-06-30 · Number of holdings: 54
Midwestern Financial, LLC /IA disclosed 54 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $142.8M and a quarterly turnover rate of 12.5%.
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Personality snowflake
- Concentration
- 18.04
- Portfolio Stability
- 12.54
- Momentum
- 100
- Sector conviction
- 97.61
- Diversification
- 100
- Sizing Uniformity
- 87.9
Midwestern Financial, LLC /IA's disclosed holdings carry a Herfindahl concentration index of 0.045 — mathematically equivalent to about 22 equally-sized positions, well below its 54 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.21), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.1 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 7% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd SPY
+3.9% $2.5M
Add SCHA
+11.7% $1.2M
Trim VTV
-9.2% $42.7K
Add VO
+358.1% $829.9K
Trim SCHB
-11.7% $86.0K
Add SHYD
+33.0% $728.1K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 10.84% | +0.63% | +3.89% | |
| 2 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 7.43% | -0.27% | +8.83% | |
| 3 | FLV | American Century Focused Lar | ETF-Other | 7.31% | -0.12% | +4.22% | |
| 4 | ACWX | Ishares Msci Acwi Ex US ETF | ETF-Other | 6.80% | +0.30% | +5.73% | |
| 5 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 5.62% | +0.31% | -0.73% | |
| 6 | AVDE | Avantis International Equity | ETF-Other | 5.18% | -0.12% | +4.42% | |
| 7 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 4.43% | +0.07% | +14.28% | |
| 8 | VTV | Vanguard Value ETF | ETF-Other | 3.49% | -0.40% | -9.19% | |
| 9 | SCHB | Schwab US Broad Market ETF | ETF-Other | 3.23% | -0.33% | -11.68% | |
| 10 | SCHA | Schwab US Small-cap ETF | ETF-Other | 2.95% | +0.56% | +11.69% | |
| 11 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 2.68% | -0.11% | -6.32% | |
| 12 | VO | Vanguard Mid-cap ETF | ETF-Other | 2.62% | +0.33% | +358.05% | |
| 13 | IAGG | Ishares Intl Aggregate Bond | ETF-Other | 2.51% | -0.15% | +5.08% | |
| 14 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 2.45% | +0.29% | +25.66% | |
| 15 | VT | Vanguard Tot World Stk ETF | ETF-Other | 2.29% | +0.03% | +0.28% | |
| 16 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.26% | +0.27% | — | |
| 17 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 2.17% | -0.12% | -4.09% | |
| 18 | SHYD | Vaneck Sh Hi Yld Muni | ETF-Other | 1.99% | +0.32% | +32.96% | |
| 19 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 1.98% | -0.07% | -2.63% | |
| 20 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 1.49% | -0.23% | -2.34% | |
| 21 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 1.45% | — | -2.04% | |
| 22 | SUB | Ishares Short-term National | ETF-Other | 1.41% | -0.11% | +4.17% | |
| 23 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 1.30% | -0.02% | +0.42% | |
| 24 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.29% | -0.19% | +0.09% | |
| 25 | NVDA | Nvidia CORP | Stock-Tech | 1.22% | +0.03% | +0.14% | |
| 26 | AAPL | Apple Inc | Stock-Tech | 1.19% | — | -0.91% | |
| 27 | VTIP | Vanguard Short-term Tips | ETF-Other | 0.99% | +0.01% | +12.52% | |
| 28 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.99% | -0.08% | — | |
| 29 | XLI | Ss Industrial Select Sector | ETF-Other | 0.84% | +0.02% | +0.25% | |
| 30 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.83% | +0.15% | +701.06% | |
| 31 | TAXF | American Century Diver Muni | ETF-Other | 0.82% | -0.10% | -0.94% | |
| 32 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.80% | -0.02% | +0.11% | |
| 33 | MUB | Ishares National Muni Bond E | ETF-Other | 0.70% | -0.07% | +0.80% | |
| 34 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.55% | +0.01% | — | |
| 35 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.51% | +0.05% | +0.05% | |
| 36 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.49% | -0.16% | -25.61% | |
| 37 | MSFT | Microsoft CORP | Stock-Tech | 0.40% | -0.04% | +0.20% | |
| 38 | VB | Vanguard Small-cap ETF | ETF-Other | 0.39% | +0.01% | +0.27% | |
| 39 | BBHY | Jpmorgan Betabuilders Usd Hi | ETF-Other | 0.36% | -0.03% | +1.44% | |
| 40 | WMT | Walmart Inc | Stock-Consumer Staples | 0.36% | -0.08% | +0.38% | |
| 41 | ROP | Roper Technologies Inc | Stock-Tech | 0.32% | -0.06% | +0.29% | |
| 42 | ACWI | Ishares Msci Acwi ETF | ETF-Other | 0.31% | -0.04% | -12.37% | |
| 43 | TEL | TE Connectivity plc | Stock-Tech | 0.29% | -0.07% | -7.75% | |
| 44 | XLB | Ss Materials Select Sector | ETF-Other | 0.28% | -0.03% | +0.38% | |
| 45 | BBCB | Jpmorgan Betabuilders Usd In | ETF-Other | 0.28% | -0.18% | -32.59% | |
| 46 | JMST | JPM Ultra-short Muni Income | ETF-Other | 0.27% | -0.03% | +0.65% | |
| 47 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 0.26% | -0.07% | -11.47% | |
| 48 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.22% | — | +0.52% | |
| 49 | SPMD | Ss Spdr P S&p 400 Midcap ETF | ETF-Other | 0.22% | — | +0.32% | |
| 50 | VTES | Vanguard Sh Term Tax-ex Bond | ETF-Other | 0.21% | -0.03% | +0.67% |
1–50 of 54
Portfolio Performance
Performance for Q3 2026
+2.1%
Performance Last 4 Quarters
+16.4%
- Stdev
- +9.4%
- Beta
- +0.65
- Alpha
- +3.1%
- Max Drawdown
- -5.1%
- Annualized Perf
- +16.4%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +3.1
- Stutzer
- +0.48
- Treynor
- +0.24
- Sterling
- +1.09
- Calmar
- +3.25
- Information Ratio
- -0.61
- Tracking Error
- +5.9%
- Stdev Down
- +5.1%
- Winning Months %
- +83.3%
- Losing Months %
- +16.7%
- Best 12 Months
- +16.4%
- Worst 12 Months
- +16.4%
- Efficiency Ratio
- +0.62
- Sharpe
- +1.67
- Stdev Sectors
- +15.8%
- Skewness
- -0.48
- Kurtosis
- +1.47
- Upside Potential
- +4.15
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Midwestern Financial, LLC /IA's most significant position changes for 2026-06-30: Add: Ss Spdr S&p 500 ETF Trust-us (SPY) — shares +3.89%; Add: Schwab US Small-cap ETF (SCHA) — shares +11.69%; Trim: Vanguard Value ETF (VTV) — shares -9.19%; Add: Vanguard Mid-cap ETF (VO) — shares +358.05%; Trim: Schwab US Broad Market ETF (SCHB) — shares -11.68%.
1–50 of 54
Filing History
FAQ
What is Midwestern Financial, LLC /IA and what type of investor is it?
Midwestern Financial, LLC /IA is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $142.8M, spread across 54 disclosed positions.
What are Midwestern Financial, LLC /IA's largest equity positions?
Based on the latest 13F filing, Midwestern Financial, LLC /IA's top holdings by market value are:
1. Ss Spdr S&p 500 ETF Trust-us (SPY) — $15.5M (10.8%)
2. Ishares Core U.s. Aggregate (AGG) — $10.6M (7.4%)
3. American Century Focused Lar (FLV) — $10.4M (7.3%)
4. Ishares Msci Acwi Ex US ETF (ACWX) — $9.7M (6.8%)
5. Avantis Emerging Markets Eq (AVEM) — $8.0M (5.6%)
What changes did Midwestern Financial, LLC /IA make in its most recent portfolio filing?
In the latest reported quarter, Midwestern Financial, LLC /IA made 49 notable position adjustments: 0 new positions were initiated, 33 existing holdings were added to, 16 positions were partially reduced, and 0 were completely exited. The largest of these moves: Add: Ss Spdr S&p 500 ETF Trust-us (SPY) — shares +3.89%; Add: Schwab US Small-cap ETF (SCHA) — shares +11.69%; Trim: Vanguard Value ETF (VTV) — shares -9.19%; Add: Vanguard Mid-cap ETF (VO) — shares +358.05%; Trim: Schwab US Broad Market ETF (SCHB) — shares -11.68%
What sectors does Midwestern Financial, LLC /IA focus on?
Midwestern Financial, LLC /IA is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 47.6%
• Communication Services: 25.1%
• Consumer Discretionary: 17.2%
• Consumer Staples: 7.0%
• Financials: 3.1%
Investment Profile
Midwestern Financial, LLC /IA returned an annualized 16.4% over the trailing 12 months — outperforming the S&P 500 by 3.1 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.65 (less volatile than the market) and a 42% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 47.6% of the portfolio concentrated in Information Technology.
It has added to its SPY position over the past two quarters (+$4.0M, now $15.5M), while trimming VGSH over the same stretch (-$356.1K, still holding $2.1M).
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