CIK: 0000047288
Total reported value
$756.0M
Reporting period: 2019-12-31 · Number of holdings: 314
Capital One, National Association disclosed 314 holdings in its latest 13F filing for the period ending 2019-12-31, with total reported value of $756.0M and a quarterly turnover rate of 167.8%.
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Capital One, National Association's disclosed holdings carry a Herfindahl concentration index of 0.016 — mathematically equivalent to about 61 equally-sized positions, well below its 314 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.04), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 13% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add IEFA
+4671.9% $40.4M
Trim IVV
-89.9% -$82.5M
Add SPY
+177.7% $29.0M
Trim VGIT
-89.3% -$47.0M
Add BND
+179.9% $17.6M
Trim AAPL
-92.6% -$38.4M
Showing top 200 holdings (of 314 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 5.51% | +4.59% | +177.73% | |
| 2 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 5.45% | +5.39% | +4671.90% | |
| 3 | GSIE | Goldman Sachs Activebeta Int | ETF-Commodities | 3.81% | +3.81% | NEW | |
| 4 | BND | Vanguard Total Bond Market | ETF-Other | 3.52% | +2.87% | +179.86% | |
| 5 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 2.91% | +2.91% | NEW | |
| 6 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 2.61% | +2.61% | NEW | |
| 7 | PTLC | Pacer Trendpilot US Large Ca | ETF-Other | 2.09% | +2.09% | NEW | |
| 8 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 2.01% | +2.01% | NEW | |
| 9 | VTIP | Vanguard Short-term Tips | ETF-Other | 2.01% | +2.01% | NEW | |
| 10 | FNDC | Schwab Fndmnt Intl Sm Eq ETF | ETF-Other | 2.00% | +2.00% | NEW | |
| 11 | SCHX | Schwab US Large-cap ETF | ETF-Other | 1.93% | +1.93% | NEW | |
| 12 | EMB | Ishares Jp Morgan Usd Emergi | ETF-Other | 1.84% | +1.65% | +392.01% | |
| 13 | VLUE | Ishares Msci USA Value Facto | ETF-Other | 1.67% | +1.67% | NEW | |
| 14 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.48% | -5.34% | -89.92% | |
| 15 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 1.46% | +1.46% | NEW | |
| 16 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 1.45% | +1.45% | NEW | |
| 17 | FNDA | Schwab Fndmntl US Sm Co ETF | ETF-Other | 1.44% | +1.44% | NEW | |
| 18 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 1.37% | +1.37% | NEW | |
| 19 | HDV | Ishares Core High Dividend E | ETF-Other | 1.29% | +1.29% | NEW | |
| 20 | GEM | Goldman Sachs Activebeta Em | ETF-Commodities | 1.22% | +1.22% | NEW | |
| 21 | XLK | Ss Technology Select Sector | ETF-Tech | 1.21% | +1.21% | NEW | |
| 22 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 1.04% | — | — | |
| 23 | EFAV | Ishares Msci Eafe Min Vol Fa | ETF-Other | 1.00% | — | — | |
| 24 | FLRN | Ss Spdr Bb Ig Float Rt ETF | ETF-Other | 1.00% | — | — | |
| 25 | FTSM | First Trust Enh Short Mat Fd | ETF-Other | 0.86% | — | — | |
| 26 | XSLV | Invesco S&p Smallcap Low Vol | ETF-Other | 0.85% | — | — | |
| 27 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 0.83% | — | — | |
| 28 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.82% | — | — | |
| 29 | MSFT | Microsoft CORP | Stock-Tech | 0.81% | -0.86% | -83.36% | |
| 30 | IXUS | Ishares Core Intl Stock ETF | ETF-Other | 0.80% | — | — | |
| 31 | XLV | Ss Health Care Select Sector | ETF-Other | 0.79% | — | — | |
| 32 | VGIT | Vanguard Intermediate-term T | ETF-Other | 0.78% | -3.07% | -89.35% | |
| 33 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 0.74% | -0.55% | -68.95% | |
| 34 | FXU | First Trust Utilities Alphad | ETF-Other | 0.71% | — | — | |
| 35 | XLF | Ss Financial Select Sector | ETF-Other | 0.70% | — | — | |
| 36 | AAPL | Apple INC | Stock-Tech | 0.68% | -2.49% | -92.58% | |
| 37 | DGS | Wisdomtree Em Small Cap | ETF-Small Cap | 0.66% | — | — | |
| 38 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.62% | — | — | |
| 39 | PFF | Ishares Preferred & Income S | ETF-Other | 0.61% | — | — | |
| 40 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 0.61% | -2.18% | -88.48% | |
| 41 | MUB | Ishares National Muni Bond E | ETF-Other | 0.58% | — | -6.01% | |
| 42 | ARLP | Alliance Resource Partners | Stock-Other | 0.57% | — | — | |
| 43 | XLY | Ss Consumer Disc Select Sect | ETF-Other | 0.53% | — | — | |
| 44 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.50% | — | — | |
| 45 | XLC | Ss Comm Select Sector Spdr | ETF-Other | 0.50% | — | — | |
| 46 | GSY | Invesco Ultra Short Duration | ETF-Other | 0.49% | — | — | |
| 47 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 0.48% | — | — | |
| 48 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 0.45% | — | — | |
| 49 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.45% | -2.03% | -90.88% | |
| 50 | XLI | Ss Industrial Select Sector | ETF-Other | 0.44% | — | — |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2019-12-31 | 314 | $756.0M | 100 | |
| 2018-06-30 | 796 | $1.4B | 20 | |
| 2018-03-31 | 845 | $1.4B | 20 | |
| 2017-12-31 | 784 | $1.5B | 24 | |
| 2017-09-30 | 760 | $1.4B | 20 | |
| 2017-06-30 | 764 | $1.4B | 13 | |
| 2017-03-31 | 750 | $1.3B | 28 | |
| 2016-12-31 | 745 | $1.3B | 31 | |
| 2016-09-30 | 729 | $1.3B | 18 | |
| 2016-06-30 | 744 | $1.2B | 29 | |
| 2016-03-31 | 885 | $1.1B | 30 | |
| 2015-12-31 | 918 | $1.2B | 29 | |
| 2015-09-30 | 901 | $1.0B | 21 | |
| 2015-06-30 | 939 | $1.1B | 20 | |
| 2015-03-31 | 957 | $1.1B | 30 | |
| 2014-12-31 | 812 | $1.0B | 25 | |
| 2014-09-30 | 776 | $1.0B | 21 | |
| 2014-06-30 | 788 | $1.1B | 24 | |
| 2014-03-31 | 805 | $1.0B | 22 | |
| 2013-12-31 | 838 | $1.0B | 26 | |
| 2013-09-30 | 816 | $967.2M | 26 | |
| 2013-06-30 | 755 | $926.7M | 0 |
Capital One, National Association's most significant position changes for 2019-12-31: New buy: Goldman Sachs Activebeta Int (GSIE); New buy: Vanguard Total Intl Bond ETF (BNDX); New buy: Ishares Core Msci Emerging (IEMG); New buy: Pacer Trendpilot US Large Ca (PTLC); New buy: Ishares Msci USA Momentum Fa (MTUM).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IEFA | Ishares Core Msci Eafe ETF | +5.4% | +4671.90% | Add |
| 2 | SPY | Ss Spdr S&p 500 ETF Trust-us | +4.6% | +177.73% | Add |
| 3 | BND | Vanguard Total Bond Market | +2.9% | +179.86% | Add |
| 4 | EMB | Ishares Jp Morgan Usd Emergi | +1.7% | +392.01% | Add |
| 5 | VGSH | Vanguard Short-term Treasury | -0.6% | -68.95% | Trim |
| 6 | BA | Boeing Co/the | -0.6% | -87.86% | Trim |
| 7 | LMT | Lockheed Martin CORP | -0.7% | -90.07% | Trim |
| 8 | GOOGL | Alphabet Inc-cl A | -0.7% | -94.59% | Trim |
| 9 | SYY | Sysco CORP | -0.7% | -98.15% | Trim |
| 10 | ABBV | Abbvie INC | -0.8% | -92.07% | Trim |
| 11 | MSFT | Microsoft CORP | -0.9% | -83.36% | Trim |
| 12 | PFE | Pfizer INC | -0.9% | -96.54% | Trim |
| 13 | BAC | Bank Of America CORP | -0.9% | -93.40% | Trim |
| 14 | HD | Home Depot INC | -1% | -86.92% | Trim |
| 15 | V | Visa Inc-class A Shares | -1% | -93.98% | Trim |
| 16 | IGIB | Ishares 5-10y Inv Grade CORP | -1.1% | -91.53% | Trim |
| 17 | XOM | Exxon Mobil CORP | -1.1% | -83.15% | Trim |
| 18 | JPM | Jpmorgan Chase & Co | -1.2% | -89.72% | Trim |
| 19 | MDY | State Street Spdr S&p Midcap | -1.3% | -98.10% | Trim |
| 20 | META | Meta Platforms Inc-class A | -1.3% | -94.94% | Trim |
| 21 | EFA | Ishares Msci Eafe ETF | -1.6% | -88.96% | Trim |
| 22 | IJH | Ishares Core S&p Midcap ETF | -1.9% | -96.71% | Trim |
| 23 | AMZN | Amazon.com INC | -2% | -90.88% | Trim |
| 24 | VCSH | Vanguard S/t CORP Bond ETF | -2.2% | -88.48% | Trim |
| 25 | AAPL | Apple INC | -2.5% | -92.58% | Trim |
| 26 | VGIT | Vanguard Intermediate-term T | -3.1% | -89.35% | Trim |
| 27 | IVV | Ishares Core S&p 500 ETF | -5.3% | -89.92% | Trim |
| 28 | GSIE | Goldman Sachs Activebeta Int | — | NEW | New buy |
| 29 | BNDX | Vanguard Total Intl Bond ETF | — | NEW | New buy |
| 30 | IEMG | Ishares Core Msci Emerging | — | NEW | New buy |
| 31 | PTLC | Pacer Trendpilot US Large Ca | — | NEW | New buy |
| 32 | MTUM | Ishares Msci USA Momentum Fa | — | NEW | New buy |
| 33 | VTIP | Vanguard Short-term Tips | — | NEW | New buy |
| 34 | FNDC | Schwab Fndmnt Intl Sm Eq ETF | — | NEW | New buy |
| 35 | SCHX | Schwab US Large-cap ETF | — | NEW | New buy |
| 36 | VLUE | Ishares Msci USA Value Facto | — | NEW | New buy |
| 37 | QUAL | Ishares Msci USA Quality Fac | — | NEW | New buy |
| 38 | USMV | Ishares Msci USA Min Vol Fac | — | NEW | New buy |
| 39 | FNDA | Schwab Fndmntl US Sm Co ETF | — | NEW | New buy |
| 40 | EZU | Ishares Msci Eurozone ETF | — | EXIT | Sold out |
| 41 | VCIT | Vanguard Int-term Corporate | — | NEW | New buy |
| 42 | LSTR | Landstar System INC | — | EXIT | Sold out |
| 43 | HRSEUR | L3harris Technologies INC | — | EXIT | Sold out |
| 44 | HDV | Ishares Core High Dividend E | — | NEW | New buy |
| 45 | THG | Hanover Insurance Group Inc/ | — | EXIT | Sold out |
| 46 | MDT | Medtronic plc | — | EXIT | Sold out |
| 47 | ISRG | Intuitive Surgical INC | — | EXIT | Sold out |
| 48 | GEM | Goldman Sachs Activebeta Em | — | NEW | New buy |
| 49 | XLK | Ss Technology Select Sector | — | NEW | New buy |
| 50 | IWN | Ishares Russell 2000 Value E | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2019-12-31 | 2020-02-11 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-07-16 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-04-23 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-07 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-10-17 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-07-10 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-02 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-01-17 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-10-28 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-07-19 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-04-18 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-01-21 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-10-23 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-07-20 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-04-21 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-01-23 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-10-14 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-07-25 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-07 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-01-10 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-07 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-02 | 13F-HR | View on EDGAR |
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