MA
Marquette Asset Management, LLC — 13F Filing & Top Stock Positions (Q3 2026)
Marquette Asset Management, LLCCIK: 0001395067
Momentum followerLong-term holderSector-focused
Total reported value
$765.9M
Reporting period: 2026-09-30 · Number of holdings: 785
Marquette Asset Management, LLC disclosed 785 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $765.9M and a quarterly turnover rate of 8.4%.
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Personality snowflake
- Concentration
- 38.82
- Portfolio Stability
- 8.39
- Momentum
- 100
- Sector conviction
- 70.49
- Diversification
- 100
- Sizing Uniformity
- 13.29
Marquette Asset Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.097 — mathematically equivalent to about 10 equally-sized positions, well below its 785 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 8.67), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 3% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd SCHG
+0.1% $9.2M
Sold out DFSV
New buy 25239Y170
Add IWD
-0.3% $1.9M
Trim RPG
0.0% -$3.8M
Add DFAI
+0.7% $1.1M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 785 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHG | Schwab US Large-cap Growth | ETF-Other | 20.17% | +1.51% | +0.13% | |
| 2 | IWD | Ishares Russell 1000 Value E | ETF-Other | 12.84% | +0.46% | -0.25% | |
| 3 | DFAI | Dimensional International Co | ETF-Other | 12.23% | +0.34% | +0.73% | |
| 4 | IWF | Ishares Russell 1000 Growth | ETF-Other | 7.68% | +0.13% | -0.82% | |
| 5 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 7.02% | -0.26% | +0.42% | |
| 6 | VO | Vanguard Mid-cap ETF | ETF-Other | 5.36% | -0.03% | +0.50% | |
| 7 | RPG | Invesco S&p 500 Pure Growth | ETF-Large Cap & Growth | 5.28% | -0.40% | — | |
| 8 | AVDV | Avantis Intl S/c Value ETF | ETF-Other | 4.70% | +0.33% | -0.31% | |
| 9 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 4.24% | +0.11% | +5.79% | |
| 10 | DFEV | Dimensional Emrg Mrkt Val | ETF-Other | 3.71% | +0.02% | -0.44% | |
| 11 | USTB | Victoryshares Short-term Bon | ETF-Other | 3.67% | +0.09% | +2.37% | |
| 12 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 3.57% | -0.02% | -0.08% | |
| 13 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.19% | +0.33% | +5.87% | |
| 14 | SCHA | Schwab US Small-cap ETF | ETF-Other | 1.06% | -0.11% | -1.12% | |
| 15 | ✓ | Stock-Other | 0.72% | +0.72% | NEW | ||
| 16 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.66% | -0.05% | -1.32% | |
| 17 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.39% | — | -0.20% | |
| 18 | AAPL | Apple Inc | Stock-Tech | 0.35% | +0.05% | — | |
| 19 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.34% | -0.03% | -8.90% | |
| 20 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 0.33% | -0.05% | -6.19% | |
| 21 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 0.32% | -0.01% | -1.50% | |
| 22 | VUG | Vanguard Growth ETF | ETF-Other | 0.27% | +0.01% | -3.53% | |
| 23 | AMCR | Amcor plc | Stock-Consumer Disc | 0.25% | — | — | |
| 24 | VB | Vanguard Small-cap ETF | ETF-Other | 0.22% | -0.01% | -0.95% | |
| 25 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.22% | +0.04% | +16.07% | |
| 26 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.17% | +0.03% | +12.30% | |
| 27 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.17% | +0.03% | +15.74% | |
| 28 | PRFZ | Inv Rafi US 1500 Sm-usd Inc | ETF-Other | 0.13% | — | — | |
| 29 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.12% | — | — | |
| 30 | SCHV | Schwab US Large-cap Value | ETF-Other | 0.10% | — | — | |
| 31 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.09% | -0.01% | -0.24% | |
| 32 | UTHR | United Therapeutics CORP | Stock-Healthcare | 0.09% | +0.02% | +19.80% | |
| 33 | HSY | Hershey Co/the | Stock-Consumer Staples | 0.08% | -0.01% | — | |
| 34 | MDY | State Street Spdr S&p Midcap | ETF-Other | 0.07% | — | +6.75% | |
| 35 | NVDA | Nvidia CORP | Stock-Tech | 0.06% | +0.01% | -0.24% | |
| 36 | APH | Amphenol Corp-cl A | Stock-Tech | 0.06% | — | +100.00% | |
| 37 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.06% | +0.01% | +8.33% | |
| 38 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.06% | +0.01% | — | |
| 39 | SLYV | Ss Spdr S&p 600 Sc Val ETF | ETF-Other | 0.06% | — | -0.67% | |
| 40 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.05% | — | — | |
| 41 | WMT | Walmart Inc | Stock-Consumer Staples | 0.05% | -0.01% | -3.06% | |
| 42 | DVY | Ishares Select Dividend ETF | ETF-Other | 0.05% | — | — | |
| 43 | FAST | Fastenal Co | Stock-Industrials | 0.04% | — | — | |
| 44 | EXPD | Expeditors Intl Wash Inc | Stock-Industrials | 0.04% | — | — | |
| 45 | MSI | Motorola Solutions Inc | Stock-Tech | 0.04% | +0.02% | +114.62% | |
| 46 | MGC | Vanguard Mega Cap ETF | ETF-Other | 0.04% | — | — | |
| 47 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.04% | +0.01% | +21.39% | |
| 48 | IWV | Ishares Russell 3000 ETF | ETF-Other | 0.04% | — | — | |
| 49 | ICE | Intercontinental Exchange In | Stock-Financials | 0.04% | +0.01% | — | |
| 50 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.03% | — | +10.31% |
1–50 of 200
Portfolio Performance
Performance for Q4 2026
+2.8%
Performance Last 4 Quarters
+16.6%
- Stdev
- +11.2%
- Beta
- +0.84
- Alpha
- +0.1%
- Max Drawdown
- -6%
- Annualized Perf
- +20.2%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +3.68
- Stutzer
- +0.5
- Treynor
- +0.23
- Sterling
- +1.33
- Calmar
- +3.35
- Information Ratio
- -0.73
- Tracking Error
- +4.9%
- Stdev Down
- +5.2%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +29.9%
- Worst 12 Months
- +3.6%
- Efficiency Ratio
- +0.71
- Sharpe
- +1.71
- Stdev Sectors
- +11.4%
- Skewness
- -0.03
- Kurtosis
- -0.06
- Upside Potential
- +5.17
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 785 | $765.9M | 8 | ||
| 2026 Q2 | 831 | $778.6M | 16 | ||
| 2026 Q1 | 796 | $669.1M | 8 | ||
| 2025 Q4 | 698 | $677.3M | 5 | ||
| 2025 Q3 | 700 | $653.4M | 44 | ||
| 2025 Q2 | 133 | $596.6M | 0 | ||
| 2025 Q1 | 147 | $567.5M | 100 | ||
| 2024 Q4 | 190 | $612.7M | 0 | ||
| 2024 Q3 | 230 | $630.7M | 0 | ||
| 2024 Q2 | 193 | $588.4M | 0 | ||
| 2024 Q1 | 197 | $576.7M | 0 | ||
| 2023 Q4 | 192 | $542.7M | 0 | ||
| 2023 Q3 | 299 | $421.6M | 0 | ||
| 2023 Q2 | 317 | $403.0M | 0 | ||
| 2023 Q1 | 213 | $376.3M | 0 | ||
| 2022 Q4 | 217 | $338.3M | 0 | ||
| 2022 Q3 | 250 | $319.9M | 0 | ||
| 2022 Q2 | 370 | $351.6M | 0 | ||
| 2022 Q1 | 392 | $430.4M | 0 | ||
| 2021 Q4 | 264 | $477.0M | 0 | ||
| 2021 Q3 | 263 | $444.7M | 0 | ||
| 2021 Q2 | 238 | $454.3M | 95 | ||
| 2021 Q1 | 239 | $414.0M | 17 | ||
| 2020 Q4 | 232 | $434.0M | 25 | ||
| 2020 Q3 | 223 | $359.0M | 25 | ||
| 2020 Q2 | 244 | $306.7M | 27 | ||
| 2020 Q1 | 247 | $241.8M | 28 | ||
| 2019 Q4 | 238 | $305.6M | 11 | ||
| 2019 Q3 | 267 | $298.8M | 4 | ||
| 2019 Q2 | 256 | $296.0M | 5 | ||
| 2019 Q1 | 294 | $297.9M | 68 | ||
| 2018 Q4 | 96 | $259.8M | 25 | ||
| 2018 Q3 | 100 | $318.4M | 8 | ||
| 2018 Q2 | 99 | $298.5M | 46 | ||
| 2018 Q1 | 69 | $274.9M | 41 | ||
| 2017 Q4 | 63 | $270.1M | 10 | ||
| 2017 Q3 | 83 | $260.6M | 11 | ||
| 2017 Q2 | 87 | $240.0M | 9 | ||
| 2017 Q1 | 88 | $245.6M | 7 | ||
| 2016 Q4 | 76 | $232.1M | 9 | ||
| 2016 Q3 | 79 | $228.0M | 70 | ||
| 2016 Q2 | 82 | $230.1M | 4 | ||
| 2016 Q1 | 82 | $225.4M | 10 | ||
| 2015 Q4 | 88 | $245.7M | 19 | ||
| 2015 Q3 | 84 | $223.8M | 10 | ||
| 2015 Q2 | 88 | $245.8M | 7 | ||
| 2015 Q1 | 90 | $250.9M | 7 | ||
| 2014 Q4 | 93 | $247.4M | 13 | ||
| 2014 Q3 | 87 | $235.5M | 10 | ||
| 2014 Q2 | 86 | $246.1M | 8 | ||
| 2014 Q1 | 88 | $238.2M | 12 | ||
| 2013 Q4 | 84 | $239.3M | 20 | ||
| 2013 Q3 | 79 | $219.6M | 18 | ||
| 2013 Q2 | 87 | $205.3M | 0 |
Holding changes this quarter
Marquette Asset Management, LLC's most significant position changes for 2026-09-30: Sold out: Dimensional US Small Cap Val (DFSV); New buy: ; Sold out: Hurco Companies Inc (HURC); Sold out: Chatham Lodging Trust (CLDT); Sold out: Alico Inc (ALCO).
Showing top 200 changes by size (of 936 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SCHG | Schwab US Large-cap Growth | +1.5% | +0.13% | Add |
| 2 | ✓ | +0.7% | NEW | New buy | |
| 3 | IWD | Ishares Russell 1000 Value E | +0.5% | -0.25% | Trim |
| 4 | DFAI | Dimensional International Co | +0.3% | +0.73% | Add |
| 5 | META | Meta Platforms Inc-class A | +0.3% | +5.87% | Add |
| 6 | AVDV | Avantis Intl S/c Value ETF | +0.3% | -0.31% | Trim |
| 7 | IWF | Ishares Russell 1000 Growth | +0.1% | -0.82% | Trim |
| 8 | AGG | Ishares Core U.s. Aggregate | +0.1% | +5.79% | Add |
| 9 | USTB | Victoryshares Short-term Bon | +0.1% | +2.37% | Add |
| 10 | AAPL | Apple Inc | +0.1% | — | Unchanged |
| 11 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | +16.07% | Add |
| 12 | QQQ | Invesco Qqq Trust Series 1 | 0% | +15.74% | Add |
| 13 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | +12.30% | Add |
| 14 | DFEV | Dimensional Emrg Mrkt Val | 0% | -0.44% | Trim |
| 15 | MSI | Motorola Solutions Inc | 0% | +114.62% | Add |
| 16 | UTHR | United Therapeutics CORP | 0% | +19.80% | Add |
| 17 | GMF | State Street Spdr S&p Emergi | 0% | NEW | New buy |
| 18 | ✓ | 0% | NEW | New buy | |
| 19 | IEFA | Ishares Core Msci Eafe ETF | 0% | +111.58% | Add |
| 20 | PKW | Invesco Buyback Achievers Et | 0% | NEW | New buy |
| 21 | JNJ | Johnson & Johnson | 0% | +21.39% | Add |
| 22 | ORCL | Oracle CORP | 0% | +307.48% | Add |
| 23 | NVDA | Nvidia CORP | 0% | -0.24% | Trim |
| 24 | ADP | Automatic Data Processing | 0% | +766.67% | Add |
| 25 | BAC | Bank Of America CORP | 0% | +163.40% | Add |
| 26 | ICE | Intercontinental Exchange In | 0% | — | Unchanged |
| 27 | BKNG | Booking Holdings Inc | 0% | +303.23% | Add |
| 28 | NVT | nVent Electric plc | 0% | +531.91% | Add |
| 29 | AON | Aon plc | 0% | +552.17% | Add |
| 30 | PEG | Public Service Enterprise Gp | 0% | +387.60% | Add |
| 31 | BSCZ | Invesco Bulletshares 2035 Cb | 0% | +38.44% | Add |
| 32 | VGT | Vanguard Info Tech ETF | 0% | — | Unchanged |
| 33 | GOOG | Alphabet Inc-cl C | 0% | +8.33% | Add |
| 34 | VUG | Vanguard Growth ETF | 0% | -3.53% | Trim |
| 35 | CRM | Salesforce Inc | 0% | — | Unchanged |
| 36 | CRWD | Crowdstrike Holdings Inc - A | 0% | +300.00% | Add |
| 37 | NOW | Servicenow Inc | 0% | — | Unchanged |
| 38 | AMCR | Amcor plc | — | — | Unchanged |
| 39 | PRFZ | Inv Rafi US 1500 Sm-usd Inc | — | — | Unchanged |
| 40 | VNQ | Vanguard Real Estate ETF | — | +60.00% | Add |
| 41 | AER | AerCap Holdings N.V. | — | -43.33% | Trim |
| 42 | MSFT | Microsoft CORP | — | -10.46% | Trim |
| 43 | EXPD | Expeditors Intl Wash Inc | — | — | Unchanged |
| 44 | SCHV | Schwab US Large-cap Value | — | — | Unchanged |
| 45 | SLYV | Ss Spdr S&p 600 Sc Val ETF | — | -0.67% | Trim |
| 46 | SCHF | Schwab Intl Equity ETF | — | -0.20% | Trim |
| 47 | NFLX | Netflix Inc | — | EXIT | Sold out |
| 48 | SO | Southern Co/the | — | EXIT | Sold out |
| 49 | MCD | Mcdonald's CORP | — | EXIT | Sold out |
| 50 | JPM | Jpmorgan Chase & Co | — | +10.31% | Add |
1–50 of 200
Filing History
FAQ
What is Marquette Asset Management, LLC and what type of investor is it?
Marquette Asset Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $765.9M, spread across 785 disclosed positions.
What are Marquette Asset Management, LLC's largest equity positions?
Based on the latest 13F filing, Marquette Asset Management, LLC's top holdings by market value are:
1. Schwab US Large-cap Growth (SCHG) — $154.5M (20.2%)
2. Ishares Russell 1000 Value E (IWD) — $98.4M (12.8%)
3. Dimensional International Co (DFAI) — $93.7M (12.2%)
4. Ishares Russell 1000 Growth (IWF) — $58.8M (7.7%)
5. Avantis US Small Cap Value (AVUV) — $53.8M (7.0%)
What changes did Marquette Asset Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Marquette Asset Management, LLC made 165 notable position adjustments: 15 new positions were initiated, 40 existing holdings were added to, 37 positions were partially reduced, and 73 were completely exited. The largest of these moves: Sold out: Dimensional US Small Cap Val (DFSV); New buy: ; Sold out: Hurco Companies Inc (HURC); Sold out: Chatham Lodging Trust (CLDT); Sold out: Alico Inc (ALCO)
What sectors does Marquette Asset Management, LLC focus on?
Marquette Asset Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Communication Services: 39.5%
• Information Technology: 23.0%
• Consumer Discretionary: 10.7%
• Health Care: 6.7%
• Industrials: 6.2%
• Financials: 6.1%
Investment Profile
Marquette Asset Management, LLC returned an annualized 20.2% over the trailing 36 months — outperforming the S&P 500 by 0.1 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.84 (less volatile than the market) and a 36% quarterly batting average against the index.
Its portfolio is moderately concentrated and long-term-holding, with 39.5% of the portfolio concentrated in Communication Services.
Its turnover score has fallen from 44 to 8 over the past 4 quarters — a shift toward longer holding periods.
It has added to its SCHG position over the past two quarters (+$30.2M, now $154.5M), while trimming HSY over the same stretch (-$202.4K, still holding $630.4K).
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Developer Access
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