AP
Avantax Planning Partners, Inc. 13F Filings & Institutional Holdings (Q2 2026)
Avantax Planning Partners, Inc.CIK: 0001005441
Diversified strategyMomentum followerLong-term holder
Total reported value
$4.0B
Reporting period: 2026-06-30 · Number of holdings: 454
Avantax Planning Partners, Inc. disclosed 454 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $4.0B and a quarterly turnover rate of 11.8%.
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Personality snowflake
- Concentration
- 15.52
- Portfolio Stability
- 11.76
- Momentum
- 100
- Sector conviction
- 47.88
- Diversification
- 100
- Sizing Uniformity
- 59.2
Avantax Planning Partners, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.039 — mathematically equivalent to about 26 equally-sized positions, well below its 454 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 4.08), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 15% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd SCHG
-0.5% $68.1M
Trim SCHD
-2.1% $2.1M
Add JPEF
+7.6% $26.2M
Trim SCHZ
+3.4% $5.4M
Add SCHV
-0.0% $43.9M
Add SCHF
+4.2% $30.1M
Holdings Map
New buyAddUnchangedTrim
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 454 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHG | Schwab US Large-cap Growth | ETF-Other | 12.59% | +0.57% | -0.53% | |
| 2 | SCHV | Schwab US Large-cap Value | ETF-Other | 8.85% | +0.29% | -0.04% | |
| 3 | SCHF | Schwab Intl Equity ETF | ETF-Other | 5.26% | +0.29% | +4.21% | |
| 4 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 4.59% | -0.33% | +3.43% | |
| 5 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 4.26% | -0.38% | -2.06% | |
| 6 | JPEF | Jpmorgan Equity Focus ETF | ETF-Other | 3.85% | +0.33% | +7.62% | |
| 7 | JPIB | Jpmorgan Intl Bnd ETF | ETF-Other | 3.03% | -0.16% | +3.50% | |
| 8 | SPTL | Ss Spdr Pf Lng Trm Tsy E-usd | ETF-Other | 2.97% | -0.15% | +5.40% | |
| 9 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 2.68% | +0.06% | +0.22% | |
| 10 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 2.56% | +0.18% | -1.08% | |
| 11 | CWI | State Street Spdr Msci Acwi | ETF-Other | 2.30% | -0.01% | -1.28% | |
| 12 | MDYV | Ss Spdr S&p 400 Mc Val ETF | ETF-Other | 2.25% | +0.10% | +3.70% | |
| 13 | JCPB | Jpmorgan Core Plus Bond ETF | ETF-Other | 2.02% | -0.14% | +3.02% | |
| 14 | JMUB | Jpmorgan Municipal ETF | ETF-Other | 1.68% | -0.02% | +7.60% | |
| 15 | MUB | Ishares National Muni Bond E | ETF-Other | 1.44% | — | +8.37% | |
| 16 | IWF | Ishares Russell 1000 Growth | ETF-Other | 1.12% | +0.04% | +291.42% | |
| 17 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.10% | +0.04% | -1.08% | |
| 18 | FMB | First Trust Managed Municipa | ETF-Other | 1.07% | -0.10% | -0.67% | |
| 19 | AAPL | Apple Inc | Stock-Tech | 1.06% | +0.03% | -0.62% | |
| 20 | SLYG | Ss Spdr S&p 600 Sc Gr ETF | ETF-Other | 1.05% | +0.17% | +5.71% | |
| 21 | HYMB | Ss Spdr N Ice Hy Muni ETF | ETF-Other | 1.04% | -0.10% | -2.11% | |
| 22 | MDYG | Ss Spdr S&p 400 Mc Gr ETF | ETF-Other | 0.97% | +0.12% | +8.08% | |
| 23 | IDOG | Alps International Sector Di | ETF-Other | 0.95% | -0.12% | -0.87% | |
| 24 | VXUS | Vanguard Total Intl Stock | ETF-Other | 0.95% | — | -0.88% | |
| 25 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.90% | -0.13% | -12.06% | |
| 26 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 0.77% | -0.08% | -6.57% | |
| 27 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.62% | +0.04% | -3.89% | |
| 28 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.58% | -0.04% | +5.20% | |
| 29 | IWO | Ishares Russell 2000 Growth | ETF-Small Cap | 0.51% | +0.04% | -5.08% | |
| 30 | SLYV | Ss Spdr S&p 600 Sc Val ETF | ETF-Other | 0.48% | — | -3.85% | |
| 31 | VTEI | Vanguard Int Tax-exempt Bond | ETF-Other | 0.47% | -0.05% | -1.58% | |
| 32 | MSFT | Microsoft CORP | Stock-Tech | 0.47% | -0.06% | -2.48% | |
| 33 | IWS | Ishares Russell Mid-cap Valu | ETF-Other | 0.46% | — | -2.39% | |
| 34 | VIGI | Vanguard Int Div App Indx Fd | ETF-Other | 0.45% | -0.01% | +1.42% | |
| 35 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 0.45% | +0.03% | -2.42% | |
| 36 | NVDA | Nvidia CORP | Stock-Tech | 0.44% | — | -4.71% | |
| 37 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 0.43% | +0.01% | -6.15% | |
| 38 | AVGO | Broadcom Inc | Stock-Tech | 0.42% | +0.03% | -2.45% | |
| 39 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.41% | — | -0.42% | |
| 40 | DE | Deere & Co | Stock-Industrials | 0.40% | +0.01% | +0.42% | |
| 41 | CSCO | Cisco Systems Inc | Stock-Tech | 0.40% | +0.10% | -2.21% | |
| 42 | IWP | Ishares Russell Mid-cap Grow | ETF-Other | 0.39% | — | -4.22% | |
| 43 | ABBV | Abbvie Inc | Stock-Healthcare | 0.38% | +0.02% | +0.83% | |
| 44 | DFSV | Dimensional US Small Cap Val | ETF-Small Cap | 0.38% | -0.02% | -4.97% | |
| 45 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.35% | -0.01% | -0.64% | |
| 46 | TXN | Texas Instruments Inc | Stock-Tech | 0.34% | +0.09% | -1.95% | |
| 47 | FAST | Fastenal Co | Stock-Industrials | 0.34% | -0.02% | +0.64% | |
| 48 | XOM | Exxon Mobil CORP | Stock-Energy | 0.34% | -0.12% | +2.04% | |
| 49 | VOT | Vanguard Mid-cap Growth ETF | ETF-Other | 0.34% | +0.02% | -2.63% | |
| 50 | DON | Wisdomtree US Midcap Dividen | ETF-Other | 0.33% | -0.01% | +1.09% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+2.5%
Performance Last 4 Quarters
+18.7%
- Stdev
- +10.3%
- Beta
- +0.71
- Alpha
- -0.9%
- Max Drawdown
- -6.6%
- Annualized Perf
- +13.7%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +2.39
- Stutzer
- +0.38
- Treynor
- +0.19
- Sterling
- +0.91
- Calmar
- +2.06
- Information Ratio
- -1.13
- Tracking Error
- +5.8%
- Stdev Down
- +5.6%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +24.9%
- Worst 12 Months
- +1.2%
- Efficiency Ratio
- +0.5
- Sharpe
- +1.3
- Stdev Sectors
- +7.9%
- Skewness
- -0.22
- Kurtosis
- -0.43
- Upside Potential
- +4
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 454 | $4.0B | 12 | ||
| 2026 Q1 | 435 | $3.6B | 15 | ||
| 2025 Q4 | 437 | $3.6B | 6 | ||
| 2025 Q3 | 438 | $3.5B | 26 | ||
| 2025 Q2 | 447 | $3.2B | 0 | ||
| 2025 Q1 | 431 | $2.8B | 100 | ||
| 2024 Q4 | 430 | $2.8B | 0 | ||
| 2024 Q3 | 443 | $2.8B | 0 | ||
| 2024 Q2 | 471 | $3.1B | 0 | ||
| 2024 Q1 | 465 | $3.1B | 0 | ||
| 2023 Q4 | 372 | $2.6B | 0 | ||
| 2023 Q3 | 362 | $2.4B | 0 | ||
| 2023 Q2 | 372 | $2.5B | 0 | ||
| 2023 Q1 | 377 | $2.5B | 0 | ||
| 2022 Q4 | 367 | $2.5B | 0 | ||
| 2022 Q3 | 347 | $2.2B | 0 | ||
| 2022 Q2 | 343 | $2.3B | 0 | ||
| 2022 Q1 | 359 | $2.5B | 0 | ||
| 2021 Q4 | 355 | $2.4B | 0 | ||
| 2021 Q3 | 339 | $2.2B | 0 | ||
| 2021 Q2 | 329 | $2.1B | 100 | ||
| 2021 Q1 | 314 | $1.9B | 17 | ||
| 2020 Q4 | 288 | $1.9B | 8 | ||
| 2020 Q3 | 296 | $1.9B | 17 | ||
| 2020 Q2 | 280 | $1.8B | 27 | ||
| 2020 Q1 | 276 | $1.4B | 20 | ||
| 2019 Q4 | 315 | $1.7B | 10 | ||
| 2019 Q3 | 310 | $1.6B | 16 | ||
| 2019 Q2 | 302 | $1.5B | 16 | ||
| 2019 Q1 | 301 | $1.4B | 42 | ||
| 2018 Q4 | 288 | $1.3B | 40 | ||
| 2018 Q3 | 1479 | $1.2B | 12 | ||
| 2018 Q2 | 251 | $1.1B | 15 | ||
| 2018 Q1 | 1936 | $1.2B | 10 | ||
| 2017 Q4 | 322 | $1.1B | 17 | ||
| 2017 Q3 | 368 | $1.3B | 10 | ||
| 2017 Q2 | 343 | $1.2B | 19 | ||
| 2017 Q1 | 334 | $1.1B | 25 | ||
| 2016 Q4 | 320 | $937.5M | — |
Holding changes this quarter
Avantax Planning Partners, Inc.'s most significant position changes for 2026-06-30: New buy: Virgin Galactic Holdings Inc (SPCE); Sold out: Slide Insurance Holdings Inc (SLDE); New buy: Ppg Industries Inc (PPG); Sold out: Honeywell International Inc (HON); New buy: .
Showing top 200 changes by size (of 478 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SCHG | Schwab US Large-cap Growth | +0.6% | -0.53% | Trim |
| 2 | JPEF | Jpmorgan Equity Focus ETF | +0.3% | +7.62% | Add |
| 3 | SCHV | Schwab US Large-cap Value | +0.3% | -0.04% | Trim |
| 4 | SCHF | Schwab Intl Equity ETF | +0.3% | +4.21% | Add |
| 5 | AVEM | Avantis Emerging Markets Eq | +0.2% | -1.08% | Trim |
| 6 | SLYG | Ss Spdr S&p 600 Sc Gr ETF | +0.2% | +5.71% | Add |
| 7 | MDYG | Ss Spdr S&p 400 Mc Gr ETF | +0.1% | +8.08% | Add |
| 8 | MDYV | Ss Spdr S&p 400 Mc Val ETF | +0.1% | +3.70% | Add |
| 9 | CSCO | Cisco Systems Inc | +0.1% | -2.21% | Trim |
| 10 | TXN | Texas Instruments Inc | +0.1% | -1.95% | Trim |
| 11 | AMD | Advanced Micro Devices | +0.1% | -4.56% | Trim |
| 12 | AVUV | Avantis US Small Cap Value | +0.1% | +0.22% | Add |
| 13 | SPCE | Virgin Galactic Holdings Inc | +0.1% | NEW | New buy |
| 14 | CAT | Caterpillar Inc | +0.1% | +1.85% | Add |
| 15 | AMAT | Applied Materials Inc | +0.1% | -20.19% | Trim |
| 16 | IWF | Ishares Russell 1000 Growth | 0% | +291.42% | Add |
| 17 | VOO | Vanguard S&p 500 ETF | 0% | -1.08% | Trim |
| 18 | IVW | Ishares S&p 500 Growth ETF | 0% | -3.89% | Trim |
| 19 | IWO | Ishares Russell 2000 Growth | 0% | -5.08% | Trim |
| 20 | LLY | Eli Lilly & Co | 0% | +6.27% | Add |
| 21 | GOOGL | Alphabet Inc-cl A | 0% | +3.52% | Add |
| 22 | AAPL | Apple Inc | 0% | -0.62% | Trim |
| 23 | VBK | Vanguard Small-cap Grwth ETF | 0% | -2.42% | Trim |
| 24 | AVGO | Broadcom Inc | 0% | -2.45% | Trim |
| 25 | LRCX | Lam Research CORP | 0% | -7.09% | Trim |
| 26 | FLEX | Flex Ltd. | 0% | — | Unchanged |
| 27 | INTC | Intel CORP | 0% | +0.97% | Add |
| 28 | ABBV | Abbvie Inc | 0% | +0.83% | Add |
| 29 | VOT | Vanguard Mid-cap Growth ETF | 0% | -2.63% | Trim |
| 30 | IEMG | Ishares Core Msci Emerging | 0% | -1.56% | Trim |
| 31 | VGT | Vanguard Info Tech ETF | 0% | +682.09% | Add |
| 32 | IBM | Intl Business Machines CORP | 0% | -0.17% | Trim |
| 33 | VLUE | Ishares Msci USA Value Facto | 0% | -2.10% | Trim |
| 34 | PANW | Palo Alto Networks Inc | 0% | +5.71% | Add |
| 35 | QCOM | Qualcomm Inc | 0% | -3.76% | Trim |
| 36 | XLK | Ss Technology Select Sector | 0% | -3.48% | Trim |
| 37 | TSLA | Tesla Inc | 0% | +3.85% | Add |
| 38 | DELL | Dell Technologies -c | 0% | -9.07% | Trim |
| 39 | MU | Micron Technology Inc | 0% | -35.24% | Trim |
| 40 | CRWD | Crowdstrike Holdings Inc - A | 0% | +1.85% | Add |
| 41 | PPG | Ppg Industries Inc | 0% | NEW | New buy |
| 42 | COHR | Coherent CORP | 0% | — | Unchanged |
| 43 | DE | Deere & Co | 0% | +0.42% | Add |
| 44 | DFAE | Dimensional Emerging Core Eq | 0% | -6.15% | Trim |
| 45 | AMZN | Amazon.com Inc | 0% | -1.10% | Trim |
| 46 | GE | General Electric | 0% | +12.13% | Add |
| 47 | BAC | Bank Of America CORP | 0% | -1.69% | Trim |
| 48 | UNH | Unitedhealth Group Inc | 0% | -1.07% | Trim |
| 49 | USB | US Bancorp | 0% | -1.29% | Trim |
| 50 | GEV | GE Vernova Inc | 0% | +9.31% | Add |
1–50 of 200
Filing History
FAQ
What is Avantax Planning Partners, Inc. and what type of investor is it?
Avantax Planning Partners, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $4.0B, spread across 454 disclosed positions.
What are Avantax Planning Partners, Inc.'s largest equity positions?
Based on the latest 13F filing, Avantax Planning Partners, Inc.'s top holdings by market value are:
1. Schwab US Large-cap Growth (SCHG) — $506.0M (12.6%)
2. Schwab US Large-cap Value (SCHV) — $355.5M (8.8%)
3. Schwab Intl Equity ETF (SCHF) — $211.2M (5.3%)
4. Schwab US Aggregate Bond ETF (SCHZ) — $184.5M (4.6%)
5. Schwab US Dvd Equity ETF (SCHD) — $171.0M (4.3%)
What changes did Avantax Planning Partners, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Avantax Planning Partners, Inc. made 193 notable position adjustments: 37 new positions were initiated, 55 existing holdings were added to, 85 positions were partially reduced, and 16 were completely exited. The largest of these moves: New buy: Virgin Galactic Holdings Inc (SPCE); Sold out: Slide Insurance Holdings Inc (SLDE); New buy: Ppg Industries Inc (PPG); Sold out: Honeywell International Inc (HON); New buy:
What sectors does Avantax Planning Partners, Inc. focus on?
Avantax Planning Partners, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 30.1%
• Health Care: 13.1%
• Industrials: 13.0%
• Financials: 9.4%
• Energy: 9.4%
• Consumer Staples: 9.1%
Investment Profile
Avantax Planning Partners, Inc. returned an annualized 13.7% over the trailing 36 months — underperforming the S&P 500 by 0.9 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.71 (less volatile than the market) and a 36% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 30.1% of the portfolio concentrated in Information Technology.
It has added to its SCHV position over the past two quarters (+$53.8M, now $355.5M), while trimming VIG over the same stretch (-$13.2M, still holding $36.3M).
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