LW
Li Winifred I Historical SEC 13F Holdings & Archive (Q4 2014)
Li Winifred ICIK: 0001317264
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$105.8M
Reporting period: 2014-12-31 · Number of holdings: 698
Li Winifred I disclosed 698 holdings in its latest 13F filing for the period ending 2014-12-31, with total reported value of $105.8M and a quarterly turnover rate of 18.8%.
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Personality snowflake
- Concentration
- 3.99
- Portfolio Stability
- 18.75
- Momentum
- 100
- Sector conviction
- 52.71
- Diversification
- 100
- Sizing Uniformity
- 78.65
Li Winifred I's disclosed holdings carry a Herfindahl concentration index of 0.010 — mathematically equivalent to about 100 equally-sized positions, well below its 698 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.13), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 33% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim EFA
-22.8% -$1.9M
Add OMC
+50.8% $474.0K
Trim AR
-49.9% -$438.0K
Trim 9990302D
-98.2% -$383.0K
Trim SLB
-1.1% -$369.0K
Trim RRC
-34.6% -$326.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 698 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | EFA | Ishares Msci Eafe ETF | ETF-Other | 4.91% | -1.87% | -22.75% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 2.32% | +0.18% | +0.17% | |
| 3 | JNJ | Johnson & Johnson | Stock-Healthcare | 2.32% | — | +2.01% | |
| 4 | DUK | Duke Energy Corporation | Stock-Utilities | 2.29% | — | — | |
| 5 | XOM | Exxon Mobil CORP | Stock-Energy | 1.91% | — | -1.92% | |
| 6 | SLB | Slb LTD | Stock-Energy | 1.70% | -0.37% | -1.12% | |
| 7 | AXP | American Express Co | Stock-Financials | 1.60% | — | -0.81% | |
| 8 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.55% | +0.15% | +3.46% | |
| 9 | MSFT | Microsoft CORP | Stock-Tech | 1.41% | — | -0.84% | |
| 10 | POT1EUR | Potash CORP Of Saskatchewan | Stock-Other | 1.31% | — | — | |
| 11 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.30% | — | -6.12% | |
| 12 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 1.30% | +0.18% | +0.13% | |
| 13 | ACN | Accenture plc | Stock-Tech | 1.23% | +0.10% | — | |
| 14 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.16% | +0.14% | +5.67% | |
| 15 | BNY | Bank Of New York Mellon CORP | Stock-Financials | 1.15% | — | — | |
| 16 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 1.15% | +0.10% | -4.02% | |
| 17 | DIS | Walt Disney Co/the | Stock-Comm Services | 1.14% | — | -2.89% | |
| 18 | OMC | Omnicom Group | Stock-Comm Services | 1.09% | +0.44% | +50.77% | |
| 19 | ✓ | Stock-Other | 1.03% | — | -0.79% | ||
| 20 | COR | Cencora Inc | Stock-Healthcare | 1.03% | +0.13% | — | |
| 21 | SNDK | Sandisk Corporation | Stock-Tech | 1.03% | — | +8.45% | |
| 22 | HON | Honeywell International Inc | Stock-Industrials | 1.02% | +0.10% | +3.81% | |
| 23 | MMM | 3m Co | Stock-Industrials | 1.00% | -0.14% | -23.17% | |
| 24 | CME | Cme Group Inc | Stock-Financials | 0.99% | +0.08% | -1.06% | |
| 25 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.96% | +0.09% | -1.60% | |
| 26 | INTU | Intuit Inc | Stock-Tech | 0.89% | — | -1.03% | |
| 27 | DVN | Devon Energy CORP | Stock-Energy | 0.85% | — | +1.45% | |
| 28 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.82% | — | -3.44% | |
| 29 | PGR | Progressive CORP | Stock-Financials | 0.82% | +0.16% | +17.62% | |
| 30 | RPM | Rpm International Inc | Stock-Materials | 0.80% | — | -0.90% | |
| 31 | ROP | Roper Technologies Inc | Stock-Tech | 0.79% | — | -2.67% | |
| 32 | CNI | Canadian Natl Railway Co | Stock-Industrials | 0.77% | -0.09% | -7.39% | |
| 33 | ROST | Ross Stores Inc | Stock-Consumer Disc | 0.77% | +0.14% | — | |
| 34 | EOG | Eog Resources Inc | Stock-Energy | 0.77% | -0.10% | -3.84% | |
| 35 | MCO | Moody's CORP | Stock-Financials | 0.76% | — | -1.17% | |
| 36 | ✓ | Tyco International LTD | Stock-Other | 0.76% | +0.76% | NEW | |
| 37 | CMA | Comerica Inc | Stock-Other | 0.76% | — | — | |
| 38 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 0.76% | — | -1.08% | |
| 39 | EL | Estee Lauder Companies-cl A | Stock-Consumer Staples | 0.76% | — | -0.92% | |
| 40 | WFC | Wells Fargo & Co | Stock-Financials | 0.75% | — | -2.56% | |
| 41 | PCAR | Paccar Inc | Stock-Industrials | 0.75% | +0.12% | — | |
| 42 | LEN | Lennar Corp-a | Stock-Consumer Disc | 0.74% | +0.09% | +0.83% | |
| 43 | ✓ | Sirona Dental Systems Inc | Stock-Other | 0.74% | — | -5.53% | |
| 44 | DHR | Danaher CORP | Stock-Healthcare | 0.74% | — | -4.42% | |
| 45 | EBAY | Ebay Inc | Stock-Consumer Disc | 0.70% | — | +13.55% | |
| 46 | ASML | ASML Holding N.V. | Stock-Tech | 0.69% | +0.10% | +9.55% | |
| 47 | TOL | Toll Brothers Inc | Stock-Consumer Disc | 0.69% | — | -2.82% | |
| 48 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.67% | — | +2.06% | |
| 49 | TEL | TE Connectivity plc | Stock-Tech | 0.66% | +0.07% | +0.16% | |
| 50 | COO | The Cooper Companies, Inc. | Stock-Healthcare | 0.66% | — | -11.33% |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Li Winifred I's most significant position changes for 2014-12-31: New buy: Tyco International LTD; Sold out: Johnson Controls International plc (JCI); New buy: Comcast Corporation (CMCSA); New buy: Cdw Corp/de (CDW); Sold out: .
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | OMC | Omnicom Group | +0.4% | +50.77% | Add |
| 2 | EQT | Eqt CORP | +0.2% | +65720.00% | Add |
| 3 | AAPL | Apple Inc | +0.2% | +0.17% | Add |
| 4 | UNH | Unitedhealth Group Inc | +0.2% | +0.13% | Add |
| 5 | PGR | Progressive CORP | +0.2% | +17.62% | Add |
| 6 | IPGP | Ipg Photonics CORP | +0.2% | +35.75% | Add |
| 7 | BRK-B | Berkshire Hathaway Inc-cl B | +0.2% | +3.46% | Add |
| 8 | ROST | Ross Stores Inc | +0.1% | — | Unchanged |
| 9 | PG | Procter & Gamble Co/the | +0.1% | +5.67% | Add |
| 10 | COR | Cencora Inc | +0.1% | — | Unchanged |
| 11 | PCAR | Paccar Inc | +0.1% | — | Unchanged |
| 12 | ASML | ASML Holding N.V. | +0.1% | +9.55% | Add |
| 13 | ACN | Accenture plc | +0.1% | — | Unchanged |
| 14 | BMY | Bristol-myers Squibb Co | +0.1% | -4.02% | Trim |
| 15 | HON | Honeywell International Inc | +0.1% | +3.81% | Add |
| 16 | LEN | Lennar Corp-a | +0.1% | +0.83% | Add |
| 17 | IDXX | Idexx Laboratories Inc | +0.1% | — | Unchanged |
| 18 | COST | Costco Wholesale CORP | +0.1% | -1.60% | Trim |
| 19 | MET | Metlife Inc | +0.1% | +52.86% | Add |
| 20 | CME | Cme Group Inc | +0.1% | -1.06% | Trim |
| 21 | TEL | TE Connectivity plc | +0.1% | +0.16% | Add |
| 22 | CNI | Canadian Natl Railway Co | -0.1% | -7.39% | Trim |
| 23 | GSK | GSK plc | -0.1% | -36.70% | Trim |
| 24 | CVX | Chevron CORP | -0.1% | -36.71% | Trim |
| 25 | EOG | Eog Resources Inc | -0.1% | -3.84% | Trim |
| 26 | VZ | Verizon Communications Inc | -0.1% | -21.61% | Trim |
| 27 | FTI | TechnipFMC plc | -0.1% | -1.17% | Trim |
| 28 | MMM | 3m Co | -0.1% | -23.17% | Trim |
| 29 | GNRC | Generac Holdings Inc | -0.2% | -72.50% | Trim |
| 30 | PXDEUR | Pioneer Natural Resources Co | -0.2% | -87.59% | Trim |
| 31 | IBM | Intl Business Machines CORP | -0.2% | -40.30% | Trim |
| 32 | AXP | American Express Company | -0.3% | -59.31% | Trim |
| 33 | RRC | Range Resources CORP | -0.3% | -34.56% | Trim |
| 34 | 9990302D | Apache CORP | -0.4% | -98.18% | Trim |
| 35 | SLB | Slb LTD | -0.4% | -1.12% | Trim |
| 36 | AR | Antero Resources CORP | -0.4% | -49.92% | Trim |
| 37 | EFA | Ishares Msci Eafe ETF | -1.9% | -22.75% | Trim |
| 38 | ✓ | Tyco International LTD | — | NEW | New buy |
| 39 | JCI | Johnson Controls International plc | — | EXIT | Sold out |
| 40 | CMCSA | Comcast Corporation | — | NEW | New buy |
| 41 | CDW | Cdw Corp/de | — | NEW | New buy |
| 42 | ✓ | — | EXIT | Sold out | |
| 43 | WBA | Walgreens Boots Alliance Inc | — | NEW | New buy |
| 44 | KMI | Kinder Morgan, Inc. | — | NEW | New buy |
| 45 | KMI | Kinder Morgan, Inc. | — | EXIT | Sold out |
| 46 | UBS | UBS Group AG | — | EXIT | Sold out |
| 47 | ✓ | — | NEW | New buy | |
| 48 | FSTR | L.B. Foster Company | — | EXIT | Sold out |
| 49 | ✓ | Abengoa Yield PLC | — | EXIT | Sold out |
| 50 | ✓ | Tw Telecom Inc | — | EXIT | Sold out |
Filing History
FAQ
What is Li Winifred I and what type of investor is it?
Li Winifred I is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2014-12-31), the firm manages a tracked equity portfolio valued at approximately $105.8M, spread across 698 disclosed positions.
What are Li Winifred I's largest equity positions?
Based on the latest 13F filing, Li Winifred I's top holdings by market value are:
1. Ishares Msci Eafe ETF (EFA) — $5.2M (4.9%)
2. Apple Inc (AAPL) — $2.5M (2.3%)
3. Johnson & Johnson (JNJ) — $2.5M (2.3%)
4. Duke Energy Corporation (DUK) — $2.4M (2.3%)
5. Exxon Mobil CORP (XOM) — $2.0M (1.9%)
What changes did Li Winifred I make in its most recent portfolio filing?
In the latest reported quarter, Li Winifred I made 45 notable position adjustments: 6 new positions were initiated, 13 existing holdings were added to, 19 positions were partially reduced, and 7 were completely exited. The largest of these moves: New buy: Tyco International LTD; Sold out: Johnson Controls International plc (JCI); New buy: Comcast Corporation (CMCSA); New buy: Cdw Corp/de (CDW); Sold out:
What sectors does Li Winifred I focus on?
Li Winifred I is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 24.6%
• Health Care: 23.2%
• Information Technology: 18.5%
• Consumer Staples: 10.0%
• Communication Services: 8.5%
• Energy: 8.4%
Investment Profile
Li Winifred I's portfolio is broadly diversified and long-term-holding.
It has added to its HON position over the past two quarters (+$866.0K, now $1.1M), while trimming EFA over the same stretch (-$2.4M, still holding $5.2M).
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