CA
Cape Ann Savings Bank 13F Filings & Institutional Holdings (Q2 2026)
Cape Ann Savings BankCIK: 0000936938
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$212.4M
Reporting period: 2026-06-30 · Number of holdings: 113
CAPE ANN SAVINGS BANK disclosed 113 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $212.4M and a quarterly turnover rate of 14.9%.
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Personality snowflake
- Concentration
- 14.91
- Portfolio Stability
- 14.92
- Momentum
- 100
- Sector conviction
- 50.54
- Diversification
- 100
- Sizing Uniformity
- 82
Cape Ann Savings Bank's disclosed holdings carry a Herfindahl concentration index of 0.037 — mathematically equivalent to about 27 equally-sized positions, well below its 113 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.80), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 50% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim IAU
-6.8% -$2.3M
Add IJH
-0.5% $2.4M
Add XLK
-1.3% $1.2M
Add AMD
+20.2% $937.4K
Add GOOGL
-3.1% $1.3M
Add PANW
0.0% $854.4K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | EFA | Ishares Msci Eafe ETF | ETF-Other | 11.03% | +0.04% | +0.16% | |
| 2 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 9.57% | +0.59% | -0.46% | |
| 3 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 5.36% | +0.33% | -0.89% | |
| 4 | AAPL | Apple Inc | Stock-Tech | 4.68% | +0.21% | -1.94% | |
| 5 | IAU | Ishares Gold Trust | ETF-Commodities | 4.37% | -1.47% | -6.75% | |
| 6 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 3.89% | -0.31% | -0.56% | |
| 7 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 3.48% | +0.39% | -3.09% | |
| 8 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 2.80% | +0.14% | -5.82% | |
| 9 | MSFT | Microsoft CORP | Stock-Tech | 2.47% | -0.24% | -3.50% | |
| 10 | JNJ | Johnson & Johnson | Stock-Healthcare | 2.22% | -0.05% | +0.50% | |
| 11 | AMAT | Applied Materials Inc | Stock-Tech | 1.95% | +0.10% | -46.70% | |
| 12 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.92% | +0.13% | -0.12% | |
| 13 | XLK | Ss Technology Select Sector | ETF-Tech | 1.86% | +0.46% | -1.28% | |
| 14 | NVDA | Nvidia CORP | Stock-Tech | 1.83% | +0.13% | +0.21% | |
| 15 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.39% | +0.19% | +11.34% | |
| 16 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.38% | +0.04% | -0.77% | |
| 17 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.30% | -0.06% | +0.45% | |
| 18 | CMI | Cummins Inc | Stock-Industrials | 1.14% | +0.26% | +3.77% | |
| 19 | CVX | Chevron CORP | Stock-Energy | 1.05% | -0.26% | +7.16% | |
| 20 | MS | Morgan Stanley | Stock-Financials | 1.03% | +0.12% | -5.33% | |
| 21 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 1.01% | +0.13% | +3.13% | |
| 22 | V | Visa Inc-class A Shares | Stock-Financials | 0.99% | +0.06% | +0.82% | |
| 23 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.99% | -0.26% | -2.99% | |
| 24 | BLK | Blackrock Inc | Stock-Financials | 0.97% | -0.07% | -0.09% | |
| 25 | MAR | Marriott International -cl A | Stock-Consumer Disc | 0.92% | +0.04% | -0.56% | |
| 26 | GD | General Dynamics CORP | Stock-Industrials | 0.89% | -0.05% | -1.84% | |
| 27 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.88% | +0.11% | -1.86% | |
| 28 | BAC | Bank Of America CORP | Stock-Financials | 0.87% | +0.06% | -2.04% | |
| 29 | AVGO | Broadcom Inc | Stock-Tech | 0.86% | +0.10% | -1.37% | |
| 30 | NEE | Nextera Energy Inc | Stock-Utilities | 0.83% | -0.10% | +1.00% | |
| 31 | RTX | Rtx CORP | Stock-Industrials | 0.79% | -0.10% | -3.21% | |
| 32 | WMT | Walmart Inc | Stock-Consumer Staples | 0.79% | -0.14% | -0.47% | |
| 33 | CDNS | Cadence Design Sys Inc | Stock-Tech | 0.78% | +0.15% | -1.99% | |
| 34 | DE | Deere & Co | Stock-Industrials | 0.76% | +0.04% | +0.59% | |
| 35 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.76% | -0.01% | -1.53% | |
| 36 | PANW | Palo Alto Networks Inc | Stock-Tech | 0.76% | +0.38% | — | |
| 37 | AEP | American Electric Power | Stock-Utilities | 0.75% | — | +2.96% | |
| 38 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.72% | -0.14% | -23.07% | |
| 39 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.68% | -0.16% | — | |
| 40 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.64% | -0.05% | +0.17% | |
| 41 | AMD | Advanced Micro Devices | Stock-Tech | 0.62% | +0.43% | +20.22% | |
| 42 | XLF | Ss Financial Select Sector | ETF-Other | 0.59% | — | -1.46% | |
| 43 | IBM | Intl Business Machines CORP | Stock-Tech | 0.59% | +0.04% | -0.22% | |
| 44 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.57% | -0.01% | +1.75% | |
| 45 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.55% | -0.03% | -17.14% | |
| 46 | XLI | Ss Industrial Select Sector | ETF-Other | 0.52% | +0.03% | -1.00% | |
| 47 | ETN | Eaton Corporation plc | Stock-Industrials | 0.51% | +0.22% | +59.75% | |
| 48 | ICE | Intercontinental Exchange In | Stock-Financials | 0.44% | -0.17% | -1.06% | |
| 49 | ESGD | Ishares Trust Ishares Esg Aw | ETF-Other | 0.44% | +0.04% | +9.24% | |
| 50 | MDT | Medtronic plc | Stock-Healthcare | 0.43% | -0.09% | -1.80% |
1–50 of 113
Portfolio Performance
Performance for Q3 2026
+3%
Performance Last 4 Quarters
+22%
- Stdev
- +10.3%
- Beta
- +0.76
- Alpha
- +1.7%
- Max Drawdown
- -5.9%
- Annualized Perf
- +17.7%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +3.16
- Stutzer
- +0.47
- Treynor
- +0.22
- Sterling
- +1.2
- Calmar
- +3.01
- Information Ratio
- -0.69
- Tracking Error
- +4.5%
- Stdev Down
- +5.3%
- Winning Months %
- +75%
- Losing Months %
- +25%
- Best 12 Months
- +30.9%
- Worst 12 Months
- +5.7%
- Efficiency Ratio
- +0.63
- Sharpe
- +1.64
- Stdev Sectors
- +8.3%
- Skewness
- -0.33
- Kurtosis
- -0.05
- Upside Potential
- +4.68
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 113 | $212.4M | 15 | ||
| 2026 Q1 | 121 | $199.0M | 12 | ||
| 2025 Q4 | 109 | $194.9M | 12 | ||
| 2025 Q3 | 108 | $187.3M | 24 | ||
| 2025 Q2 | 89 | $167.4M | 0 | ||
| 2025 Q1 | 92 | $159.5M | 100 | ||
| 2024 Q4 | 87 | $169.9M | 0 | ||
| 2024 Q3 | 89 | $172.4M | 0 | ||
| 2024 Q2 | 86 | $161.2M | 0 | ||
| 2024 Q1 | 85 | $159.6M | 0 | ||
| 2023 Q4 | 83 | $151.3M | 0 | ||
| 2023 Q3 | 81 | $142.6M | 0 | ||
| 2023 Q2 | 83 | $150.3M | 0 | ||
| 2023 Q1 | 79 | $142.6M | 0 | ||
| 2022 Q4 | 81 | $136.6M | 0 | ||
| 2022 Q3 | 79 | $124.9M | 0 | ||
| 2022 Q2 | 79 | $130.2M | 0 | ||
| 2022 Q1 | 85 | $152.1M | 0 | ||
| 2021 Q4 | 128 | $166.3M | 0 | ||
| 2021 Q3 | 129 | $154.6M | 0 | ||
| 2021 Q2 | 133 | $158.5M | 15 | ||
| 2021 Q1 | 129 | $140.8M | 16 | ||
| 2020 Q4 | 131 | $138.5M | 29 | ||
| 2020 Q2 | 124 | $118.0M | 52 | ||
| 2019 Q3 | 117 | $86.6M | 11 | ||
| 2019 Q2 | 120 | $86.7M | 10 | ||
| 2019 Q1 | 106 | $84.1M | 4 | ||
| 2018 Q4 | 103 | $81.8M | 14 | ||
| 2018 Q3 | 105 | $84.7M | 6 | ||
| 2018 Q2 | 102 | $80.4M | 14 | ||
| 2017 Q4 | 107 | $79.2M | 13 | ||
| 2017 Q2 | 106 | $75.3M | 9 | ||
| 2017 Q1 | 108 | $74.3M | 13 | ||
| 2016 Q4 | 111 | $71.3M | 12 | ||
| 2016 Q3 | 114 | $71.0M | 9 | ||
| 2016 Q2 | 117 | $72.9M | 8 | ||
| 2016 Q1 | 118 | $72.5M | 11 | ||
| 2015 Q4 | 117 | $72.9M | 14 | ||
| 2015 Q3 | 116 | $67.2M | 13 | ||
| 2015 Q2 | 125 | $70.4M | 8 | ||
| 2015 Q1 | 126 | $71.7M | 18 | ||
| 2014 Q4 | 125 | $69.5M | 13 | ||
| 2014 Q3 | 128 | $67.3M | 11 | ||
| 2014 Q2 | 127 | $69.1M | 17 | ||
| 2014 Q1 | 111 | $60.9M | 8 | ||
| 2013 Q4 | 118 | $62.1M | 11 | ||
| 2013 Q3 | 115 | $58.4M | 13 | ||
| 2013 Q2 | 111 | $59.7M | 0 |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
Cape Ann Savings Bank's most significant position changes for 2026-06-30: Sold out: Eog Resources Inc (EOG); Sold out: Zoetis Inc (ZTS); Sold out: Honeywell International Inc (HON); Sold out: Automatic Data Processing (ADP); Sold out: Danaher CORP (DHR).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IJH | Ishares Core S&p Midcap ETF | +0.6% | -0.46% | Trim |
| 2 | XLK | Ss Technology Select Sector | +0.5% | -1.28% | Trim |
| 3 | AMD | Advanced Micro Devices | +0.4% | +20.22% | Add |
| 4 | GOOGL | Alphabet Inc-cl A | +0.4% | -3.09% | Trim |
| 5 | PANW | Palo Alto Networks Inc | +0.4% | — | Unchanged |
| 6 | IVV | Ishares Core S&p 500 ETF | +0.3% | -0.89% | Trim |
| 7 | CMI | Cummins Inc | +0.3% | +3.77% | Add |
| 8 | ETN | Eaton Corporation plc | +0.2% | +59.75% | Add |
| 9 | AAPL | Apple Inc | +0.2% | -1.94% | Trim |
| 10 | MRVL | Marvell Technology Inc | +0.2% | +2.28% | Add |
| 11 | RSP | Invesco S&p 500 Equal Weight | +0.2% | +11.34% | Add |
| 12 | CDNS | Cadence Design Sys Inc | +0.2% | -1.99% | Trim |
| 13 | IJR | Ishares Core S&p Small-cap E | +0.1% | -5.82% | Trim |
| 14 | AMZN | Amazon.com Inc | +0.1% | -0.12% | Trim |
| 15 | NVDA | Nvidia CORP | +0.1% | +0.21% | Add |
| 16 | IEMG | Ishares Core Msci Emerging | +0.1% | +3.13% | Add |
| 17 | CSCO | Cisco Systems Inc | +0.1% | +24.15% | Add |
| 18 | MS | Morgan Stanley | +0.1% | -5.33% | Trim |
| 19 | GOOG | Alphabet Inc-cl C | +0.1% | -1.86% | Trim |
| 20 | LLY | Eli Lilly & Co | +0.1% | +9.83% | Add |
| 21 | GE | General Electric | +0.1% | +55.62% | Add |
| 22 | ASML | ASML Holding N.V. | +0.1% | NEW | New buy |
| 23 | AMAT | Applied Materials Inc | +0.1% | -46.70% | Trim |
| 24 | AVGO | Broadcom Inc | +0.1% | -1.37% | Trim |
| 25 | QQQ | Invesco Qqq Trust Series 1 | +0.1% | +12.75% | Add |
| 26 | URI | United Rentals Inc | +0.1% | — | Unchanged |
| 27 | V | Visa Inc-class A Shares | +0.1% | +0.82% | Add |
| 28 | BAC | Bank Of America CORP | +0.1% | -2.04% | Trim |
| 29 | DVY | Ishares Select Dividend ETF | +0.1% | +44.24% | Add |
| 30 | EFA | Ishares Msci Eafe ETF | 0% | +0.16% | Add |
| 31 | JPM | Jpmorgan Chase & Co | 0% | -0.77% | Trim |
| 32 | MAR | Marriott International -cl A | 0% | -0.56% | Trim |
| 33 | DE | Deere & Co | 0% | +0.59% | Add |
| 34 | IBM | Intl Business Machines CORP | 0% | -0.22% | Trim |
| 35 | PNC | Pnc Financial Services Group | 0% | +0.27% | Add |
| 36 | ESGD | Ishares Trust Ishares Esg Aw | 0% | +9.24% | Add |
| 37 | EFIV | Ss Spdr S&p 500 Esg ETF | 0% | +16.15% | Add |
| 38 | CAT | Caterpillar Inc | 0% | -4.48% | Trim |
| 39 | XLI | Ss Industrial Select Sector | 0% | -1.00% | Trim |
| 40 | ABBV | Abbvie Inc | 0% | -3.22% | Trim |
| 41 | ESGE | Ishares Inc Ishares Esg Awar | 0% | +4.79% | Add |
| 42 | ACWI | Ishares Msci Acwi ETF | 0% | — | Unchanged |
| 43 | XJH | Ishare Esg Ss S&p Midcap ETF | 0% | +9.49% | Add |
| 44 | TD | Toronto-dominion Bank | 0% | — | Unchanged |
| 45 | IVW | Ishares S&p 500 Growth ETF | 0% | — | Unchanged |
| 46 | TMO | Thermo Fisher Scientific Inc | 0% | +16.87% | Add |
| 47 | PFM | Invesco Dividend Achievers E | 0% | +0.40% | Add |
| 48 | EEM | Ishares Msci Emerging Market | 0% | — | Unchanged |
| 49 | TSLA | Tesla Inc | 0% | — | Unchanged |
| 50 | GS | Goldman Sachs Group Inc | 0% | -4.59% | Trim |
1–50 of 122
Filing History
FAQ
What is Cape Ann Savings Bank and what type of investor is it?
Cape Ann Savings Bank is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $212.4M, spread across 113 disclosed positions.
What are Cape Ann Savings Bank's largest equity positions?
Based on the latest 13F filing, Cape Ann Savings Bank's top holdings by market value are:
1. Ishares Msci Eafe ETF (EFA) — $23.4M (11.0%)
2. Ishares Core S&p Midcap ETF (IJH) — $20.3M (9.6%)
3. Ishares Core S&p 500 ETF (IVV) — $11.4M (5.4%)
4. Apple Inc (AAPL) — $9.9M (4.7%)
5. Ishares Gold Trust (IAU) — $9.3M (4.4%)
What changes did Cape Ann Savings Bank make in its most recent portfolio filing?
In the latest reported quarter, Cape Ann Savings Bank made 97 notable position adjustments: 1 new positions were initiated, 32 existing holdings were added to, 55 positions were partially reduced, and 9 were completely exited. The largest of these moves: Sold out: Eog Resources Inc (EOG); Sold out: Zoetis Inc (ZTS); Sold out: Honeywell International Inc (HON); Sold out: Automatic Data Processing (ADP); Sold out: Danaher CORP (DHR)
What sectors does Cape Ann Savings Bank focus on?
Cape Ann Savings Bank is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 31.7%
• Financials: 13.6%
• Industrials: 11.2%
• Communication Services: 11.1%
• Health Care: 10.5%
• Consumer Discretionary: 8.7%
Investment Profile
Cape Ann Savings Bank returned an annualized 17.7% over the trailing 36 months — outperforming the S&P 500 by 1.7 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.76 (less volatile than the market) and a 36% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 31.7% of the portfolio concentrated in Information Technology.
It has added to its IJH position over the past two quarters (+$3.6M, now $20.3M), while trimming IAU over the same stretch (-$2.4M, still holding $9.3M).
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Developer Access
Access Cape Ann Savings Bank's institutional profile programmatically:
REST API
curl https://alphasmo.com/api/v1/institutions/cape-ann-savings-bankCLI
npx alphasmo institutions get cape-ann-savings-bank