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Lee Financial Group Hawaii, Inc. Historical SEC 13F Holdings & Archive (Q1 2024)
Lee Financial Group Hawaii, Inc.CIK: 0000837980
Long-term holderQuality / disciplined sizing
Total reported value
$127.8M
Reporting period: 2024-03-31 · Number of holdings: 28
Lee Financial Group Hawaii, Inc. disclosed 28 holdings in its latest 13F filing for the period ending 2024-03-31, with total reported value of $127.8M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 62.64
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 46.24
- Diversification
- 56
- Sizing Uniformity
- 81.26
Lee Financial Group Hawaii, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.157 — mathematically equivalent to about 6 equally-sized positions, well below its 28 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.87), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 6% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 26.91% | — | -0.28% | |
| 2 | COWZ | Pacer US Cash Cows 100 ETF | ETF-Other | 24.11% | — | +0.39% | |
| 3 | GSLC | Goldman Activebeta US Lc ETF | ETF-Commodities | 10.53% | — | +796.95% | |
| 4 | BOTZ | Global X Robotics & Artifici | ETF-Other | 7.22% | — | +59.56% | |
| 5 | XAR | Ss Spdr S&p Aerospace Def | ETF-Other | 4.76% | — | -1.97% | |
| 6 | BOND | Pimco Active Bond Exchange-t | ETF-Other | 4.71% | — | +0.78% | |
| 7 | JVAL | Jpmorgan US Value Factor ETF | ETF-Other | 4.69% | — | -0.09% | |
| 8 | UCON | First Trust Smith Unconstrai | ETF-Other | 4.56% | — | +0.90% | |
| 9 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 1.66% | — | +5.45% | |
| 10 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 1.39% | — | +0.59% | |
| 11 | OKE | Oneok Inc | Stock-Energy | 0.80% | — | +2.94% | |
| 12 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 0.73% | — | +4.81% | |
| 13 | AGZD | Wisdomtree Trust Wisdomtree | ETF-Other | 0.73% | — | +4.52% | |
| 14 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.69% | — | +0.17% | |
| 15 | FHB | First Hawaiian Inc | Stock-Other | 0.68% | — | +3.34% | |
| 16 | IIPR | Innovative Industrial Proper | Stock-Real Estate | 0.68% | — | +4.54% | |
| 17 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.61% | — | +20.54% | |
| 18 | BNS | Bank Of Nova Scotia | Stock-Financials | 0.51% | — | +7.01% | |
| 19 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 0.51% | — | +0.41% | |
| 20 | KNG | Ft Vest S&p 500 Dvd Arst Trg | ETF-Large Cap & Growth | 0.48% | — | +3.20% | |
| 21 | MO | Altria Group Inc | Stock-Consumer Staples | 0.48% | — | +4.40% | |
| 22 | SVOL | Simplify Volatility Premium | ETF-Other | 0.45% | — | +5.88% | |
| 23 | HD | Home Depot Inc | Stock-Consumer Disc | 0.45% | — | +0.60% | |
| 24 | DOC | Healthpeak Properties Inc | Stock-Real Estate | 0.43% | — | — | |
| 25 | V | Visa Inc-class A Shares | Stock-Financials | 0.32% | — | +0.21% | |
| 26 | FTNT | Fortinet Inc | Stock-Tech | 0.32% | — | -19.86% | |
| 27 | MSFT | Microsoft CORP | Stock-Tech | 0.30% | — | — | |
| 28 | AAPL | Apple Inc | Stock-Tech | 0.28% | — | -0.21% |
Portfolio Performance
Performance for Q3 2026
+2.6%
Performance Last 4 Quarters
+19.2%
- Stdev
- +11.6%
- Beta
- +0.84
- Alpha
- -1.3%
- Max Drawdown
- -8.9%
- Annualized Perf
- +16%
- Batting Avg vs S&P
- +38.9%
- Sortino
- +2.43
- Stutzer
- +0.39
- Treynor
- +0.18
- Sterling
- +0.99
- Calmar
- +1.79
- Information Ratio
- -1.02
- Tracking Error
- +4.3%
- Stdev Down
- +6.4%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +27.9%
- Worst 12 Months
- +3.7%
- Efficiency Ratio
- +0.51
- Sharpe
- +1.34
- Stdev Sectors
- +4%
- Skewness
- -0.4
- Kurtosis
- -0.65
- Upside Potential
- +4.06
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2024 Q1 | 28 | $127.8M | 0 | ||
| 2023 Q4 | 30 | $117.4M | 0 | ||
| 2023 Q3 | 30 | $109.0M | 0 | ||
| 2023 Q2 | 30 | $109.4M | 0 | ||
| 2023 Q1 | 31 | $97.1M | 0 | ||
| 2022 Q4 | 31 | $101.7M | 0 | ||
| 2022 Q3 | 33 | $124.3M | 0 | ||
| 2022 Q2 | 34 | $102.5M | 0 | ||
| 2022 Q1 | 37 | $146.7M | 0 | ||
| 2021 Q4 | 36 | $137.6M | 0 | ||
| 2021 Q3 | 36 | $136.0M | 0 | ||
| 2021 Q2 | 36 | $138.7M | 94 | ||
| 2021 Q1 | 28 | $121.9M | 100 | ||
| 2020 Q4 | 42 | $118.7M | 84 | ||
| 2020 Q3 | 41 | $120.5M | 28 | ||
| 2020 Q2 | 39 | $116.3M | 57 | ||
| 2020 Q1 | 24 | $87.2M | 53 | ||
| 2019 Q4 | 27 | $126.7M | 13 | ||
| 2019 Q3 | 25 | $112.1M | 18 | ||
| 2019 Q2 | 30 | $117.0M | 57 | ||
| 2019 Q1 | 34 | $107.4M | 35 | ||
| 2018 Q4 | 28 | $93.1M | 43 | ||
| 2018 Q3 | 33 | $112.4M | 20 | ||
| 2018 Q2 | 29 | $108.0M | 17 | ||
| 2018 Q1 | 30 | $103.8M | 28 | ||
| 2017 Q4 | 35 | $107.6M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Lee Financial Group Hawaii, Inc. and what type of investor is it?
Lee Financial Group Hawaii, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2024-03-31), the firm manages a tracked equity portfolio valued at approximately $127.8M, spread across 28 disclosed positions.
What are Lee Financial Group Hawaii, Inc.'s largest equity positions?
Based on the latest 13F filing, Lee Financial Group Hawaii, Inc.'s top holdings by market value are:
1. Vanguard S&p 500 ETF (VOO) — $34.4M (26.9%)
2. Pacer US Cash Cows 100 ETF (COWZ) — $30.8M (24.1%)
3. Goldman Activebeta US Lc ETF (GSLC) — $13.5M (10.5%)
4. Global X Robotics & Artifici (BOTZ) — $9.2M (7.2%)
5. Ss Spdr S&p Aerospace Def (XAR) — $6.1M (4.8%)
What changes did Lee Financial Group Hawaii, Inc. make in its most recent portfolio filing?
No notable portfolio changes were recorded for Lee Financial Group Hawaii, Inc. in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Lee Financial Group Hawaii, Inc. focus on?
Lee Financial Group Hawaii, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Consumer Staples: 19.9%
• Real Estate: 18.9%
• Information Technology: 15.3%
• Financials: 14.1%
• Energy: 13.7%
• Communication Services: 10.5%
Investment Profile
Lee Financial Group Hawaii, Inc. returned an annualized 16.0% over the trailing 36 months — underperforming the S&P 500 by 1.3 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.84 (less volatile than the market) and a 39% quarterly batting average against the index.
Its portfolio is moderately concentrated and long-term-holding.
It has added to its GSLC position over the past two quarters (+$12.3M, now $13.5M), while trimming FTNT over the same stretch (-$29.1K, still holding $403.7K).
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