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Lord & Richards Wealth Management, LLC — 13F Portfolio Breakdown & Top Holdings (Q3 2026)
Lord & Richards Wealth Management, LLCCIK: 0002045252
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$130.9M
Reporting period: 2026-09-30 · Number of holdings: 350
Lord & Richards Wealth Management, LLC disclosed 350 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $130.9M and a quarterly turnover rate of 42.0%.
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Personality snowflake
- Concentration
- 16.69
- Portfolio Stability
- 42
- Momentum
- 100
- Sector conviction
- 69.09
- Diversification
- 100
- Sizing Uniformity
- 84.61
Lord & Richards Wealth Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.042 — mathematically equivalent to about 24 equally-sized positions, well below its 350 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.54), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 26% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy JAJL
Trim SPYM
-16.7% -$2.8M
New buy ZNOV
Sold out PCMM
New buy ZSEP
New buy BFRZ
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 80 holdings (of 350 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 11.98% | -2.45% | -16.72% | |
| 2 | ACIO | Aptus Collared Invest Opp | ETF-Other | 8.08% | -1.60% | -15.88% | |
| 3 | BKAG | Bny Mellon Core Bond ETF | ETF-Other | 7.22% | -1.16% | -7.56% | |
| 4 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 5.57% | -1.39% | -17.19% | |
| 5 | DRSK | Aptus Defined Risk ETF | ETF-Other | 5.36% | -1.36% | -13.49% | |
| 6 | DMBS | Doubleline Mortgage ETF | ETF-Other | 3.41% | -0.86% | -13.34% | |
| 7 | NVDA | Nvidia CORP | Stock-Tech | 2.92% | +0.84% | +25.94% | |
| 8 | JAJL | Innovator Edp ETF - 6m Ja/jy | ETF-Other | 2.74% | +2.74% | NEW | |
| 9 | ADME | Aptus Drwdwn Mgd Eqty ETF | ETF-Other | 2.71% | -0.51% | -14.63% | |
| 10 | ZNOV | Invtr Equ De Pr ETF - 1 Yr N | ETF-Other | 2.36% | +2.36% | NEW | |
| 11 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 2.34% | -0.62% | -17.14% | |
| 12 | UPSD | Aptus Large Cap Upside ETF | ETF-Large Cap & Growth | 2.17% | -0.35% | -16.72% | |
| 13 | MSFT | Microsoft CORP | Stock-Tech | 2.12% | +0.48% | -3.69% | |
| 14 | SCHP | Schwab U.s. Tips ETF | ETF-Other | 1.90% | -0.47% | -13.21% | |
| 15 | JUCY | Aptus Enhanced Yield ETF | ETF-Other | 1.79% | -0.41% | -15.26% | |
| 16 | AAPL | Apple Inc | Stock-Tech | 1.72% | +1.11% | +151.82% | |
| 17 | ZSEP | Innovator Edp ETF - 1 Yr Sep | ETF-Other | 1.70% | +1.70% | NEW | |
| 18 | BFRZ | Innovator Eq Mng 100 Bfr ETF | ETF-Other | 1.61% | +1.61% | NEW | |
| 19 | FRDM | Freedom 100 Emeging Mrkt ETF | ETF-Other | 1.54% | -0.46% | -18.06% | |
| 20 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.50% | +0.44% | +51.35% | |
| 21 | VB | Vanguard Small-cap ETF | ETF-Other | 1.45% | -0.47% | -17.37% | |
| 22 | OSCV | Opus Small Cap Value ETF | ETF-Small Cap | 1.41% | -0.45% | -16.52% | |
| 23 | DUBS | Aptus Lrg Cap Enh Yld ETF | ETF-Other | 1.28% | -0.25% | -16.73% | |
| 24 | IDUB | Aptus Intl Enhan Yld ETF | ETF-Other | 1.25% | -0.29% | -16.30% | |
| 25 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 1.22% | -0.28% | -16.28% | |
| 26 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.10% | +0.06% | +3.83% | |
| 27 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 0.94% | -0.23% | -17.68% | |
| 28 | ZJUL | Innovator Edp ETF 1 Yr July | ETF-Other | 0.94% | +0.94% | NEW | |
| 29 | AVGO | Broadcom Inc | Stock-Tech | 0.92% | -0.10% | -0.12% | |
| 30 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.84% | +0.14% | +21.84% | |
| 31 | PGF | Invesco Financial Preferred | ETF-Other | 0.82% | -0.15% | -6.27% | |
| 32 | VGLT | Vanguard Long-term Treasury | ETF-Gov Bonds | 0.81% | -0.17% | -7.22% | |
| 33 | V | Visa Inc-class A Shares | Stock-Financials | 0.77% | -0.29% | -29.20% | |
| 34 | PWR | Quanta Services Inc | Stock-Industrials | 0.76% | -0.51% | -31.07% | |
| 35 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.73% | +0.18% | +39.32% | |
| 36 | ✓ | Stock-Other | 0.68% | +0.68% | NEW | ||
| 37 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.66% | +0.33% | +60.76% | |
| 38 | MU | Micron Technology Inc | Stock-Tech | 0.62% | +0.62% | NEW | |
| 39 | AMD | Advanced Micro Devices | Stock-Tech | 0.56% | -0.39% | -42.77% | |
| 40 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.49% | +0.03% | +10.54% | |
| 41 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.45% | +0.02% | +25.40% | |
| 42 | NOW | Servicenow Inc | Stock-Tech | 0.44% | -0.42% | -61.22% | |
| 43 | APH | Amphenol Corp-cl A | Stock-Tech | 0.42% | -0.75% | -23.28% | |
| 44 | NTRS | Northern Trust CORP | Stock-Financials | 0.41% | +0.41% | NEW | |
| 45 | DUK | Duke Energy CORP | Stock-Utilities | 0.40% | +0.40% | NEW | |
| 46 | HPE | Hewlett Packard Enterprise | Stock-Tech | 0.37% | +0.37% | NEW | |
| 47 | RTX | Rtx CORP | Stock-Industrials | 0.36% | +0.36% | NEW | |
| 48 | URI | United Rentals Inc | Stock-Industrials | 0.35% | +0.35% | NEW | |
| 49 | LIN | Linde plc | Stock-Materials | 0.34% | +0.34% | NEW | |
| 50 | ABBV | Abbvie Inc | Stock-Healthcare | 0.32% | +0.32% | NEW |
1–50 of 80
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Portfolio Performance
Performance for Q4 2026
+1.4%
Performance Last 4 Quarters
+6.8%
- Stdev
- +8.1%
- Beta
- +0.62
- Alpha
- -1.5%
- Max Drawdown
- -4.4%
- Annualized Perf
- +9.5%
- Batting Avg vs S&P
- +25%
- Sortino
- +2.21
- Stutzer
- +0.34
- Treynor
- +0.15
- Sterling
- +0.66
- Calmar
- +2.14
- Information Ratio
- -1.55
- Tracking Error
- +5.3%
- Stdev Down
- +4.2%
- Winning Months %
- +70%
- Losing Months %
- +30%
- Best 12 Months
- +15.8%
- Worst 12 Months
- +6.8%
- Efficiency Ratio
- +0.46
- Sharpe
- +1.15
- Stdev Sectors
- +11.3%
- Skewness
- +0.19
- Kurtosis
- +1.06
- Upside Potential
- +3.6
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Lord & Richards Wealth Management, LLC's most significant position changes for 2026-09-30: New buy: Innovator Edp ETF - 6m Ja/jy (JAJL); New buy: Invtr Equ De Pr ETF - 1 Yr N (ZNOV); Sold out: Bblx Private Credit Clo ETF (PCMM); New buy: Innovator Edp ETF - 1 Yr Sep (ZSEP); New buy: Innovator Eq Mng 100 Bfr ETF (BFRZ).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | JAJL | Innovator Edp ETF - 6m Ja/jy | +2.7% | NEW | New buy |
| 2 | ZNOV | Invtr Equ De Pr ETF - 1 Yr N | +2.4% | NEW | New buy |
| 3 | ZSEP | Innovator Edp ETF - 1 Yr Sep | +1.7% | NEW | New buy |
| 4 | BFRZ | Innovator Eq Mng 100 Bfr ETF | +1.6% | NEW | New buy |
| 5 | AAPL | Apple Inc | +1.1% | +151.82% | Add |
| 6 | ZJUL | Innovator Edp ETF 1 Yr July | +0.9% | NEW | New buy |
| 7 | NVDA | Nvidia CORP | +0.8% | +25.94% | Add |
| 8 | ✓ | +0.7% | NEW | New buy | |
| 9 | MU | Micron Technology Inc | +0.6% | NEW | New buy |
| 10 | MSFT | Microsoft CORP | +0.5% | -3.69% | Trim |
| 11 | GOOGL | Alphabet Inc-cl A | +0.4% | +51.35% | Add |
| 12 | NTRS | Northern Trust CORP | +0.4% | NEW | New buy |
| 13 | DUK | Duke Energy CORP | +0.4% | NEW | New buy |
| 14 | HPE | Hewlett Packard Enterprise | +0.4% | NEW | New buy |
| 15 | RTX | Rtx CORP | +0.4% | NEW | New buy |
| 16 | URI | United Rentals Inc | +0.4% | NEW | New buy |
| 17 | LIN | Linde plc | +0.3% | NEW | New buy |
| 18 | META | Meta Platforms Inc-class A | +0.3% | +60.76% | Add |
| 19 | ABBV | Abbvie Inc | +0.3% | NEW | New buy |
| 20 | UNP | Union Pacific CORP | +0.3% | NEW | New buy |
| 21 | WFC | Wells Fargo & Co | +0.3% | NEW | New buy |
| 22 | JNJ | Johnson & Johnson | +0.3% | NEW | New buy |
| 23 | HCA | Hca Healthcare Inc | +0.3% | NEW | New buy |
| 24 | TGT | Target CORP | +0.3% | NEW | New buy |
| 25 | PG | Procter & Gamble Co/the | +0.2% | NEW | New buy |
| 26 | LHX | L3harris Technologies Inc | +0.2% | NEW | New buy |
| 27 | RL | Ralph Lauren CORP | +0.2% | NEW | New buy |
| 28 | SYF | Synchrony Financial | +0.2% | NEW | New buy |
| 29 | ORCL | Oracle CORP | +0.2% | NEW | New buy |
| 30 | PLTR | Palantir Technologies Inc-a | +0.2% | NEW | New buy |
| 31 | QCOM | Qualcomm Inc | +0.2% | NEW | New buy |
| 32 | DLTR | Dollar Tree Inc | +0.2% | NEW | New buy |
| 33 | ICE | Intercontinental Exchange In | +0.2% | NEW | New buy |
| 34 | EQIX | Equinix Inc | +0.2% | NEW | New buy |
| 35 | HD | Home Depot Inc | +0.2% | NEW | New buy |
| 36 | MRK | Merck & Co. Inc. | +0.2% | NEW | New buy |
| 37 | MNST | Monster Beverage CORP | +0.2% | NEW | New buy |
| 38 | DELL | Dell Technologies -c | +0.2% | NEW | New buy |
| 39 | LLY | Eli Lilly & Co | +0.2% | +39.32% | Add |
| 40 | TJX | Tjx Companies Inc | +0.2% | NEW | New buy |
| 41 | CBRE | Cbre Group Inc - A | +0.2% | NEW | New buy |
| 42 | JPM | Jpmorgan Chase & Co | +0.1% | +21.84% | Add |
| 43 | AMZN | Amazon.com Inc | +0.1% | +3.83% | Add |
| 44 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | +10.54% | Add |
| 45 | TSLA | Tesla Inc | 0% | +25.40% | Add |
| 46 | NFLX | Netflix Inc | 0% | +10.79% | Add |
| 47 | LMT | Lockheed Martin CORP | — | — | Unchanged |
| 48 | AVGO | Broadcom Inc | -0.1% | -0.12% | Trim |
| 49 | PGF | Invesco Financial Preferred | -0.2% | -6.27% | Trim |
| 50 | VGLT | Vanguard Long-term Treasury | -0.2% | -7.22% | Trim |
1–50 of 84
Filing History
FAQ
What is Lord & Richards Wealth Management, LLC and what type of investor is it?
Lord & Richards Wealth Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $130.9M, spread across 350 disclosed positions.
What are Lord & Richards Wealth Management, LLC's largest equity positions?
Based on the latest 13F filing, Lord & Richards Wealth Management, LLC's top holdings by market value are:
1. Ste Str Spdr Pt S&p 500 ETF (SPYM) — $15.7M (12.0%)
2. Aptus Collared Invest Opp (ACIO) — $10.6M (8.1%)
3. Bny Mellon Core Bond ETF (BKAG) — $9.5M (7.2%)
4. Vanguard Ftse Developed ETF (VEA) — $7.3M (5.6%)
5. Aptus Defined Risk ETF (DRSK) — $7.0M (5.4%)
What changes did Lord & Richards Wealth Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Lord & Richards Wealth Management, LLC made 83 notable position adjustments: 35 new positions were initiated, 10 existing holdings were added to, 34 positions were partially reduced, and 4 were completely exited. The largest of these moves: New buy: Innovator Edp ETF - 6m Ja/jy (JAJL); New buy: Invtr Equ De Pr ETF - 1 Yr N (ZNOV); Sold out: Bblx Private Credit Clo ETF (PCMM); New buy: Innovator Edp ETF - 1 Yr Sep (ZSEP); New buy: Innovator Eq Mng 100 Bfr ETF (BFRZ)
What sectors does Lord & Richards Wealth Management, LLC focus on?
Lord & Richards Wealth Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 42.6%
• Financials: 11.6%
• Industrials: 9.5%
• Consumer Discretionary: 9.4%
• Communication Services: 9.3%
• Health Care: 8.0%
Investment Profile
Lord & Richards Wealth Management, LLC returned an annualized 9.5% over the trailing 20 months — underperforming the S&P 500 by 1.5 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.62 (less volatile than the market) and a 25% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 42.6% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 60 to 42 over the past 4 quarters — a shift toward longer holding periods.
It has added to its AAPL position over the past two quarters (+$1.6M, now $2.3M), while trimming FANG over the same stretch (-$750.1K, still holding $298.6K).
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Developer Access
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