13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001764970
Total reported value
$576.1M
$576.1M
452 檔
44.7%
As reported in its official Q1 2026 Form 13F filing, Kozak & Associates, Inc.'s tracked investment portfolio stood at $576.1M with 452 total positions.
In Q1 2026, Kozak & Associates, Inc. displayed an active expansion posture, initiating 21 new positions and adding to 82 existing holdings, outstripping position reductions.
Showing top 200 holdings (of 452 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | RWL | Invesco S&p 500 Revenue ETF | ETF-Large Cap & Growth | 13.64% | -6.20% | +2.01% | |
| 2 | IETC | Ishares U.s. Tech Independen | ETF-Tech | 12.07% | -3.53% | +1.97% | |
| 3 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 8.81% | -0.65% | -0.26% | |
| 4 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 8.37% | -0.36% | -0.03% | |
| 5 | IYG | Ishares U.s. Financial Servi | ETF-Other | 7.30% | -2.41% | +2.34% | |
| 6 | IYJ | Ishares U.s. Industrials ETF | ETF-Other | 6.72% | -2.58% | +2.04% | |
| 7 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 6.31% | +2.10% | +0.27% | |
| 8 | SMH | Vaneck Semiconductor ETF | ETF-Other | 5.63% | -1.38% | -1.39% | |
| 9 | NVDA | Nvidia CORP | Stock-Tech | 4.81% | -0.82% | -3.36% | |
| 10 | AAPL | Apple Inc | Stock-Tech | 4.36% | -0.31% | +0.06% | |
| 11 | MSFT | Microsoft CORP | Stock-Tech | 3.75% | -0.18% | +1.18% | |
| 12 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 3.71% | -0.54% | +0.48% | |
| 13 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 2.81% | -0.71% | -1.94% | |
| 14 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 1.60% | +0.34% | +14.33% | |
| 15 | SCHW | Schwab (charles) CORP | Stock-Financials | 0.52% | -0.09% | -6.15% | |
| 16 | AVGO | Broadcom Inc | Stock-Tech | 0.51% | -0.05% | -2.85% | |
| 17 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.45% | -0.02% | -0.08% | |
| 18 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.40% | +1.18% | +0.05% | |
| 19 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.31% | -0.08% | +0.55% | |
| 20 | IJK | Ishares S&p Mid-cap 400 Grow | ETF-Other | 0.30% | +4.34% | -0.78% | |
| 21 | V | Visa Inc-class A Shares | Stock-Financials | 0.28% | +0.01% | +0.84% | |
| 22 | CAT | Caterpillar Inc | Stock-Industrials | 0.28% | +0.05% | +0.78% | |
| 23 | NFLX | Netflix Inc | Stock-Comm Services | 0.26% | -0.09% | -0.53% | |
| 24 | ORCL | Oracle CORP | Stock-Tech | 0.23% | -0.04% | +349.88% | |
| 25 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.22% | — | +1.05% | |
| 26 | ABBV | Abbvie Inc | Stock-Healthcare | 0.19% | +0.02% | -4.33% | |
| 27 | WM | Waste Management Inc | Stock-Industrials | 0.18% | -0.02% | — | |
| 28 | XSMO | Invesco S&p Smallcap Momentu | ETF-Other | 0.18% | -0.01% | -4.98% | |
| 29 | CVX | Chevron CORP | Stock-Energy | 0.17% | -0.04% | +0.85% | |
| 30 | DE | Deere & Co | Stock-Industrials | 0.16% | -0.01% | +0.29% | |
| 31 | NOBL | Proshares S&p 500 Dividend A | ETF-Large Cap & Growth | 0.15% | -0.02% | -4.45% | |
| 32 | GEV | GE Vernova Inc | Stock-Industrials | 0.14% | — | -5.13% | |
| 33 | AXP | American Express Co | Stock-Financials | 0.14% | -0.01% | +0.09% | |
| 34 | XOM | Exxon Mobil CORP | Stock-Energy | 0.14% | -0.03% | +0.66% | |
| 35 | BX | Blackstone Inc | Stock-Financials | 0.13% | -0.01% | +2.09% | |
| 36 | CSX | Csx CORP | Stock-Industrials | 0.13% | +0.01% | -3.53% | |
| 37 | MAR | Marriott International -cl A | Stock-Consumer Disc | 0.13% | -0.01% | +0.21% | |
| 38 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.12% | -0.02% | +0.55% | |
| 39 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.11% | -0.03% | -15.05% | |
| 40 | GE | General Electric | Stock-Industrials | 0.11% | +0.02% | -2.50% | |
| 41 | FSLR | First Solar Inc | Stock-Tech | 0.10% | +0.01% | — | |
| 42 | NEE | Nextera Energy Inc | Stock-Utilities | 0.10% | -0.02% | -0.30% | |
| 43 | DRI | Darden Restaurants Inc | Stock-Consumer Disc | 0.10% | -0.01% | +0.74% | |
| 44 | HD | Home Depot Inc | Stock-Consumer Disc | 0.09% | -0.02% | -0.61% | |
| 45 | GS | Goldman Sachs Group Inc | Stock-Financials | 0.08% | — | +0.64% | |
| 46 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.08% | -0.03% | -24.96% | |
| 47 | GILD | Gilead Sciences Inc | Stock-Healthcare | 0.08% | -0.01% | — | |
| 48 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.08% | — | +0.17% | |
| 49 | VLO | Valero Energy CORP | Stock-Energy | 0.08% | — | +0.54% | |
| 50 | NOW | Servicenow Inc | Stock-Tech | 0.08% | +0.01% | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SMH | Vaneck Semiconductor ETF | +0.7% | -1.39% | Trim |
| 2 | RWL | Invesco S&p 500 Revenue ETF | +0.5% | +2.01% | Add |
| 3 | IYJ | Ishares U.s. Industrials ETF | +0.3% | +2.04% | Add |
| 4 | DIA | Ss Spdr Dow Jones Indus Avg | +0.2% | +14.33% | Add |
| 5 | ORCL | Oracle CORP | +0.2% | +349.88% | Add |
| 6 | COST | Costco Wholesale CORP | +0.1% | -1.94% | Trim |
| 7 | CAT | Caterpillar Inc | +0.1% | +0.78% | Add |
| 8 | GEV | GE Vernova Inc | +0.1% | -5.13% | Trim |
| 9 | LMT | Lockheed Martin CORP | 0% | +0.55% | Add |
| 10 | AVGO | Broadcom Inc | 0% | -2.85% | Trim |
| 11 | NFLX | Netflix Inc | 0% | -0.53% | Trim |
| 12 | DE | Deere & Co | 0% | +0.29% | Add |
| 13 | CVX | Chevron CORP | 0% | +0.85% | Add |
| 14 | XOM | Exxon Mobil CORP | 0% | +0.66% | Add |
| 15 | VLO | Valero Energy CORP | 0% | +0.54% | Add |
| 16 | PYLD | Pimco Multisector Bond Actv | 0% | +43.61% | Add |
| 17 | CSX | Csx CORP | 0% | -3.53% | Trim |
| 18 | IJK | Ishares S&p Mid-cap 400 Grow | 0% | -0.78% | Trim |
| 19 | NEE | Nextera Energy Inc | 0% | -0.30% | Trim |
| 20 | SHEL | Shell Plc-adr | 0% | — | Unchanged |
| 21 | MAR | Marriott International -cl A | 0% | +0.21% | Add |
| 22 | GILD | Gilead Sciences Inc | 0% | — | Unchanged |
| 23 | CSCO | Cisco Systems Inc | 0% | +1.54% | Add |
| 24 | LRCX | Lam Research CORP | 0% | +0.11% | Add |
| 25 | XSMO | Invesco S&p Smallcap Momentu | 0% | -4.98% | Trim |
| 26 | WM | Waste Management Inc | 0% | — | Unchanged |
| 27 | DUK | Duke Energy CORP | 0% | +0.27% | Add |
| 28 | WMB | Williams Cos Inc | 0% | -4.20% | Trim |
| 29 | LITE | Lumentum Holdings Inc | 0% | — | Unchanged |
| 30 | MO | Altria Group Inc | 0% | — | Unchanged |
| 31 | ETN | Eaton Corporation plc | 0% | — | Unchanged |
| 32 | SBUX | Starbucks CORP | 0% | +234.69% | Add |
| 33 | VWO | Vanguard Ftse Emerging Marke | 0% | +184.33% | Add |
| 34 | PEP | Pepsico Inc | 0% | +0.08% | Add |
| 35 | GLW | Corning Inc | 0% | — | Unchanged |
| 36 | FDX | Fedex CORP | 0% | +0.44% | Add |
| 37 | AMGN | Amgen Inc | 0% | +0.52% | Add |
| 38 | VZ | Verizon Communications Inc | 0% | +35.51% | Add |
| 39 | SO | Southern Co/the | 0% | +0.70% | Add |
| 40 | BP | Bp Plc-spons Adr | 0% | +0.54% | Add |
| 41 | UBER | Uber Technologies Inc | 0% | +22.39% | Add |
| 42 | FCX | Freeport-mcmoran Inc | 0% | — | Unchanged |
| 43 | GOOG | Alphabet Inc-cl C | — | +0.05% | Add |
| 44 | ROP | Roper Technologies Inc | — | +0.20% | Add |
| 45 | GE | General Electric | — | -2.50% | Trim |
| 46 | NOBL | Proshares S&p 500 Dividend A | — | -4.45% | Trim |
| 47 | AEM | Agnico Eagle Mines LTD | — | — | Unchanged |
| 48 | DIS | Walt Disney Co/the | — | -4.35% | Trim |
| 49 | XEL | Xcel Energy Inc | — | +0.72% | Add |
| 50 | DRI | Darden Restaurants Inc | — | +0.74% | Add |
According to official SEC Form 13F filings, Kozak & Associates, Inc. reported a total U.S. public equity portfolio value of $576.1M across 452 disclosed positions in Q1 2026.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including RWL, IETC, SPY) accounted for 44.7% of total reported equity market value during Q1 2026.
Top New Position Initiated
IBIT
市值: $121.4K
Top Position Liquidated / Trimmed
AZNN
前期市值: $47.3K
During Q1 2026, Kozak & Associates, Inc.'s top holdings by market value included RWL (13.6%)、IETC (12.1%)、SPY (8.8%). The largest single position, RWL, represented 13.6% of total portfolio value.
In Q1 2026, Kozak & Associates, Inc. made 156 total portfolio adjustments, initiating 21 new buys, adding to 82 positions, trimming 45 holdings, and fully liquidating 8 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.