K&
Kozak & Associates, Inc. 13F Holdings (451 Positions, Q2 2026)
Kozak & Associates, Inc.CIK: 0001764970
Diversified strategySector-focusedLong-term holder
Total reported value
$576.1M
Reporting period: 2026-06-30 · Number of holdings: 451
Kozak & Associates, Inc. disclosed 451 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $576.1M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 20.65
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 89.86
- Diversification
- 100
- Sizing Uniformity
- 52.74
Kozak & Associates, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.052 — mathematically equivalent to about 19 equally-sized positions, well below its 451 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 4.73), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 26% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim RWL
-43.1% -$27.1M
New buy PJFV
Add IJK
+1525.7% $25.2M
Trim IETC
-29.0% -$12.7M
Add PYLD
+5449.3% $17.6M
Trim IYJ
-34.3% -$10.6M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 451 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IETC | Ishares U.s. Tech Independen | ETF-Tech | 8.54% | -3.53% | -28.95% | |
| 2 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 8.41% | +2.10% | +33.80% | |
| 3 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 8.16% | -0.65% | -4.24% | |
| 4 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 8.01% | -0.36% | -8.54% | |
| 5 | RWL | Invesco S&p 500 Revenue ETF | ETF-Large Cap & Growth | 7.44% | -6.20% | -43.10% | |
| 6 | IYG | Ishares U.s. Financial Servi | ETF-Other | 4.89% | -2.41% | -29.03% | |
| 7 | IJK | Ishares S&p Mid-cap 400 Grow | ETF-Other | 4.64% | +4.34% | +1525.66% | |
| 8 | PJFV | Pgim Jennison Focused Value | ETF-Other | 4.40% | +4.40% | NEW | |
| 9 | SMH | Vaneck Semiconductor ETF | ETF-Other | 4.25% | -1.38% | -39.38% | |
| 10 | IYJ | Ishares U.s. Industrials ETF | ETF-Other | 4.14% | -2.58% | -34.28% | |
| 11 | AAPL | Apple Inc | Stock-Tech | 4.05% | -0.31% | -8.01% | |
| 12 | NVDA | Nvidia CORP | Stock-Tech | 3.99% | -0.82% | -10.71% | |
| 13 | MSFT | Microsoft CORP | Stock-Tech | 3.57% | -0.18% | +7.13% | |
| 14 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 3.17% | -0.54% | -4.85% | |
| 15 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 3.11% | +3.05% | +5449.30% | |
| 16 | EMXC | Ishares Msci Emr Mrk Ex Chna | ETF-Other | 2.39% | +2.39% | NEW | |
| 17 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 2.10% | -0.71% | -11.22% | |
| 18 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 1.94% | +0.34% | +25.59% | |
| 19 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.58% | +1.18% | +298.57% | |
| 20 | FNDE | Schwab Fndmntl Em Mrk Eq ETF | ETF-Other | 1.43% | +1.43% | +63629.27% | |
| 21 | NLR | Vaneck Urani & Nuclr Etf-usd | ETF-Other | 1.34% | +1.34% | NEW | |
| 22 | AVGO | Broadcom Inc | Stock-Tech | 0.46% | -0.05% | +3.27% | |
| 23 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.43% | -0.02% | +0.54% | |
| 24 | SCHW | Schwab (charles) CORP | Stock-Financials | 0.43% | -0.09% | -6.36% | |
| 25 | CAT | Caterpillar Inc | Stock-Industrials | 0.33% | +0.05% | +4.36% | |
| 26 | V | Visa Inc-class A Shares | Stock-Financials | 0.29% | +0.01% | +0.56% | |
| 27 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.23% | -0.08% | +0.67% | |
| 28 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.22% | — | -2.31% | |
| 29 | ABBV | Abbvie Inc | Stock-Healthcare | 0.21% | +0.02% | +0.23% | |
| 30 | ORCL | Oracle CORP | Stock-Tech | 0.19% | -0.04% | +0.04% | |
| 31 | NFLX | Netflix Inc | Stock-Comm Services | 0.17% | -0.09% | -0.15% | |
| 32 | XSMO | Invesco S&p Smallcap Momentu | ETF-Other | 0.17% | -0.01% | -6.53% | |
| 33 | WM | Waste Management Inc | Stock-Industrials | 0.16% | -0.02% | — | |
| 34 | DE | Deere & Co | Stock-Industrials | 0.15% | -0.01% | +0.29% | |
| 35 | GEV | GE Vernova Inc | Stock-Industrials | 0.14% | — | -4.46% | |
| 36 | CSX | Csx CORP | Stock-Industrials | 0.14% | +0.01% | +0.30% | |
| 37 | AXP | American Express Co | Stock-Financials | 0.13% | -0.01% | +0.18% | |
| 38 | NOBL | Proshares S&p 500 Dividend A | ETF-Large Cap & Growth | 0.13% | -0.02% | +90.46% | |
| 39 | CVX | Chevron CORP | Stock-Energy | 0.13% | -0.04% | +1.02% | |
| 40 | GE | General Electric | Stock-Industrials | 0.13% | +0.02% | +10.02% | |
| 41 | MAR | Marriott International -cl A | Stock-Consumer Disc | 0.12% | -0.01% | +0.16% | |
| 42 | BX | Blackstone Inc | Stock-Financials | 0.12% | -0.01% | +0.93% | |
| 43 | XOM | Exxon Mobil CORP | Stock-Energy | 0.11% | -0.03% | +0.66% | |
| 44 | FSLR | First Solar Inc | Stock-Tech | 0.11% | +0.01% | — | |
| 45 | CSCO | Cisco Systems Inc | Stock-Tech | 0.10% | +0.02% | +0.72% | |
| 46 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.10% | -0.02% | +0.69% | |
| 47 | DRI | Darden Restaurants Inc | Stock-Consumer Disc | 0.09% | -0.01% | +0.77% | |
| 48 | NOW | Servicenow Inc | Stock-Tech | 0.09% | +0.01% | +6.38% | |
| 49 | GS | Goldman Sachs Group Inc | Stock-Financials | 0.08% | — | -2.13% | |
| 50 | NEE | Nextera Energy Inc | Stock-Utilities | 0.08% | -0.02% | -0.26% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+1.5%
Performance Last 4 Quarters
+21.7%
- Stdev
- +14.4%
- Beta
- +1.09
- Alpha
- -0.2%
- Max Drawdown
- -8.3%
- Annualized Perf
- +22.7%
- Batting Avg vs S&P
- +52.8%
- Sortino
- +3.41
- Stutzer
- +0.45
- Treynor
- +0.2
- Sterling
- +1.4
- Calmar
- +2.72
- Information Ratio
- +0.59
- Tracking Error
- +2.8%
- Stdev Down
- +6.3%
- Winning Months %
- +63.9%
- Losing Months %
- +36.1%
- Best 12 Months
- +38.4%
- Worst 12 Months
- +7.7%
- Efficiency Ratio
- +0.68
- Sharpe
- +1.51
- Stdev Sectors
- +13.8%
- Skewness
- +0.26
- Kurtosis
- -0.05
- Upside Potential
- +5
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 451 | $576.1M | 0 | ||
| 2026 Q1 | 452 | $512.8M | 6 | ||
| 2025 Q4 | 432 | $517.6M | 7 | ||
| 2025 Q3 | 455 | $507.8M | 31 | ||
| 2025 Q2 | 470 | $490.7M | 0 | ||
| 2025 Q1 | 461 | $400.8M | 100 | ||
| 2024 Q4 | 439 | $437.5M | 0 | ||
| 2024 Q3 | 399 | $423.1M | 0 | ||
| 2024 Q2 | 388 | $405.1M | 0 | ||
| 2024 Q1 | 444 | $371.9M | 0 | ||
| 2023 Q4 | 369 | $315.4M | 0 | ||
| 2023 Q3 | 382 | $273.2M | 0 | ||
| 2023 Q2 | 357 | $247.8M | 0 | ||
| 2023 Q1 | 340 | $222.6M | 0 | ||
| 2022 Q4 | 347 | $200.9M | 0 | ||
| 2022 Q3 | 350 | $158.5M | 0 | ||
| 2022 Q2 | 387 | $150.1M | 0 | ||
| 2022 Q1 | 389 | $156.2M | 0 | ||
| 2021 Q4 | 389 | $156.2M | 0 | ||
| 2021 Q3 | 338 | $169.2M | 0 | ||
| 2020 Q4 | 70 | $129.4M | — |
Holding changes this quarter
Kozak & Associates, Inc.'s most significant position changes for 2026-06-30: New buy: Pgim Jennison Focused Value (PJFV); New buy: Ishares Msci Emr Mrk Ex Chna (EMXC); New buy: Vaneck Urani & Nuclr Etf-usd (NLR); Sold out: Agnico Eagle Mines LTD (AEM); Sold out: Honeywell International Inc (HON).
Showing top 200 changes by size (of 476 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | PJFV | Pgim Jennison Focused Value | +4.4% | NEW | New buy |
| 2 | IJK | Ishares S&p Mid-cap 400 Grow | +4.3% | +1525.66% | Add |
| 3 | PYLD | Pimco Multisector Bond Actv | +3.1% | +5449.30% | Add |
| 4 | EMXC | Ishares Msci Emr Mrk Ex Chna | +2.4% | NEW | New buy |
| 5 | SPYG | Ss Spdr P S&p 500 Growth ETF | +2.1% | +33.80% | Add |
| 6 | FNDE | Schwab Fndmntl Em Mrk Eq ETF | +1.4% | +63629.27% | Add |
| 7 | NLR | Vaneck Urani & Nuclr Etf-usd | +1.3% | NEW | New buy |
| 8 | GOOG | Alphabet Inc-cl C | +1.2% | +298.57% | Add |
| 9 | DIA | Ss Spdr Dow Jones Indus Avg | +0.3% | +25.59% | Add |
| 10 | CAT | Caterpillar Inc | +0.1% | +4.36% | Add |
| 11 | ABBV | Abbvie Inc | 0% | +0.23% | Add |
| 12 | GE | General Electric | 0% | +10.02% | Add |
| 13 | CSCO | Cisco Systems Inc | 0% | +0.72% | Add |
| 14 | MRP | Millrose Properties | 0% | NEW | New buy |
| 15 | ET 9.25 PERP IBond | Energy Transfer LP | 0% | NEW | New buy |
| 16 | V | Visa Inc-class A Shares | 0% | +0.56% | Add |
| 17 | LRCX | Lam Research CORP | 0% | — | Unchanged |
| 18 | QCOM | Qualcomm Inc | 0% | +1.23% | Add |
| 19 | NOW | Servicenow Inc | 0% | +6.38% | Add |
| 20 | AMD | Advanced Micro Devices | 0% | -5.33% | Trim |
| 21 | CSX | Csx CORP | 0% | +0.30% | Add |
| 22 | WDAY | Workday Inc-class A | 0% | +28.65% | Add |
| 23 | FSLR | First Solar Inc | 0% | — | Unchanged |
| 24 | DAL | Delta Air Lines Inc | 0% | +0.04% | Add |
| 25 | MU | Micron Technology Inc | 0% | — | Unchanged |
| 26 | IBM | Intl Business Machines CORP | 0% | +0.63% | Add |
| 27 | EL | Estee Lauder Companies-cl A | 0% | NEW | New buy |
| 28 | TXN | Texas Instruments Inc | 0% | +0.59% | Add |
| 29 | HPE | Hewlett Packard Enterprise | 0% | +0.28% | Add |
| 30 | GOOGL | Alphabet Inc-cl A | — | -2.31% | Trim |
| 31 | GEV | GE Vernova Inc | — | -4.46% | Trim |
| 32 | GS | Goldman Sachs Group Inc | — | -2.13% | Trim |
| 33 | VLO | Valero Energy CORP | — | +0.48% | Add |
| 34 | TSLA | Tesla Inc | — | +7.21% | Add |
| 35 | INTC | Intel CORP | — | — | Unchanged |
| 36 | IVV | Ishares Core S&p 500 ETF | — | -0.85% | Trim |
| 37 | CMCSA | Comcast Corp-class A | — | -26.62% | Trim |
| 38 | MS | Morgan Stanley | — | +0.61% | Add |
| 39 | CRWD | Crowdstrike Holdings Inc - A | — | — | Unchanged |
| 40 | UAL | United Airlines Holdings Inc | — | — | Unchanged |
| 41 | RY | Royal Bank Of Canada | — | — | Unchanged |
| 42 | BSX | Boston Scientific CORP | — | — | Unchanged |
| 43 | KO | Coca-cola Co/the | — | +0.59% | Add |
| 44 | VMBS | Vanguard Mortgage-backed Sec | — | EXIT | Sold out |
| 45 | MO | Altria Group Inc | — | +0.66% | Add |
| 46 | SCHI | Schwab 5-10 Year Corporate B | — | EXIT | Sold out |
| 47 | FSK | Fs Kkr Capital CORP | — | EXIT | Sold out |
| 48 | LULU | Lululemon Athletica Inc | — | — | Unchanged |
| 49 | GOF | Guggenheim Strategic Opport | — | -99.92% | Trim |
| 50 | LUV | Southwest Airlines Co | — | — | Unchanged |
1–50 of 200
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Filing History
FAQ
What is Kozak & Associates, Inc. and what type of investor is it?
Kozak & Associates, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $576.1M, spread across 451 disclosed positions.
What are Kozak & Associates, Inc.'s largest equity positions?
Based on the latest 13F filing, Kozak & Associates, Inc.'s top holdings by market value are:
1. Ishares U.s. Tech Independen (IETC) — $49.2M (8.5%)
2. Ss Spdr P S&p 500 Growth ETF (SPYG) — $48.5M (8.4%)
3. Ss Spdr S&p 500 ETF Trust-us (SPY) — $47.0M (8.2%)
4. Invesco Qqq Trust Series 1 (QQQ) — $46.1M (8.0%)
5. Invesco S&p 500 Revenue ETF (RWL) — $42.9M (7.4%)
What changes did Kozak & Associates, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Kozak & Associates, Inc. made 149 notable position adjustments: 9 new positions were initiated, 77 existing holdings were added to, 50 positions were partially reduced, and 13 were completely exited. The largest of these moves: New buy: Pgim Jennison Focused Value (PJFV); New buy: Ishares Msci Emr Mrk Ex Chna (EMXC); New buy: Vaneck Urani & Nuclr Etf-usd (NLR); Sold out: Agnico Eagle Mines LTD (AEM); Sold out: Honeywell International Inc (HON)
What sectors does Kozak & Associates, Inc. focus on?
Kozak & Associates, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 50.5%
• Consumer Discretionary: 14.2%
• Consumer Staples: 8.9%
• Communication Services: 8.2%
• Financials: 7.3%
• Industrials: 5.8%
Investment Profile
Kozak & Associates, Inc. returned an annualized 22.7% over the trailing 36 months — underperforming the S&P 500 by 0.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 1.09 (roughly in line with the market) and a 53% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 50.5% of the portfolio concentrated in Information Technology.
It has added to its IJK position over the past two quarters (+$25.3M, now $26.8M), while trimming IETC over the same stretch (-$16.7M, still holding $49.2M).
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Developer Access
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