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Hochman Cole Investment Advisors, Inc. Historical SEC 13F Holdings & Archive (Q3 2021)
Hochman Cole Investment Advisors, Inc.CIK: 0001568890
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$255.3M
Reporting period: 2021-09-30 · Number of holdings: 128
Hochman Cole Investment Advisors, Inc. disclosed 128 holdings in its latest 13F filing for the period ending 2021-09-30, with total reported value of $255.3M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 12.07
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 62.92
- Diversification
- 100
- Sizing Uniformity
- 83.02
Hochman Cole Investment Advisors, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.030 — mathematically equivalent to about 33 equally-sized positions, well below its 128 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.70), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 9% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | XLK | Ss Technology Select Sector | ETF-Tech | 7.24% | — | -0.39% | |
| 2 | FXL | First Trust Technology Alpha | ETF-Tech | 6.15% | — | -4.28% | |
| 3 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 6.12% | — | +2.90% | |
| 4 | XLV | Ss Health Care Select Sector | ETF-Other | 5.94% | — | -0.28% | |
| 5 | PFFD | Global X US Preferred ETF | ETF-Other | 5.58% | — | +2.50% | |
| 6 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 3.87% | — | +4.12% | |
| 7 | ICSH | Ishares Ultra Short Duration | ETF-Other | 3.68% | — | -5.63% | |
| 8 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 3.40% | — | +0.17% | |
| 9 | XLC | Ss Comm Select Sector Spdr | ETF-Other | 3.30% | — | +0.35% | |
| 10 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 2.34% | — | +18.41% | |
| 11 | AAPL | Apple Inc | Stock-Tech | 2.16% | — | +5.67% | |
| 12 | VB | Vanguard Small-cap ETF | ETF-Other | 2.05% | — | -8.11% | |
| 13 | IBB | Ishares Biotechnology ETF | ETF-Tech | 1.93% | — | +7.95% | |
| 14 | IWF | Ishares Russell 1000 Growth | ETF-Other | 1.75% | — | -5.62% | |
| 15 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.73% | — | -3.64% | |
| 16 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 1.71% | — | -1.04% | |
| 17 | MOAT | Vaneck Morningstar Wide Moat | ETF-Other | 1.61% | — | +10.71% | |
| 18 | IWB | Ishares Russell 1000 ETF | ETF-Other | 1.56% | — | -1.59% | |
| 19 | ABBV | Abbvie Inc | Stock-Healthcare | 1.54% | — | +7.94% | |
| 20 | VV | Vanguard Large-cap ETF | ETF-Other | 1.51% | — | -1.30% | |
| 21 | VUG | Vanguard Growth ETF | ETF-Other | 1.49% | — | -3.30% | |
| 22 | PSEP | Innovator U.s. Equity Power | ETF-Other | 1.23% | — | — | |
| 23 | FTSM | First Trust Enh Short Mat Fd | ETF-Other | 1.14% | — | -18.34% | |
| 24 | XPH | Ss Spdr S&p Pharma ETF | ETF-Other | 0.98% | — | -3.15% | |
| 25 | LMBS | First Trust Low Duration Opp | ETF-Other | 0.95% | — | +86.75% | |
| 26 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.93% | — | -9.92% | |
| 27 | ABT | Abbott Laboratories | Stock-Healthcare | 0.87% | — | -1.03% | |
| 28 | PFM | Invesco Dividend Achievers E | ETF-Other | 0.84% | — | -6.54% | |
| 29 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.83% | — | -0.26% | |
| 30 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.80% | — | -0.67% | |
| 31 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.78% | — | +7.80% | |
| 32 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.72% | — | -11.21% | |
| 33 | FPE | Ft-preferred Secur & Inc ETF | ETF-Other | 0.72% | — | -4.85% | |
| 34 | VOT | Vanguard Mid-cap Growth ETF | ETF-Other | 0.66% | — | -2.86% | |
| 35 | PAUG | Innovator U.s. Equity Power | ETF-Other | 0.64% | — | — | |
| 36 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 0.64% | — | -6.32% | |
| 37 | XLI | Ss Industrial Select Sector | ETF-Other | 0.61% | — | -3.57% | |
| 38 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 0.59% | — | -6.82% | |
| 39 | FVD | First Trust Value Line Dvd | ETF-Other | 0.55% | — | +194.90% | |
| 40 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.55% | — | -2.98% | |
| 41 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.52% | — | +45.00% | |
| 42 | CFO | Victoryshares US 500 Enhance | ETF-Other | 0.52% | — | -5.36% | |
| 43 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 0.44% | — | +4.76% | |
| 44 | FMB | First Trust Managed Municipa | ETF-Other | 0.43% | — | +0.05% | |
| 45 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.41% | — | -9.19% | |
| 46 | VTV | Vanguard Value ETF | ETF-Other | 0.40% | — | -1.40% | |
| 47 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.39% | — | -1.32% | |
| 48 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 0.38% | — | — | |
| 49 | PAPR | Innovator U.s. Equity Power | ETF-Other | 0.37% | — | — | |
| 50 | DVY | Ishares Select Dividend ETF | ETF-Other | 0.37% | — | -5.85% |
1–50 of 128
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2021 Q3 | 128 | $255.3M | 0 | ||
| 2021 Q2 | 125 | $250.5M | 12 | ||
| 2021 Q1 | 126 | $238.2M | 10 | ||
| 2020 Q4 | 120 | $232.2M | 19 | ||
| 2020 Q3 | 112 | $203.1M | 22 | ||
| 2020 Q2 | 106 | $181.4M | 26 | ||
| 2020 Q1 | 104 | $145.7M | 34 | ||
| 2019 Q4 | 111 | $183.5M | 16 | ||
| 2019 Q3 | 109 | $160.1M | 12 | ||
| 2019 Q2 | 110 | $167.7M | 7 | ||
| 2019 Q1 | 110 | $167.8M | 17 | ||
| 2018 Q4 | 105 | $145.4M | 26 | ||
| 2018 Q3 | 108 | $160.6M | 11 | ||
| 2018 Q2 | 105 | $152.1M | 17 | ||
| 2018 Q1 | 98 | $143.3M | 15 | ||
| 2017 Q4 | 101 | $158.8M | 8 | ||
| 2017 Q3 | 97 | $152.7M | 11 | ||
| 2017 Q2 | 90 | $144.6M | 10 | ||
| 2017 Q1 | 86 | $137.7M | 10 | ||
| 2016 Q4 | 89 | $138.0M | 9 | ||
| 2016 Q3 | 83 | $134.1M | 16 | ||
| 2016 Q2 | 78 | $122.0M | 12 | ||
| 2016 Q1 | 78 | $117.3M | 13 | ||
| 2015 Q4 | 76 | $117.9M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Hochman Cole Investment Advisors, Inc. and what type of investor is it?
Hochman Cole Investment Advisors, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2021-09-30), the firm manages a tracked equity portfolio valued at approximately $255.3M, spread across 128 disclosed positions.
What are Hochman Cole Investment Advisors, Inc.'s largest equity positions?
Based on the latest 13F filing, Hochman Cole Investment Advisors, Inc.'s top holdings by market value are:
1. Ss Technology Select Sector (XLK) — $18.5M (7.2%)
2. First Trust Technology Alpha (FXL) — $15.7M (6.2%)
3. Invesco Qqq Trust Series 1 (QQQ) — $15.6M (6.1%)
4. Ss Health Care Select Sector (XLV) — $15.2M (5.9%)
5. Global X US Preferred ETF (PFFD) — $14.3M (5.6%)
What changes did Hochman Cole Investment Advisors, Inc. make in its most recent portfolio filing?
No notable portfolio changes were recorded for Hochman Cole Investment Advisors, Inc. in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Hochman Cole Investment Advisors, Inc. focus on?
Hochman Cole Investment Advisors, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 26.3%
• Health Care: 26.2%
• Communication Services: 23.6%
• Financials: 9.1%
• Consumer Discretionary: 6.6%
• Industrials: 4.7%
Investment Profile
Hochman Cole Investment Advisors, Inc.'s portfolio is broadly diversified and long-term-holding.
Its turnover score has fallen from 22 to 0 over the past 4 quarters — a shift toward longer holding periods.
It has added to its PFFD position over the past two quarters (+$3.3M, now $14.3M), while trimming ICSH over the same stretch (-$2.0M, still holding $9.4M).
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