Hochman Cole Investment Advisors, Inc. — Q3 2017 13F Holdings

Name: Hochman Cole Investment Advisors, Inc. — 13F Holdings, Q3 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001568890

Total reported value

$255.3M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	XLV	Ss Health Care Select Sector	ETF-Other	7.38%	—	-0.61%
2	XLK	Ss Technology Select Sector	ETF-Tech	6.83%	—	+0.07%
3	FXL	First Trust Technology Alpha	ETF-Tech	5.82%	—	-2.48%
4	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	4.98%	—	-2.90%
5	XLP	Ss Consumer Staples Sel Sect	ETF-Other	4.90%	—	-0.84%
6	FXO	First Trust Financial Alphad	ETF-Other	3.82%	—	-1.98%
7	VB	Vanguard Small-cap ETF	ETF-Other	2.87%	—	-1.75%
8	SCHD	Schwab U.S. Dividend Equity ETF	ETF-Other	2.86%	—	-3.30%
9	XLF	Ss Financial Select Sector	ETF-Other	2.74%	—	-7.77%
10	IWB	Ishares Russell 1000 ETF	ETF-Other	2.44%	—	-8.04%
11	✓	Powershares Qqq Trust Ser 1	Stock-Other	2.44%	—	-1.41%
12	FPE	Ft-preferred Secur & INC ETF	ETF-Other	2.27%	—	+169.82%
13	VV	Vanguard Large-cap ETF	ETF-Other	2.20%	—	-8.36%
14	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	2.06%	—	+0.10%
15	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	2.05%	—	-5.56%
16	VUG	Vanguard Growth ETF	ETF-Other	2.03%	—	-1.95%
17	XPH	Ss Spdr S&p Pharma ETF	ETF-Other	1.97%	—	-1.30%
18	IWF	Ishares Russell 1000 Growth	ETF-Other	1.88%	—	-0.70%
19	ABBV	Abbvie INC	Stock-Healthcare	1.83%	—	+1.00%
20	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	1.81%	—	+0.98%
21	DDWM	Wisdomtree Dy Inter Eq Fd-us	ETF-Other	1.55%	—	+7.11%
22	IBB	Ishares Biotechnology ETF	ETF-Tech	1.48%	—	-6.00%
23	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.42%	—	+0.03%
24	XLE	Ss Energy Select Sector	ETF-Other	1.23%	—	-9.43%
25	VO	Vanguard Mid-cap ETF	ETF-Other	1.20%	—	-4.39%
26	MOAT	Vaneck Morningstar Wide Moat	ETF-Other	1.14%	—	—
27	AAPL	Apple INC	Stock-Tech	1.13%	—	+7.61%
28	ABT	Abbott Laboratories	Stock-Healthcare	1.05%	—	-1.33%
29	DVY	Ishares Select Dividend ETF	ETF-Other	1.01%	—	-2.22%
30	EIPI	FT Energy Income Partners Enhanced Income ETF	ETF-Other	0.98%	—	-2.22%
31	XLI	Ss Industrial Select Sector	ETF-Other	0.97%	—	—
32	SCHO	Schwab Short-term US Treas	ETF-Other	0.91%	—	+117.34%
33	SCHE	Schwab Emrg Mrkts Eqty ETF	ETF-Other	0.90%	—	+41.69%
34	HSBC	Hsbc Holdings Plc-spons Adr	Stock-Financials	0.88%	—	—
35	VOT	Vanguard Mid-cap Growth ETF	ETF-Other	0.86%	—	+0.07%
36	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.82%	—	+1.04%
37	FTSM	First Trust Enh Short Mat Fd	ETF-Other	0.80%	—	+17.48%
38	XOM	Exxon Mobil CORP	Stock-Energy	0.67%	—	-4.54%
39	EQC 6.5 PERP D	Equity Commonwealth	Stock-Other	0.67%	—	—
40	VTV	Vanguard Value ETF	ETF-Other	0.65%	—	+5.30%
41	IJK	Ishares S&p Mid-cap 400 Grow	ETF-Other	0.62%	—	—
42	IWD	Ishares Russell 1000 Value E	ETF-Other	0.61%	—	-5.61%
43	VOE	Vanguard Mid-cap Value ETF	ETF-Other	0.59%	—	—
44	FXN	First Trust Energy Alphadex	ETF-Other	0.53%	—	-1.99%
45	VBR	Vanguard Small-cap Value ETF	ETF-Other	0.52%	—	+5.15%
46	IWR	Ishares Russell Mid-cap ETF	ETF-Other	0.50%	—	+1.51%
47	VDC	Vanguard Consumer Staple ETF	ETF-Other	0.42%	—	—
48	VPU	Vanguard Utilities ETF	ETF-Other	0.40%	—	—
49	VZ	Verizon Communications INC	Stock-Comm Services	0.37%	—	-13.88%
50	META	Meta Platforms Inc-class A	Stock-Comm Services	0.36%	—	-4.21%

1–50 of 97

Holding changes this quarter

Position changes disclosed by Hochman Cole Investment Advisors, Inc. for the quarter ending Q3 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	FPE	Ft-preferred Secur & INC ETF	+1.4%	+169.82%	Add
2	SCHO	Schwab Short-term US Treas	+0.5%	+117.34%	Add
3	SCHE	Schwab Emrg Mrkts Eqty ETF	+0.3%	+41.69%	Add
4	ABBV	Abbvie INC	+0.3%	+1.00%	Add
5	XLK	Ss Technology Select Sector	+0.2%	+0.07%	Add
6	FXL	First Trust Technology Alpha	+0.1%	-2.48%	Trim
7	TDF	Templeton Dragon Fund, Inc.	+0.1%	+48.39%	Add
8	DDWM	Wisdomtree Dy Inter Eq Fd-us	+0.1%	+7.11%	Add
9	AAPL	Apple INC	+0.1%	+7.61%	Add
10	FTSM	First Trust Enh Short Mat Fd	+0.1%	+17.48%	Add
11	VTI	Vanguard Total Stock Mkt ETF	+0.1%	+33.74%	Add
12	EEM	Ishares Msci Emerging Market	0%	+25.08%	Add
13	DXJ	Wisdomtree Japan Hedged Eq	0%	+31.08%	Add
14	VWO	Vanguard Ftse Emerging Marke	0%	+14.46%	Add
15	BRK-B	Berkshire Hathaway Inc-cl B	0%	+1.04%	Add
16	ABT	Abbott Laboratories	0%	-1.33%	Trim
17	VTV	Vanguard Value ETF	0%	+5.30%	Add
18	VBR	Vanguard Small-cap Value ETF	0%	+5.15%	Add
19	HSBC	Hsbc Holdings Plc-spons Adr	0%	—	Unchanged
20	IWM	Ishares Russell 2000 ETF	—	+0.03%	Add
21	IWF	Ishares Russell 1000 Growth	0%	-0.70%	Trim
22	✓	Powershares Qqq Trust Ser 1	0%	-1.41%	Trim
23	XLU	St Sr Utl Sl Se Spdr Etf-usd	0%	+0.98%	Add
24	VUG	Vanguard Growth ETF	-0.1%	-1.95%	Trim
25	GOOG	Alphabet Inc-cl C	-0.1%	-16.64%	Trim
26	UBS	UBS Group AG	-0.1%	-9.32%	Trim
27	FTXO	First Trust Nasdaq Bank ETF	-0.1%	-29.58%	Trim
28	VB	Vanguard Small-cap ETF	-0.1%	-1.75%	Trim
29	EIPI	FT Energy Income Partners Enhanced Income ETF	-0.1%	-2.22%	Trim
30	XLE	Ss Energy Select Sector	-0.1%	-9.43%	Trim
31	FXO	First Trust Financial Alphad	-0.2%	-1.98%	Trim
32	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.2%	-5.56%	Trim
33	XPH	Ss Spdr S&p Pharma ETF	-0.2%	-1.30%	Trim
34	XLV	Ss Health Care Select Sector	-0.2%	-0.61%	Trim
35	VV	Vanguard Large-cap ETF	-0.2%	-8.36%	Trim
36	XLF	Ss Financial Select Sector	-0.3%	-7.77%	Trim
37	IWB	Ishares Russell 1000 ETF	-0.3%	-8.04%	Trim
38	GLD	Spdr Gold Shares	-0.4%	-74.87%	Trim
39	XLP	Ss Consumer Staples Sel Sect	-0.4%	-0.84%	Trim
40	MOAT	Vaneck Morningstar Wide Moat	—	NEW	New buy
41	PFF	Ishares Preferred & Income S	—	EXIT	Sold out
42	FNDE	Schwab Fndmntl Em Mrk Eq ETF	—	NEW	New buy
43	FTGC	First Trust Global Tactical	—	NEW	New buy
44	MLPAUSD	Global X Mlp ETF	—	NEW	New buy
45	IAUUSD	Ishares Gold Trust	—	NEW	New buy
46	MUB	Ishares National Muni Bond E	—	EXIT	Sold out
47	✓	Powershares ETF Trust	—	NEW	New buy
48	MDY	State Street Spdr S&p Midcap	—	NEW	New buy
49	PRFUSD	Invesco Ftse Rafi US 1000 Et	—	NEW	New buy
50	FATE	Fate Therapeutics INC	—	NEW	New buy