Hochman Cole Investment Advisors, Inc. — Q4 2019 13F Holdings

Name: Hochman Cole Investment Advisors, Inc. — 13F Holdings, Q4 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001568890

Total reported value

$255.3M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	XLV	Ss Health Care Select Sector	ETF-Other	7.15%	—	-0.80%
2	XLK	Ss Technology Select Sector	ETF-Tech	6.93%	—	-4.97%
3	FXL	First Trust Technology Alpha	ETF-Tech	6.79%	—	-4.80%
4	ICSH	Ishares Ultra Short Duration	ETF-Other	5.71%	—	+316.21%
5	XLP	Ss Consumer Staples Sel Sect	ETF-Other	4.27%	—	-2.21%
6	FXO	First Trust Financial Alphad	ETF-Other	3.44%	—	-4.86%
7	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	3.30%	—	+2.18%
8	VB	Vanguard Small-cap ETF	ETF-Other	2.79%	—	-5.28%
9	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	2.59%	—	-1.38%
10	XLF	Ss Financial Select Sector	ETF-Other	2.44%	—	-0.85%
11	RSP	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	2.39%	—	-0.85%
12	PFFD	Global X US Preferred ETF	ETF-Other	2.11%	—	—
13	VV	Vanguard Large-cap ETF	ETF-Other	1.90%	—	-2.07%
14	ABBV	Abbvie INC	Stock-Healthcare	1.86%	—	-0.75%
15	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	1.81%	—	+1.80%
16	IWB	Ishares Russell 1000 ETF	ETF-Other	1.79%	—	-3.56%
17	IWF	Ishares Russell 1000 Growth	ETF-Other	1.73%	—	-1.79%
18	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.68%	—	-3.20%
19	VUG	Vanguard Growth ETF	ETF-Other	1.51%	—	-1.86%
20	AAPL	Apple INC	Stock-Tech	1.47%	—	-15.66%
21	XPH	Ss Spdr S&p Pharma ETF	ETF-Other	1.46%	—	-12.05%
22	ABT	Abbott Laboratories	Stock-Healthcare	1.41%	—	-0.12%
23	IBB	Ishares Biotechnology ETF	ETF-Tech	1.32%	—	+4.40%
24	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.23%	—	-0.07%
25	VO	Vanguard Mid-cap ETF	ETF-Other	1.14%	—	-4.89%
26	PFF	Ishares Preferred & Income S	ETF-Other	0.99%	—	-2.97%
27	SCHE	Schwab Emrg Mrkts Eqty ETF	ETF-Other	0.92%	—	-11.05%
28	XLI	Ss Industrial Select Sector	ETF-Other	0.84%	—	-1.67%
29	SCHF	Schwab Intl Equity ETF	ETF-Other	0.80%	—	-1.38%
30	FTSM	First Trust Enh Short Mat Fd	ETF-Other	0.76%	—	-8.71%
31	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.75%	—	-15.18%
32	XLE	Ss Energy Select Sector	ETF-Other	0.74%	—	-5.61%
33	MOAT	Vaneck Morningstar Wide Moat	ETF-Other	0.74%	—	+40.90%
34	VOT	Vanguard Mid-cap Growth ETF	ETF-Other	0.73%	—	-11.74%
35	JPST	Jpmorgan Ultra-short Income	ETF-Other	0.71%	—	—
36	DDWM	Wisdomtree Dy Inter Eq Fd-us	ETF-Other	0.68%	—	+14.80%
37	CFO	Victoryshares US 500 Enhance	ETF-Other	0.66%	—	+0.87%
38	DVY	Ishares Select Dividend ETF	ETF-Other	0.64%	—	-8.35%
39	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	0.63%	—	—
40	FMB	First Trust Managed Municipa	ETF-Other	0.58%	—	+21.18%
41	HSBC	Hsbc Holdings Plc-spons Adr	Stock-Financials	0.56%	—	-3.07%
42	VTV	Vanguard Value ETF	ETF-Other	0.55%	—	-2.37%
43	FNDB	Schwab Fndmntl US Brd Mr ETF	ETF-Other	0.54%	—	+0.11%
44	TDF	Templeton Dragon Fund, Inc.	Stock-Other	0.53%	—	+7.19%
45	IJK	Ishares S&p Mid-cap 400 Grow	ETF-Other	0.51%	—	-1.57%
46	VZ	Verizon Communications INC	Stock-Comm Services	0.50%	—	+25.93%
47	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.48%	—	-6.34%
48	VBR	Vanguard Small-cap Value ETF	ETF-Other	0.47%	—	-3.39%
49	PTLC	Pacer Trendpilot US Large Ca	ETF-Other	0.46%	—	-2.53%
50	MLPAUSD	Global X Mlp ETF	ETF-Other	0.45%	—	+100.47%

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Holding changes this quarter

Position changes disclosed by Hochman Cole Investment Advisors, Inc. for the quarter ending Q4 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	ICSH	Ishares Ultra Short Duration	+4.1%	+316.21%	Add
2	MOAT	Vaneck Morningstar Wide Moat	+0.2%	+40.90%	Add
3	MLPAUSD	Global X Mlp ETF	+0.2%	+100.47%	Add
4	IBB	Ishares Biotechnology ETF	+0.1%	+4.40%	Add
5	VZ	Verizon Communications INC	+0.1%	+25.93%	Add
6	DDWM	Wisdomtree Dy Inter Eq Fd-us	0%	+14.80%	Add
7	FMB	First Trust Managed Municipa	0%	+21.18%	Add
8	TPYP	Tortoise North American Pipeline Fund	0%	+39.59%	Add
9	ABBV	Abbvie INC	0%	-0.75%	Trim
10	FBT	First Trust Nyse Arca Biotec	0%	—	Unchanged
11	XLY	Ss Consumer Disc Select Sect	0%	+13.24%	Add
12	RSPH	Invesco S&p 500 Equal Weight	—	+1.94%	Add
13	XPH	Ss Spdr S&p Pharma ETF	0%	-12.05%	Trim
14	FNDB	Schwab Fndmntl US Brd Mr ETF	0%	+0.11%	Add
15	TDF	Templeton Dragon Fund, Inc.	0%	+7.19%	Add
16	AAPL	Apple INC	-0.1%	-15.66%	Trim
17	IWM	Ishares Russell 2000 ETF	-0.1%	-0.07%	Trim
18	CFO	Victoryshares US 500 Enhance	-0.1%	+0.87%	Add
19	SCHX	Schwab US Large-cap ETF	-0.1%	-23.79%	Trim
20	FEM	First Trust Emerging Markets	-0.1%	-29.73%	Trim
21	QQQ	Invesco Qqq Trust Series 1	-0.1%	-1.38%	Trim
22	VUG	Vanguard Growth ETF	-0.1%	-1.86%	Trim
23	IWF	Ishares Russell 1000 Growth	-0.1%	-1.79%	Trim
24	GSLC	Goldman Activebeta US Lc ETF	-0.1%	-19.49%	Trim
25	XLF	Ss Financial Select Sector	-0.1%	-0.85%	Trim
26	VV	Vanguard Large-cap ETF	-0.2%	-2.07%	Trim
27	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.2%	-3.20%	Trim
28	ABT	Abbott Laboratories	-0.2%	-0.12%	Trim
29	XLV	Ss Health Care Select Sector	-0.2%	-0.80%	Trim
30	VOT	Vanguard Mid-cap Growth ETF	-0.2%	-11.74%	Trim
31	IWB	Ishares Russell 1000 ETF	-0.2%	-3.56%	Trim
32	BRK-B	Berkshire Hathaway Inc-cl B	-0.2%	-15.18%	Trim
33	RSP	Invesco S&p 500 Equal Weight	-0.2%	-0.85%	Trim
34	FTSM	First Trust Enh Short Mat Fd	-0.2%	-8.71%	Trim
35	SDY	Ss Spdr S&p Dividend ETF	-0.2%	+2.18%	Add
36	VB	Vanguard Small-cap ETF	-0.4%	-5.28%	Trim
37	XLK	Ss Technology Select Sector	-0.4%	-4.97%	Trim
38	FXL	First Trust Technology Alpha	-0.6%	-4.80%	Trim
39	PFFD	Global X US Preferred ETF	—	NEW	New buy
40	JPST	Jpmorgan Ultra-short Income	—	NEW	New buy
41	AMZN	Amazon.com INC	—	NEW	New buy
42	XBXMX	Nuveen S&p 500 Buy-wr INC	—	NEW	New buy
43	IFN	Aberdeen India Fund INC	—	NEW	New buy
44	XLC	Ss Comm Select Sector Spdr	—	NEW	New buy
45	SUB	Ishares Short-term National	—	EXIT	Sold out
46	MLPXUSD	Global X Mlp & Energy Infras	—	EXIT	Sold out
47	SCHO	Schwab Short-term US Treas	—	EXIT	Sold out
48	SCHA	Schwab US Small-cap ETF	—	NEW	New buy
49	NUW	Nuveen Amt-free Muni Val	—	EXIT	Sold out
50	AMLPUSD	Alerian Mlp ETF	—	EXIT	Sold out