CIK: 0002109857
Total reported value
$122.2M
Reporting period: 2026-03-31 · Number of holdings: 149
Garton & Associates Financial Advisors LLC disclosed 149 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $122.2M and a quarterly turnover rate of 57.0%.
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Garton & Associates Financial Advisors LLC's disclosed holdings carry a Herfindahl concentration index of 0.021 — mathematically equivalent to about 47 equally-sized positions, well below its 149 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.29), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 46% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add SWVXX
-7.7% -$688.0K
Trim PNC
-76.4% -$3.5M
Add FAGIX
+20.7% $716.7K
Add AAPL
-3.3% -$547.2K
Add SNAXX
+1526.5% $1.2M
Trim JPM
-74.7% -$1.8M
Showing top 123 holdings (of 149 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SWVXX | Schwa Prime Adv Money Fd-inv | Stock-Other | 6.71% | +1.73% | -7.74% | |
| 2 | FBGRX | Fidelity Blue Chip Growth | Stock-Other | 4.28% | — | +7.20% | |
| 3 | AAPL | Apple INC | Stock-Tech | 4.16% | +1.00% | -3.28% | |
| 4 | AVGO | Broadcom INC | Stock-Tech | 3.64% | +0.54% | -9.91% | |
| 5 | AMZN | Amazon.com INC | Stock-Consumer Disc | 3.48% | +0.56% | -9.85% | |
| 6 | FAGIX | Fidelity Capital & Income | Stock-Other | 3.45% | +1.49% | +20.67% | |
| 7 | MSFT | Microsoft CORP | Stock-Tech | 3.17% | +0.60% | +10.32% | |
| 8 | FTHSX | Fullthaler Beh S/c Eqty-inst | Stock-Other | 2.96% | — | +0.71% | |
| 9 | TRAIX | T Rowe Pr Captl Apprec-i | Stock-Other | 2.49% | — | +3.28% | |
| 10 | FTXSX | Fullthaler Beh S/c Grw-inst | Stock-Other | 2.43% | — | -3.95% | |
| 11 | PNAIX | T Rowe Price All-cap Opp-i | Stock-Other | 2.42% | +0.54% | -2.62% | |
| 12 | AMBFX | American Balanced Fund-f2 | Stock-Other | 2.38% | — | +10.19% | |
| 13 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 2.01% | — | +5.99% | |
| 14 | DUK | Duke Energy CORP | Stock-Utilities | 1.72% | — | -16.37% | |
| 15 | PEP | Pepsico INC | Stock-Consumer Staples | 1.67% | — | -0.08% | |
| 16 | FIS | Fidelity National Info Serv | Stock-Tech | 1.62% | +1.62% | NEW | |
| 17 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.61% | -0.42% | -40.87% | |
| 18 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.56% | +0.28% | -12.58% | |
| 19 | SON | Sonoco Products Co | Stock-Consumer Disc | 1.49% | +0.65% | -1.58% | |
| 20 | TCAF | T Rowe Prc Cap Appreciation | ETF-Other | 1.45% | — | +7.14% | |
| 21 | CVX | Chevron CORP | Stock-Energy | 1.44% | +0.66% | -7.34% | |
| 22 | APGYX | AB Large Cap Growth-adv | Stock-Other | 1.39% | +0.19% | -12.06% | |
| 23 | EXC | Exelon CORP | Stock-Utilities | 1.33% | — | -17.48% | |
| 24 | VYMI | Vanguard Int High Dvd Yld In | ETF-Other | 1.27% | — | +1.45% | |
| 25 | UNP | Union Pacific CORP | Stock-Industrials | 1.27% | +0.69% | +42.63% | |
| 26 | AZN | AstraZeneca PLC | Stock-Healthcare | 1.16% | +1.16% | NEW | |
| 27 | HAS | Hasbro INC | Stock-Consumer Disc | 1.14% | +0.03% | -38.45% | |
| 28 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.05% | — | -3.81% | |
| 29 | SNAXX | Schwa Prime Adv Money Fd-ult | Stock-Other | 1.03% | +0.99% | +1526.55% | |
| 30 | AMCR | Amcor plc | Stock-Consumer Disc | 1.00% | +1.00% | NEW | |
| 31 | GNTX | Gentex CORP | Stock-Consumer Disc | 0.97% | +0.97% | NEW | |
| 32 | MAEGX | Blackrock Uncon Equi Fd Inst | Stock-Other | 0.97% | +0.02% | -27.09% | |
| 33 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.93% | +0.48% | +29.68% | |
| 34 | RBCAA | Republic Bancorp Inc-class A | Stock-Other | 0.93% | — | +0.46% | |
| 35 | ACN | Accenture plc | Stock-Tech | 0.90% | +0.90% | NEW | |
| 36 | PNC | Pnc Financial Services Group | Stock-Financials | 0.89% | -1.69% | -76.37% | |
| 37 | IBM | Intl Business Machines CORP | Stock-Tech | 0.88% | +0.54% | +113.08% | |
| 38 | WMT | Walmart INC | Stock-Consumer Staples | 0.84% | — | -15.47% | |
| 39 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.80% | — | -3.00% | |
| 40 | MDT | Medtronic plc | Stock-Healthcare | 0.78% | +0.52% | +132.76% | |
| 41 | HRSMX | Hood River Small Cap Gr-inst | Stock-Other | 0.77% | — | +5.69% | |
| 42 | TBCIX | T Rowe Pr Blue Chip Grow-i | Stock-Other | 0.71% | +0.02% | -19.97% | |
| 43 | SNOXX | Schwab Trsry Obl Mny-inv | Stock-Other | 0.70% | — | +7.61% | |
| 44 | ENB | Enbridge INC | Stock-Energy | 0.69% | — | -30.40% | |
| 45 | FSELX | Select Semiconductors Port | Stock-Other | 0.66% | — | — | |
| 46 | FDGRX | Fidelity Growth Company-rtl | Stock-Other | 0.61% | — | -1.48% | |
| 47 | PIMIX | Pimco Income Fund-ins | Stock-Other | 0.57% | — | -6.79% | |
| 48 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.56% | — | -3.11% | |
| 49 | ABBV | Abbvie INC | Stock-Healthcare | 0.54% | -0.63% | -66.81% | |
| 50 | FOCPX | Fidelity Otc Portfolio | Stock-Other | 0.52% | — | +13.46% |
Performance for Q3 2026
+1.4%
Performance Last 4 Quarters
+6.5%
Based on 5 months of available history
Based on 72% of reported portfolio value with available pricing
Garton & Associates Financial Advisors LLC's most significant position changes for 2026-03-31: New buy: Fidelity National Info Serv (FIS); Sold out: Eli Lilly & Co (LLY); New buy: AstraZeneca PLC (AZN); Sold out: Astrazeneca Plc-spons Adr (AZNN); New buy: Amcor plc (AMCR).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SWVXX | Schwa Prime Adv Money Fd-inv | +1.7% | -7.74% | Trim |
| 2 | FAGIX | Fidelity Capital & Income | +1.5% | +20.67% | Add |
| 3 | AAPL | Apple INC | +1% | -3.28% | Trim |
| 4 | SNAXX | Schwa Prime Adv Money Fd-ult | +1% | +1526.55% | Add |
| 5 | UNP | Union Pacific CORP | +0.7% | +42.63% | Add |
| 6 | CVX | Chevron CORP | +0.7% | -7.34% | Trim |
| 7 | SON | Sonoco Products Co | +0.7% | -1.58% | Trim |
| 8 | MSFT | Microsoft CORP | +0.6% | +10.32% | Add |
| 9 | AMZN | Amazon.com INC | +0.6% | -9.85% | Trim |
| 10 | AVGO | Broadcom INC | +0.5% | -9.91% | Trim |
| 11 | IBM | Intl Business Machines CORP | +0.5% | +113.08% | Add |
| 12 | PNAIX | T Rowe Price All-cap Opp-i | +0.5% | -2.62% | Trim |
| 13 | MDT | Medtronic plc | +0.5% | +132.76% | Add |
| 14 | KO | Coca-cola Co/the | +0.5% | +29.68% | Add |
| 15 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.3% | -12.58% | Trim |
| 16 | PRU | Prudential Financial INC | +0.3% | +1445.41% | Add |
| 17 | APGYX | AB Large Cap Growth-adv | +0.2% | -12.06% | Trim |
| 18 | HAS | Hasbro INC | 0% | -38.45% | Trim |
| 19 | MAEGX | Blackrock Uncon Equi Fd Inst | 0% | -27.09% | Trim |
| 20 | TBCIX | T Rowe Pr Blue Chip Grow-i | 0% | -19.97% | Trim |
| 21 | HD | Home Depot INC | -0.1% | -47.60% | Trim |
| 22 | META | Meta Platforms Inc-class A | -0.2% | -64.03% | Trim |
| 23 | FANG | Diamondback Energy INC | -0.2% | -73.13% | Trim |
| 24 | HSBC | Hsbc Holdings Plc-spons Adr | -0.3% | -65.71% | Trim |
| 25 | GOOGL | Alphabet Inc-cl A | -0.4% | -40.87% | Trim |
| 26 | PICMX | Virtus Kar Mid-cap Grwth-i | -0.6% | -73.10% | Trim |
| 27 | ABBV | Abbvie INC | -0.6% | -66.81% | Trim |
| 28 | JPM | Jpmorgan Chase & Co | -0.9% | -74.72% | Trim |
| 29 | PNC | Pnc Financial Services Group | -1.7% | -76.37% | Trim |
| 30 | FIS | Fidelity National Info Serv | — | NEW | New buy |
| 31 | LLY | Eli Lilly & Co | — | EXIT | Sold out |
| 32 | AZN | AstraZeneca PLC | — | NEW | New buy |
| 33 | AZNN | Astrazeneca Plc-spons Adr | — | EXIT | Sold out |
| 34 | AMCR | Amcor plc | — | NEW | New buy |
| 35 | GNTX | Gentex CORP | — | NEW | New buy |
| 36 | ACN | Accenture plc | — | NEW | New buy |
| 37 | T 4.875 05-31-26 | US Treasury N/b | — | EXIT | Sold out |
| 38 | T 4 02-15-26 | US Treasury N/b | — | EXIT | Sold out |
| 39 | GPC | Genuine Parts Co | — | NEW | New buy |
| 40 | T 4.625 02-28-26 | US Treasury N/b | — | EXIT | Sold out |
| 41 | GEHC | GE Healthcare Technology | — | EXIT | Sold out |
| 42 | FTZIX | Fullthaler Beh Uncons Eq-ins | — | NEW | New buy |
| 43 | T 4.125 10-31-26 | US Treasury N/b | — | EXIT | Sold out |
| 44 | IWY | Ishares Russell Top 200 Grow | — | EXIT | Sold out |
| 45 | UPS | United Parcel Service-cl B | — | EXIT | Sold out |
| 46 | T 1.125 10-31-26 | US Treasury N/b | — | EXIT | Sold out |
| 47 | AHIFX | Amer Fnds Hi-inc Trst-f2 | — | EXIT | Sold out |
| 48 | T 0.5 02-28-26 | US Treasury N/b | — | EXIT | Sold out |
| 49 | T 1.5 08-15-26 | US Treasury N/b | — | EXIT | Sold out |
| 50 | BX | Blackstone INC | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-11 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-18 | 13F-HR | View on EDGAR |
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