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Garton & Associates Financial Advisors LLC Holdings Report (Q2 2026) — 13F Stock Portfolio
Garton & Associates Financial Advisors LLCCIK: 0002109857
High-turnover traderContrarianQuality / disciplined sizing
Total reported value
$44.2M
Reporting period: 2026-06-30 · Number of holdings: 24
Garton & Associates Financial Advisors LLC disclosed 24 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $44.2M and a quarterly turnover rate of 120.6%.
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Personality snowflake
- Concentration
- 26.83
- Portfolio Stability
- 100
- Momentum
- 0
- Sector conviction
- 58.9
- Diversification
- 48
- Sizing Uniformity
- 92.02
Garton & Associates Financial Advisors LLC's disclosed holdings carry a Herfindahl concentration index of 0.067 — mathematically equivalent to about 15 equally-sized positions, close to its 24 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.80), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd AVGO
+1.0% $1.0M
Add AAPL
-4.9% $427.9K
Sold out SWVXX
Add QQQM
+20.8% $1.3M
Add ABBV
+238.1% $1.9M
Add AMZN
-23.4% -$523.8K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 12.47% | +8.31% | -4.92% | |
| 2 | AVGO | Broadcom Inc | Stock-Tech | 12.42% | +8.78% | +1.02% | |
| 3 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 8.57% | +6.56% | +20.77% | |
| 4 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 8.42% | +4.94% | -23.39% | |
| 5 | ABBV | Abbvie Inc | Stock-Healthcare | 5.83% | +5.29% | +238.11% | |
| 6 | AMCR | Amcor plc | Stock-Consumer Disc | 4.80% | +3.80% | +59.47% | |
| 7 | DUK | Duke Energy CORP | Stock-Utilities | 4.80% | +3.08% | +4.60% | |
| 8 | TCAF | T Rowe Prc Cap Appreciation | ETF-Other | 4.73% | +3.29% | +2.58% | |
| 9 | TMUS | T-mobile US Inc | Stock-Comm Services | 4.54% | +4.54% | NEW | |
| 10 | VYMI | Vanguard Int High Dvd Yld In | ETF-Other | 3.92% | +2.65% | +7.04% | |
| 11 | PEP | Pepsico Inc | Stock-Consumer Staples | 3.78% | +2.10% | -6.32% | |
| 12 | GNTX | Gentex CORP | Stock-Consumer Disc | 3.22% | +2.25% | +3.69% | |
| 13 | RBCAA | Republic Bancorp Inc-class A | Stock-Other | 3.18% | +2.25% | -3.05% | |
| 14 | UBER | Uber Technologies Inc | Stock-Industrials | 3.15% | +3.15% | NEW | |
| 15 | KO | Coca-cola Co/the | Stock-Consumer Staples | 3.07% | +2.14% | +11.25% | |
| 16 | EXC | Exelon CORP | Stock-Utilities | 3.05% | +1.72% | -13.14% | |
| 17 | HAS | Hasbro Inc | Stock-Consumer Disc | 2.34% | +1.20% | -15.91% | |
| 18 | ENB | Enbridge Inc | Stock-Energy | 1.90% | +1.21% | -0.18% | |
| 19 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 1.22% | +1.22% | NEW | |
| 20 | PFE | Pfizer Inc | Stock-Healthcare | 0.97% | +0.58% | +4.60% | |
| 21 | T | At&t Inc | Stock-Comm Services | 0.95% | +0.49% | +3.83% | |
| 22 | EPD | Enterprise Products Partners | Stock-Energy | 0.93% | +0.72% | +61.48% | |
| 23 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.89% | +0.66% | +33.95% | |
| 24 | SPHY | Ss Spdr P High Yield ETF | ETF-High Yield | 0.85% | +0.63% | +38.30% |
Portfolio Performance
Performance for Q3 2026
+1.3%
Performance Last 4 Quarters
+8.9%
- Stdev
- +15.3%
- Beta
- +0.81
- Alpha
- -1.8%
- Max Drawdown
- -1.2%
- Annualized Perf
- +18.6%
- Batting Avg vs S&P
- +33.3%
- Sortino
- +2.93
- Stutzer
- +0.39
- Treynor
- +0.22
- Sterling
- —
- Calmar
- +16.07
- Information Ratio
- -1.47
- Tracking Error
- +4.4%
- Stdev Down
- +6.2%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- —
- Worst 12 Months
- —
- Efficiency Ratio
- +0.45
- Sharpe
- +1.19
- Stdev Sectors
- +9.4%
- Skewness
- +0.5
- Kurtosis
- -0.41
- Upside Potential
- +4.67
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Garton & Associates Financial Advisors LLC's most significant position changes for 2026-06-30: Sold out: Schwa Prime Adv Money Fd-inv (SWVXX); Sold out: Fidelity Blue Chip Growth (FBGRX); Sold out: Fidelity Capital & Income (FAGIX); Sold out: Microsoft CORP (MSFT); Sold out: Fullthaler Beh S/c Eqty-inst (FTHSX).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AVGO | Broadcom Inc | +8.8% | +1.02% | Add |
| 2 | AAPL | Apple Inc | +8.3% | -4.92% | Trim |
| 3 | QQQM | Invesco Nasdaq 100 ETF | +6.6% | +20.77% | Add |
| 4 | ABBV | Abbvie Inc | +5.3% | +238.11% | Add |
| 5 | AMZN | Amazon.com Inc | +4.9% | -23.39% | Trim |
| 6 | TMUS | T-mobile US Inc | +4.5% | NEW | New buy |
| 7 | AMCR | Amcor plc | +3.8% | +59.47% | Add |
| 8 | TCAF | T Rowe Prc Cap Appreciation | +3.3% | +2.58% | Add |
| 9 | UBER | Uber Technologies Inc | +3.2% | NEW | New buy |
| 10 | DUK | Duke Energy CORP | +3.1% | +4.60% | Add |
| 11 | VYMI | Vanguard Int High Dvd Yld In | +2.7% | +7.04% | Add |
| 12 | RBCAA | Republic Bancorp Inc-class A | +2.3% | -3.05% | Trim |
| 13 | GNTX | Gentex CORP | +2.3% | +3.69% | Add |
| 14 | KO | Coca-cola Co/the | +2.1% | +11.25% | Add |
| 15 | PEP | Pepsico Inc | +2.1% | -6.32% | Trim |
| 16 | EXC | Exelon CORP | +1.7% | -13.14% | Trim |
| 17 | CMCSA | Comcast Corp-class A | +1.2% | NEW | New buy |
| 18 | ENB | Enbridge Inc | +1.2% | -0.18% | Trim |
| 19 | HAS | Hasbro Inc | +1.2% | -15.91% | Trim |
| 20 | EPD | Enterprise Products Partners | +0.7% | +61.48% | Add |
| 21 | SCHD | Schwab US Dvd Equity ETF | +0.7% | +33.95% | Add |
| 22 | SPHY | Ss Spdr P High Yield ETF | +0.6% | +38.30% | Add |
| 23 | PFE | Pfizer Inc | +0.6% | +4.60% | Add |
| 24 | T | At&t Inc | +0.5% | +3.83% | Add |
| 25 | QSEGF | Quantum Secure Encryption Co | — | EXIT | Sold out |
| 26 | HLUCF | Homeland Uranium CORP | — | EXIT | Sold out |
| 27 | FRIAX | Franklin Income Fund-adv | 0% | EXIT | Sold out |
| 28 | MHYIX | Nyli Mackay H/y CORP Bnd-i | -0.1% | EXIT | Sold out |
| 29 | EIHYX | Eaton Vance Hi Yld Muni-i | -0.1% | EXIT | Sold out |
| 30 | SWTXX | Schwab Municipal Money-inv | -0.1% | EXIT | Sold out |
| 31 | TCRRX | T Rowe Pr Credit Opp-i | -0.1% | EXIT | Sold out |
| 32 | NMZ | Nuveen Muni Hi Inc Opport | -0.1% | EXIT | Sold out |
| 33 | SVAIX | Fed Herm Strat Val Dvd-is | -0.1% | EXIT | Sold out |
| 34 | EIHMX | Eaton Vance Ntl Muni Inc-i | -0.1% | EXIT | Sold out |
| 35 | VKSIX | Virtus Kar Sm-mid/c Cor-i | -0.2% | EXIT | Sold out |
| 36 | VTV | Vanguard Value ETF | -0.2% | EXIT | Sold out |
| 37 | META | Meta Platforms Inc-class A | -0.2% | EXIT | Sold out |
| 38 | PCCOX | T Rowe Pr US Eqty Resear-i | -0.2% | EXIT | Sold out |
| 39 | VRT | Vertiv Holdings Co-a | -0.2% | EXIT | Sold out |
| 40 | JWWFX | Janus Hndrsn Glbl Resear-i | -0.2% | EXIT | Sold out |
| 41 | PAVE | Global X US Infrastructure | -0.2% | EXIT | Sold out |
| 42 | ANET | Arista Networks Inc | -0.2% | EXIT | Sold out |
| 43 | KMB | Kimberly-clark CORP | -0.2% | EXIT | Sold out |
| 44 | MA | Mastercard Inc - A | -0.2% | EXIT | Sold out |
| 45 | NEE | Nextera Energy Inc | -0.2% | EXIT | Sold out |
| 46 | SWYXX | Schwab Ny Muni Mny-inv | -0.2% | EXIT | Sold out |
| 47 | APD | Air Products & Chemicals Inc | -0.2% | EXIT | Sold out |
| 48 | QGRO | American Century US Quality | -0.2% | EXIT | Sold out |
| 49 | GINNX | Guinness Atk Glbl Innov-inst | -0.2% | EXIT | Sold out |
| 50 | TIBIX | Thornburg Invest Inc Bld-i | -0.2% | EXIT | Sold out |
1–50 of 126
Filing History
FAQ
What is Garton & Associates Financial Advisors LLC and what type of investor is it?
Garton & Associates Financial Advisors LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $44.2M, spread across 24 disclosed positions.
What are Garton & Associates Financial Advisors LLC's largest equity positions?
Based on the latest 13F filing, Garton & Associates Financial Advisors LLC's top holdings by market value are:
1. Apple Inc (AAPL) — $5.5M (12.5%)
2. Broadcom Inc (AVGO) — $5.5M (12.4%)
3. Invesco Nasdaq 100 ETF (QQQM) — $3.8M (8.6%)
4. Amazon.com Inc (AMZN) — $3.7M (8.4%)
5. Abbvie Inc (ABBV) — $2.6M (5.8%)
What changes did Garton & Associates Financial Advisors LLC make in its most recent portfolio filing?
In the latest reported quarter, Garton & Associates Financial Advisors LLC made 126 notable position adjustments: 3 new positions were initiated, 14 existing holdings were added to, 7 positions were partially reduced, and 102 were completely exited. The largest of these moves: Sold out: Schwa Prime Adv Money Fd-inv (SWVXX); Sold out: Fidelity Blue Chip Growth (FBGRX); Sold out: Fidelity Capital & Income (FAGIX); Sold out: Microsoft CORP (MSFT); Sold out: Fullthaler Beh S/c Eqty-inst (FTHSX)
What sectors does Garton & Associates Financial Advisors LLC focus on?
Garton & Associates Financial Advisors LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 32.0%
• Consumer Discretionary: 24.1%
• Utilities: 10.1%
• Consumer Staples: 8.8%
• Health Care: 8.7%
• Communication Services: 8.6%
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Investment Profile
Garton & Associates Financial Advisors LLC returned an annualized 18.6% over the trailing 6 months — underperforming the S&P 500 by 1.8 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.81 (less volatile than the market) and a 33% quarterly batting average against the index.
Its portfolio is broadly diversified and fast-trading, with 32.0% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 100 over the past 2 quarters — a shift toward more active trading.
It has added to its KO position over the past two quarters (+$547.4K, now $1.4M), while trimming AMZN over the same stretch (-$1.5M, still holding $3.7M).
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