MC
Moab Capital Partners LLC Historical SEC 13F Holdings & Archive (Q3 2021)
Moab Capital Partners LLCCIK: 0001377817
Sector-focusedLong-term holderQuality / disciplined sizing
Total reported value
$41.0M
Reporting period: 2021-09-30 · Number of holdings: 21
Moab Capital Partners LLC disclosed 21 holdings in its latest 13F filing for the period ending 2021-09-30, with total reported value of $41.0M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 46.25
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 87.76
- Diversification
- 42
- Sizing Uniformity
- 87.76
Moab Capital Partners LLC's disclosed holdings carry a Herfindahl concentration index of 0.116 — mathematically equivalent to about 9 equally-sized positions, well below its 21 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.22), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 14% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ✓ | Kadem Sustainable Impact Cor | Stock-Other | 19.81% | — | — | |
| 2 | THCN 5.75 06-30-23Bond | Theratechnologies Inc | Bond | 19.17% | — | -0.01% | |
| 3 | ATHS | Athene Holding Ltd. 7.250% Fixe | Stock-Other | 13.92% | — | -3.27% | |
| 4 | ATSG* | Air Transport Services Group | Stock-Other | 7.02% | — | +11.19% | |
| 5 | ✓ | William Penn Bancorporation | Stock-Other | 5.87% | — | +531.62% | |
| 6 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 5.61% | — | — | |
| 7 | MGLNUSD | Magellan Health Inc | Stock-Other | 4.98% | — | — | |
| 8 | PFX | Phenixfin CORP | Stock-Other | 4.34% | — | +4.81% | |
| 9 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 3.91% | — | — | |
| 10 | WMT | Walmart Inc | Stock-Consumer Staples | 2.81% | — | — | |
| 11 | NUANEUR | Nuance Communications Inc | Stock-Other | 2.72% | — | — | |
| 12 | NTWK | Netsol Technologies Inc | Stock-Other | 2.33% | — | -0.10% | |
| 13 | ✓ | Nam Tai Ppty Inc Shs | Stock-Other | 1.46% | — | — | |
| 14 | LRN | Stride Inc | Stock-Consumer Staples | 1.24% | — | — | |
| 15 | WTW | Willis Towers Watson Public Limited Company | Stock-Financials | 1.13% | — | — | |
| 16 | AAPL | Apple Inc | Stock-Tech | 0.93% | — | — | |
| 17 | ✓ | Stock-Other | 0.82% | — | — | ||
| 18 | ✓ | Better World Acquisition Cor | Stock-Other | 0.78% | — | — | |
| 19 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.55% | — | — | |
| 20 | ✓ | Stock-Other | 0.49% | — | — | ||
| 21 | ATI | ATI Inc. | Stock-Industrials | 0.11% | — | — |
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2021 Q3 | 21 | $41.0M | 0 | ||
| 2021 Q2 | 21 | $42.5M | 30 | ||
| 2021 Q1 | 21 | $45.2M | 100 | ||
| 2020 Q4 | 12 | $15.4M | 100 | ||
| 2020 Q3 | 15 | $113.0M | 77 | ||
| 2020 Q2 | 13 | $114.1M | 100 | ||
| 2020 Q1 | 27 | $240.6M | 100 | ||
| 2019 Q4 | 20 | $253.2M | 74 | ||
| 2019 Q3 | 27 | $262.8M | 65 | ||
| 2019 Q2 | 31 | $307.9M | 63 | ||
| 2019 Q1 | 38 | $421.8M | 74 | ||
| 2018 Q4 | 28 | $423.9M | 72 | ||
| 2018 Q3 | 31 | $456.5M | 38 | ||
| 2018 Q2 | 28 | $413.1M | 60 | ||
| 2018 Q1 | 32 | $454.1M | 54 | ||
| 2017 Q4 | 26 | $396.8M | 57 | ||
| 2017 Q3 | 31 | $480.3M | 71 | ||
| 2017 Q2 | 25 | $322.3M | 48 | ||
| 2017 Q1 | 30 | $367.2M | 53 | ||
| 2016 Q4 | 25 | $299.4M | 60 | ||
| 2016 Q3 | 28 | $307.7M | 41 | ||
| 2016 Q2 | 30 | $314.8M | 56 | ||
| 2016 Q1 | 32 | $285.7M | 49 | ||
| 2015 Q4 | 27 | $282.5M | 90 | ||
| 2015 Q3 | 43 | $284.3M | 63 | ||
| 2015 Q2 | 44 | $334.0M | 39 | ||
| 2015 Q1 | 42 | $307.5M | 63 | ||
| 2014 Q4 | 35 | $253.6M | 51 | ||
| 2014 Q3 | 40 | $268.7M | 65 | ||
| 2014 Q2 | 31 | $208.4M | 69 | ||
| 2014 Q1 | 33 | $228.3M | 91 | ||
| 2013 Q4 | 28 | $218.1M | 60 | ||
| 2013 Q3 | 34 | $168.3M | 39 | ||
| 2013 Q2 | 35 | $166.7M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Moab Capital Partners LLC and what type of investor is it?
Moab Capital Partners LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2021-09-30), the firm manages a tracked equity portfolio valued at approximately $41.0M, spread across 21 disclosed positions.
What are Moab Capital Partners LLC's largest equity positions?
Based on the latest 13F filing, Moab Capital Partners LLC's top holdings by market value are:
1. Kadem Sustainable Impact Cor — $8.1M (19.8%)
2. Theratechnologies Inc (THCN 5.75 06-30-23) — $7.9M (19.2%)
3. Athene Holding Ltd. 7.250% Fixe (ATHS) — $5.7M (13.9%)
4. Air Transport Services Group (ATSG*) — $2.9M (7.0%)
5. William Penn Bancorporation — $2.4M (5.9%)
What changes did Moab Capital Partners LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Moab Capital Partners LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Moab Capital Partners LLC focus on?
Moab Capital Partners LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Consumer Discretionary: 40.6%
• Communication Services: 28.3%
• Consumer Staples: 20.4%
• Information Technology: 6.7%
• Health Care: 4.0%
Investment Profile
Moab Capital Partners LLC's portfolio is moderately concentrated and long-term-holding, with 40.6% of the portfolio concentrated in Consumer Discretionary.
Its turnover score has fallen from 77 to 0 over the past 4 quarters — a shift toward longer holding periods.
It has added to its PFX position over the past two quarters (+$955.0K, now $1.8M), while trimming NAM TAI PPTY INC SHS over the same stretch (-$1.5M, still holding $600.0K).
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Developer Access
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