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Five Oceans Asset Management LTD Historical SEC 13F Holdings & Archive (Q2 2014)
Five Oceans Asset Management LTDCIK: 0001576002
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$437.7M
Reporting period: 2014-06-30 · Number of holdings: 49
Five Oceans Asset Management LTD disclosed 49 holdings in its latest 13F filing for the period ending 2014-06-30, with total reported value of $437.7M and a quarterly turnover rate of 31.5%.
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Personality snowflake
- Concentration
- 11.68
- Portfolio Stability
- 31.54
- Momentum
- 100
- Sector conviction
- 70.08
- Diversification
- 98
- Sizing Uniformity
- 93.37
Five Oceans Asset Management LTD's disclosed holdings carry a Herfindahl concentration index of 0.029 — mathematically equivalent to about 34 equally-sized positions, close to its 49 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.66), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 40% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim TPR
-54.8% -$5.0M
Trim RHI
-55.4% -$2.6M
Trim AAPL
+466.4% -$212.0K
Trim SLB
-16.6% $83.0K
Trim ORCL
+1.6% $66.0K
Add BKR
+30.3% $4.3M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DHR | Danaher CORP | Stock-Healthcare | 5.88% | +0.30% | +26.97% | |
| 2 | WFC | Wells Fargo & Co | Stock-Financials | 5.45% | +0.37% | +28.29% | |
| 3 | USB | US Bancorp | Stock-Financials | 5.06% | +0.20% | +29.96% | |
| 4 | VAREUR | Varian Medical Systems Inc | Stock-Other | 4.93% | -0.04% | +26.60% | |
| 5 | ✓ | Stock-Other | 3.95% | +0.13% | +20.87% | ||
| 6 | JNJ | Johnson & Johnson | Stock-Healthcare | 3.92% | +0.14% | +23.03% | |
| 7 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 3.33% | -0.21% | +19.33% | |
| 8 | UPS | United Parcel Service-cl B | Stock-Industrials | 3.24% | -0.19% | +13.29% | |
| 9 | HOG | Harley-davidson Inc | Stock-Consumer Disc | 3.23% | -0.08% | +17.83% | |
| 10 | BKR | Baker Hughes Company | Stock-Energy | 2.99% | +0.46% | +30.27% | |
| 11 | YUM | Yum! Brands Inc | Stock-Consumer Disc | 2.76% | +0.42% | +38.39% | |
| 12 | AAPL | Apple Inc | Stock-Tech | 2.45% | -0.71% | +466.40% | |
| 13 | EMR | Emerson Electric Co | Stock-Industrials | 2.41% | -0.13% | +20.54% | |
| 14 | NE | Noble Corporation plc | Stock-Energy | 2.31% | +0.11% | +29.17% | |
| 15 | LOW | Lowe's Cos Inc | Stock-Consumer Disc | 2.30% | -0.15% | +20.72% | |
| 16 | SLB | Slb LTD | Stock-Energy | 2.25% | -0.57% | -16.64% | |
| 17 | MRSH | Marsh & Mclennan Cos | Stock-Financials | 2.17% | +0.35% | +43.66% | |
| 18 | ORCL | Oracle CORP | Stock-Tech | 2.17% | -0.55% | +1.64% | |
| 19 | ✓ | Stock-Other | 2.14% | -0.02% | +23.99% | ||
| 20 | GWW | Ww Grainger Inc | Stock-Industrials | 2.14% | -0.08% | +21.10% | |
| 21 | DVN | Devon Energy CORP | Stock-Energy | 2.14% | -0.13% | +0.02% | |
| 22 | JNJ | Johnson & Johnson | Stock-Healthcare | 2.13% | +0.15% | +28.89% | |
| 23 | VALE | Vale Sa-sp Adr | Stock-Materials | 2.04% | -0.14% | +23.83% | |
| 24 | ✓ | Sirona Dental Systems Inc | Stock-Other | 2.01% | +0.10% | +20.76% | |
| 25 | ✓ | Alphabet Inc Cl C | Stock-Other | 1.99% | +1.99% | NEW | |
| 26 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.92% | -0.04% | +30.56% | |
| 27 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.75% | -0.12% | +20.84% | |
| 28 | EBAY | Ebay Inc | Stock-Consumer Disc | 1.69% | -0.28% | +19.81% | |
| 29 | GM | General Motors Co | Stock-Consumer Disc | 1.56% | +0.15% | +32.87% | |
| 30 | FMX | Fomento Economico Mex-sp Adr | Stock-Other | 1.52% | +0.08% | +32.33% | |
| 31 | EL | Estee Lauder Companies-cl A | Stock-Consumer Staples | 1.51% | +0.07% | +20.00% | |
| 32 | CTXSEUR | Citrix Systems Inc | Stock-Other | 1.37% | +0.17% | +31.93% | |
| 33 | 9990302D | Apache CORP | Stock-Other | 1.37% | +0.44% | +54.00% | |
| 34 | QCOM | Qualcomm Inc | Stock-Tech | 1.32% | -0.35% | -0.65% | |
| 35 | URBN | Urban Outfitters Inc | Stock-Consumer Disc | 1.29% | -0.17% | +20.49% | |
| 36 | AKX | Ansys Inc | Stock-Other | 1.16% | +0.42% | +101.03% | |
| 37 | ROP | Roper Technologies Inc | Stock-Tech | 0.95% | +0.95% | NEW | |
| 38 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 0.93% | +0.12% | +35.02% | |
| 39 | IBN | Icici Bank Ltd-spon Adr | Stock-Financials | 0.85% | +0.35% | +86.72% | |
| 40 | ACN | Accenture plc | Stock-Tech | 0.77% | +0.01% | +25.90% | |
| 41 | BNY | Bank Of New York Mellon CORP | Stock-Financials | 0.73% | +0.01% | +20.26% | |
| 42 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.67% | +0.67% | NEW | |
| 43 | C | Citigroup Inc | Stock-Financials | 0.63% | +0.15% | +65.38% | |
| 44 | RHI | Robert Half Inc | Stock-Industrials | 0.62% | -0.92% | -55.43% | |
| 45 | FXI | Ishares China Large-cap ETF | ETF-Emerging Markets | 0.59% | +0.26% | +120.32% | |
| 46 | TPR | Tapestry, Inc. | Stock-Consumer Disc | 0.52% | -1.58% | -54.85% | |
| 47 | EWT | iShares MSCI Taiwan ETF | ETF-Other | 0.48% | +0.20% | +100.00% | |
| 48 | A | Agilent Technologies Inc | Stock-Healthcare | 0.34% | +0.13% | +100.00% | |
| 49 | AIG | American International Group | Stock-Financials | 0.10% | -0.05% | -18.99% |
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Five Oceans Asset Management LTD's most significant position changes for 2014-06-30: New buy: Alphabet Inc Cl C; Sold out: Alphabet Inc. (GOOG); New buy: Roper Technologies Inc (ROP); New buy: Starbucks CORP (SBUX); Trim: Tapestry, Inc. (TPR) — shares -54.85%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BKR | Baker Hughes Company | +0.5% | +30.27% | Add |
| 2 | 9990302D | Apache CORP | +0.4% | +54.00% | Add |
| 3 | YUM | Yum! Brands Inc | +0.4% | +38.39% | Add |
| 4 | AKX | Ansys Inc | +0.4% | +101.03% | Add |
| 5 | WFC | Wells Fargo & Co | +0.4% | +28.29% | Add |
| 6 | MRSH | Marsh & Mclennan Cos | +0.4% | +43.66% | Add |
| 7 | IBN | Icici Bank Ltd-spon Adr | +0.4% | +86.72% | Add |
| 8 | DHR | Danaher CORP | +0.3% | +26.97% | Add |
| 9 | FXI | Ishares China Large-cap ETF | +0.3% | +120.32% | Add |
| 10 | USB | US Bancorp | +0.2% | +29.96% | Add |
| 11 | EWT | iShares MSCI Taiwan ETF | +0.2% | +100.00% | Add |
| 12 | CTXSEUR | Citrix Systems Inc | +0.2% | +31.93% | Add |
| 13 | JNJ | Johnson & Johnson | +0.2% | +28.89% | Add |
| 14 | GM | General Motors Co | +0.2% | +32.87% | Add |
| 15 | C | Citigroup Inc | +0.2% | +65.38% | Add |
| 16 | JNJ | Johnson & Johnson | +0.1% | +23.03% | Add |
| 17 | ✓ | +0.1% | +20.87% | Add | |
| 18 | A | Agilent Technologies Inc | +0.1% | +100.00% | Add |
| 19 | CMCSA | Comcast Corp-class A | +0.1% | +35.02% | Add |
| 20 | NE | Noble Corporation plc | +0.1% | +29.17% | Add |
| 21 | ✓ | Sirona Dental Systems Inc | +0.1% | +20.76% | Add |
| 22 | FMX | Fomento Economico Mex-sp Adr | +0.1% | +32.33% | Add |
| 23 | EL | Estee Lauder Companies-cl A | +0.1% | +20.00% | Add |
| 24 | ACN | Accenture plc | 0% | +25.90% | Add |
| 25 | BNY | Bank Of New York Mellon CORP | 0% | +20.26% | Add |
| 26 | ✓ | 0% | +23.99% | Add | |
| 27 | VAREUR | Varian Medical Systems Inc | 0% | +26.60% | Add |
| 28 | JPM | Jpmorgan Chase & Co | 0% | +30.56% | Add |
| 29 | AIG | American International Group | -0.1% | -18.99% | Trim |
| 30 | HOG | Harley-davidson Inc | -0.1% | +17.83% | Add |
| 31 | GWW | Ww Grainger Inc | -0.1% | +21.10% | Add |
| 32 | PG | Procter & Gamble Co/the | -0.1% | +20.84% | Add |
| 33 | EMR | Emerson Electric Co | -0.1% | +20.54% | Add |
| 34 | DVN | Devon Energy CORP | -0.1% | +0.02% | Add |
| 35 | VALE | Vale Sa-sp Adr | -0.1% | +23.83% | Add |
| 36 | LOW | Lowe's Cos Inc | -0.2% | +20.72% | Add |
| 37 | URBN | Urban Outfitters Inc | -0.2% | +20.49% | Add |
| 38 | UPS | United Parcel Service-cl B | -0.2% | +13.29% | Add |
| 39 | UNH | Unitedhealth Group Inc | -0.2% | +19.33% | Add |
| 40 | EBAY | Ebay Inc | -0.3% | +19.81% | Add |
| 41 | QCOM | Qualcomm Inc | -0.4% | -0.65% | Trim |
| 42 | ORCL | Oracle CORP | -0.6% | +1.64% | Add |
| 43 | SLB | Slb LTD | -0.6% | -16.64% | Trim |
| 44 | AAPL | Apple Inc | -0.7% | +466.40% | Add |
| 45 | RHI | Robert Half Inc | -0.9% | -55.43% | Trim |
| 46 | TPR | Tapestry, Inc. | -1.6% | -54.85% | Trim |
| 47 | ✓ | Alphabet Inc Cl C | — | NEW | New buy |
| 48 | GOOG | Alphabet Inc. | — | EXIT | Sold out |
| 49 | ROP | Roper Technologies Inc | — | NEW | New buy |
| 50 | SBUX | Starbucks CORP | — | NEW | New buy |
Filing History
FAQ
What is Five Oceans Asset Management LTD and what type of investor is it?
Five Oceans Asset Management LTD is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2014-06-30), the firm manages a tracked equity portfolio valued at approximately $437.7M, spread across 49 disclosed positions.
What are Five Oceans Asset Management LTD's largest equity positions?
Based on the latest 13F filing, Five Oceans Asset Management LTD's top holdings by market value are:
1. Danaher CORP (DHR) — $25.8M (5.9%)
2. Wells Fargo & Co (WFC) — $23.9M (5.5%)
3. US Bancorp (USB) — $22.2M (5.1%)
4. Varian Medical Systems Inc (VAREUR) — $21.6M (4.9%)
5. — $17.3M (4.0%)
What changes did Five Oceans Asset Management LTD make in its most recent portfolio filing?
In the latest reported quarter, Five Oceans Asset Management LTD made 50 notable position adjustments: 3 new positions were initiated, 41 existing holdings were added to, 5 positions were partially reduced, and 1 were completely exited. The largest of these moves: New buy: Alphabet Inc Cl C; Sold out: Alphabet Inc. (GOOG); New buy: Roper Technologies Inc (ROP); New buy: Starbucks CORP (SBUX); Trim: Tapestry, Inc. (TPR) — shares -54.85%
What sectors does Five Oceans Asset Management LTD focus on?
Five Oceans Asset Management LTD is concentrated in the following sectors based on its current disclosed equity portfolio:
• Health Care: 38.5%
• Financials: 20.2%
• Information Technology: 15.0%
• Consumer Discretionary: 11.4%
• Industrials: 8.2%
• Consumer Staples: 4.4%
Investment Profile
Five Oceans Asset Management LTD's portfolio is broadly diversified and moderately active, with 38.5% of the portfolio concentrated in Health Care.
Its turnover score has fallen from 49 to 32 over the past 4 quarters — a shift toward longer holding periods.
It has added to its WFC position over the past two quarters (+$7.7M, now $23.9M), while trimming TPR over the same stretch (-$8.2M, still holding $2.3M).
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