CIK: 0001061304
Total reported value
$350.2M
Reporting period: 2016-06-30 · Number of holdings: 398
FIRST NIAGARA BANK disclosed 398 holdings in its latest 13F filing for the period ending 2016-06-30, with total reported value of $350.2M and a quarterly turnover rate of 7.7%.
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First Niagara Bank's disclosed holdings carry a Herfindahl concentration index of 0.017 — mathematically equivalent to about 58 equally-sized positions, well below its 398 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.50), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 60% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add JNJ
-2.3% $1.7M
Trim AAPL
+2.0% -$873.0K
Trim PRGO
-64.0% -$934.0K
Add PFE
-1.4% $1.1M
Add KR
+264.8% $700.0K
Add XOM
-4.9% $1.2M
Showing top 189 holdings (of 398 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | JNJ | Johnson & Johnson | Stock-Healthcare | 5.69% | +0.35% | -2.31% | |
| 2 | XOM | Exxon Mobil CORP | Stock-Energy | 5.28% | +0.18% | -4.91% | |
| 3 | MMM | 3m Co | Stock-Industrials | 3.43% | +0.03% | -1.03% | |
| 4 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 3.42% | — | +0.38% | |
| 5 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 2.79% | — | -1.24% | |
| 6 | IBM | Intl Business Machines CORP | Stock-Tech | 2.30% | — | -1.77% | |
| 7 | PEP | Pepsico INC | Stock-Consumer Staples | 2.26% | -0.01% | -0.67% | |
| 8 | AAPL | Apple INC | Stock-Tech | 2.13% | -0.32% | +2.04% | |
| 9 | PFE | Pfizer INC | Stock-Healthcare | 2.12% | +0.25% | -1.44% | |
| 10 | PM | Philip Morris International | Stock-Consumer Staples | 1.97% | +0.03% | +0.76% | |
| 11 | UTXZ | United Tech CORP | Stock-Other | 1.88% | — | -0.41% | |
| 12 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.68% | +0.03% | +0.23% | |
| 13 | T | At&t INC | Stock-Comm Services | 1.65% | +0.02% | -5.13% | |
| 14 | MSFT | Microsoft CORP | Stock-Tech | 1.63% | -0.14% | +2.70% | |
| 15 | CVS | Cvs Health CORP | Stock-Healthcare | 1.61% | -0.13% | +3.53% | |
| 16 | CVX | Chevron CORP | Stock-Energy | 1.53% | +0.08% | -0.87% | |
| 17 | ITW | Illinois Tool Works | Stock-Industrials | 1.43% | +0.01% | +2.39% | |
| 18 | BDX | Becton Dickinson And Co | Stock-Healthcare | 1.42% | +0.09% | -1.49% | |
| 19 | ECL | Ecolab INC | Stock-Materials | 1.41% | +0.03% | -0.66% | |
| 20 | DIS | Walt Disney Co/the | Stock-Comm Services | 1.41% | — | +1.59% | |
| 21 | ADP | Automatic Data Processing | Stock-Tech | 1.40% | +0.11% | +9.56% | |
| 22 | NEE | Nextera Energy INC | Stock-Utilities | 1.34% | +0.07% | -0.76% | |
| 23 | VZ | Verizon Communications INC | Stock-Comm Services | 1.33% | — | -2.57% | |
| 24 | MRK | Merck & Co. INC. | Stock-Healthcare | 1.29% | +0.07% | -0.76% | |
| 25 | INTC | Intel CORP | Stock-Tech | 1.26% | — | -0.92% | |
| 26 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 1.20% | +0.11% | -1.70% | |
| 27 | ABT | Abbott Laboratories | Stock-Healthcare | 1.10% | — | +4.04% | |
| 28 | OMC | Omnicom Group | Stock-Comm Services | 1.05% | — | +2.63% | |
| 29 | WFC | Wells Fargo & Co | Stock-Financials | 1.00% | — | +0.55% | |
| 30 | ABBV | Abbvie INC | Stock-Healthcare | 0.95% | +0.04% | -1.36% | |
| 31 | TMO | Thermo Fisher Scientific INC | Stock-Healthcare | 0.93% | — | -0.42% | |
| 32 | NKE | Nike INC -cl B | Stock-Consumer Disc | 0.92% | -0.11% | +2.91% | |
| 33 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.89% | — | -0.36% | |
| 34 | DHR | Danaher CORP | Stock-Healthcare | 0.87% | +0.03% | +0.15% | |
| 35 | MO | Altria Group INC | Stock-Consumer Staples | 0.85% | +0.04% | -1.56% | |
| 36 | STT | State Street CORP | Stock-Financials | 0.78% | -0.10% | -1.24% | |
| 37 | AMGN | Amgen INC | Stock-Healthcare | 0.73% | — | -8.15% | |
| 38 | HON | Honeywell International INC | Stock-Industrials | 0.72% | — | -0.16% | |
| 39 | KMB | Kimberly-clark CORP | Stock-Consumer Staples | 0.68% | — | -0.95% | |
| 40 | UNH | Unitedhealth Group INC | Stock-Healthcare | 0.67% | — | -13.72% | |
| 41 | DUK | Du Pont E I De Nemour&Co | Stock-Utilities | 0.65% | — | +1.09% | |
| 42 | GIS | General Mills INC | Stock-Consumer Staples | 0.62% | +0.04% | -1.45% | |
| 43 | DG | Dollar General CORP | Stock-Consumer Staples | 0.62% | +0.04% | +0.31% | |
| 44 | MCHP | Microchip Technology INC | Stock-Tech | 0.61% | +0.05% | +6.83% | |
| 45 | MRSH | Marsh & Mclennan Cos | Stock-Financials | 0.61% | +0.04% | -2.27% | |
| 46 | BA | Boeing Co/the | Stock-Industrials | 0.57% | — | -1.84% | |
| 47 | MDLZ | Mondelez International Inc-a | Stock-Consumer Staples | 0.57% | — | -3.29% | |
| 48 | GWW | Ww Grainger INC | Stock-Industrials | 0.57% | — | -1.77% | |
| 49 | OXY | Occidental Petroleum CORP | Stock-Energy | 0.56% | +0.05% | +3.79% | |
| 50 | UNP | Union Pacific CORP | Stock-Industrials | 0.55% | +0.04% | +1.37% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2016-06-30 | 398 | $350.2M | 8 | |
| 2016-03-31 | 349 | $340.3M | 12 | |
| 2015-12-31 | 365 | $360.1M | 17 | |
| 2015-09-30 | 388 | $381.3M | 20 | |
| 2015-06-30 | 408 | $446.2M | 11 | |
| 2015-03-31 | 406 | $454.7M | 11 | |
| 2014-12-31 | 419 | $468.3M | 14 | |
| 2014-09-30 | 408 | $474.6M | 7 | |
| 2014-06-30 | 405 | $482.8M | 11 | |
| 2014-03-31 | 405 | $500.9M | 8 | |
| 2013-12-31 | 403 | $519.4M | 14 | |
| 2013-09-30 | 403 | $468.4M | 10 | |
| 2013-06-30 | 413 | $475.0M | 0 |
First Niagara Bank's most significant position changes for 2016-06-30: Sold out: ; New buy: Astrazeneca Plc-spons Adr (AZNN); New buy: Ishares Biotechnology ETF (IBB); New buy: Exelon CORP (EXC); New buy: S&p Global INC (SPGI).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | JNJ | Johnson & Johnson | +0.4% | -2.31% | Trim |
| 2 | PFE | Pfizer INC | +0.3% | -1.44% | Trim |
| 3 | KR | Kroger Co | +0.2% | +264.79% | Add |
| 4 | XOM | Exxon Mobil CORP | +0.2% | -4.91% | Trim |
| 5 | ADP | Automatic Data Processing | +0.1% | +9.56% | Add |
| 6 | BMY | Bristol-myers Squibb Co | +0.1% | -1.70% | Trim |
| 7 | BDX | Becton Dickinson And Co | +0.1% | -1.49% | Trim |
| 8 | CVX | Chevron CORP | +0.1% | -0.87% | Trim |
| 9 | LLY | Eli Lilly & Co | +0.1% | +38.77% | Add |
| 10 | NEE | Nextera Energy INC | +0.1% | -0.76% | Trim |
| 11 | MRK | Merck & Co. INC. | +0.1% | -0.76% | Trim |
| 12 | RDS-A | Shell Plc-spon Adr-a | +0.1% | +4.86% | Add |
| 13 | OXY | Occidental Petroleum CORP | +0.1% | +3.79% | Add |
| 14 | MCHP | Microchip Technology INC | +0.1% | +6.83% | Add |
| 15 | MO | Altria Group INC | 0% | -1.56% | Trim |
| 16 | GIS | General Mills INC | 0% | -1.45% | Trim |
| 17 | ABBV | Abbvie INC | 0% | -1.36% | Trim |
| 18 | DG | Dollar General CORP | 0% | +0.31% | Add |
| 19 | MRSH | Marsh & Mclennan Cos | 0% | -2.27% | Trim |
| 20 | UNP | Union Pacific CORP | 0% | +1.37% | Add |
| 21 | MMM | 3m Co | 0% | -1.03% | Trim |
| 22 | PM | Philip Morris International | 0% | +0.76% | Add |
| 23 | JPM | Jpmorgan Chase & Co | 0% | +0.23% | Add |
| 24 | ECL | Ecolab INC | 0% | -0.66% | Trim |
| 25 | DHR | Danaher CORP | 0% | +0.15% | Add |
| 26 | T | At&t INC | 0% | -5.13% | Trim |
| 27 | ITW | Illinois Tool Works | 0% | +2.39% | Add |
| 28 | PEP | Pepsico INC | 0% | -0.67% | Trim |
| 29 | CI | The Cigna Group | -0.1% | -19.95% | Trim |
| 30 | TGT | Target CORP | -0.1% | -0.64% | Trim |
| 31 | STT | State Street CORP | -0.1% | -1.24% | Trim |
| 32 | NKE | Nike INC -cl B | -0.1% | +2.91% | Add |
| 33 | CVS | Cvs Health CORP | -0.1% | +3.53% | Add |
| 34 | MSFT | Microsoft CORP | -0.1% | +2.70% | Add |
| 35 | PRGO | Perrigo Company plc | -0.3% | -64.04% | Trim |
| 36 | AAPL | Apple INC | -0.3% | +2.04% | Add |
| 37 | ✓ | — | EXIT | Sold out | |
| 38 | AZNN | Astrazeneca Plc-spons Adr | — | NEW | New buy |
| 39 | IBB | Ishares Biotechnology ETF | — | NEW | New buy |
| 40 | EXC | Exelon CORP | — | NEW | New buy |
| 41 | SPGI | S&p Global INC | — | NEW | New buy |
| 42 | STX | Seagate Technology Holdings plc | — | NEW | New buy |
| 43 | VGT | Vanguard Info Tech ETF | — | EXIT | Sold out |
| 44 | BBTUSD | Bb&t CORP | — | NEW | New buy |
| 45 | ✓ | — | EXIT | Sold out | |
| 46 | PYPL | Paypal Holdings INC | — | NEW | New buy |
| 47 | RCL | Royal Caribbean Cruises Ltd. | — | EXIT | Sold out |
| 48 | HRUSD | Healthcare Realty Trust INC | — | NEW | New buy |
| 49 | 9990302D | Apache CORP | — | NEW | New buy |
| 50 | R6C2 | Royal Dutch Shell-spon Adr-b | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2016-06-30 | 2016-07-25 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-13 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-10 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-12 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-12 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-13 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-13 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-13 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-13 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-13 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-12 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-14 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-21 | Amendment | View on EDGAR |
| 2013-06-30 | 2013-08-14 | 13F-HR | View on EDGAR |
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