CIK: 0001477812
Total reported value
$109.3M
Reporting period: 2018-03-31 · Number of holdings: 116
FinTrust Investment Advisory Services, LLC disclosed 116 holdings in its latest 13F filing for the period ending 2018-03-31, with total reported value of $109.3M and a quarterly turnover rate of 13.0%.
Browse other institutions with $100M to $1B AUMBrowse other institutions starting with "F"
FinTrust Investment Advisory Services, LLC's disclosed holdings carry a Herfindahl concentration index of 0.036 — mathematically equivalent to about 28 equally-sized positions, well below its 116 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.80), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 29% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim VTV
-34.7% -$855.0K
Add BBTUSD
+0.0% $354.0K
Add 73935X229
+5.2% $294.0K
Add TIP
+3.3% $199.0K
Trim 78355W403
-12.9% -$810.0K
Add PBPUSD
+7.8% $271.0K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ✓ | Invesco Financial Preferred ETF | ETF-Other | 8.14% | +0.57% | +5.20% | |
| 2 | TIP | Ishares Tips Bond ETF | ETF-Other | 8.01% | +0.47% | +3.26% | |
| 3 | ✓ | Guggenheim S&p 500 Pure Growth | Stock-Other | 7.70% | -0.42% | -12.90% | |
| 4 | BBTUSD | Bb&t CORP | Stock-Other | 7.24% | +0.58% | +0.01% | |
| 5 | ✓ | Rydex ETF Trust | ETF-Other | 6.12% | -0.21% | -4.47% | |
| 6 | PBPUSD | Invesco S&p 500 Buywrite ETF | ETF-Large Cap & Growth | 4.44% | +0.40% | +7.76% | |
| 7 | AAPL | Apple INC | Stock-Tech | 3.29% | — | +0.74% | |
| 8 | IWO | Ishares Russell 2000 Growth | ETF-Small Cap | 2.79% | — | -2.26% | |
| 9 | LEMB | Ishares Jp Morgan Em Local C | ETF-Other | 2.54% | +0.28% | +3.85% | |
| 10 | T | At&t INC | Stock-Comm Services | 2.30% | -0.07% | +1.53% | |
| 11 | DUK | Duke Energy CORP | Stock-Utilities | 1.69% | -0.23% | -8.10% | |
| 12 | XOM | Exxon Mobil CORP | Stock-Energy | 1.57% | -0.17% | -2.35% | |
| 13 | VZ | Verizon Communications INC | Stock-Comm Services | 1.39% | -0.09% | -0.39% | |
| 14 | VTV | Vanguard Value ETF | ETF-Other | 1.35% | -0.71% | -34.71% | |
| 15 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.35% | — | — | |
| 16 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.34% | +0.38% | +8.60% | |
| 17 | INTC | Intel CORP | Stock-Tech | 1.17% | +0.15% | -2.05% | |
| 18 | MSFT | Microsoft CORP | Stock-Tech | 1.16% | — | +0.24% | |
| 19 | VLO | Valero Energy CORP | Stock-Energy | 0.99% | — | -2.99% | |
| 20 | CVX | Chevron CORP | Stock-Energy | 0.88% | — | +1.05% | |
| 21 | MO | Altria Group INC | Stock-Consumer Staples | 0.87% | -0.11% | -2.31% | |
| 22 | PFE | Pfizer INC | Stock-Healthcare | 0.86% | — | +0.03% | |
| 23 | IWN | Ishares Russell 2000 Value E | ETF-Small Cap | 0.85% | — | -0.56% | |
| 24 | ✓ | Powershares ETF Tr Ii | ETF-Other | 0.80% | — | +2.96% | |
| 25 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.75% | -0.06% | -2.51% | |
| 26 | BP | Bp Plc-spons Adr | Stock-Energy | 0.73% | — | -3.48% | |
| 27 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.73% | — | — | |
| 28 | ABBV | Abbvie INC | Stock-Healthcare | 0.68% | — | +6.56% | |
| 29 | CAT | Caterpillar INC | Stock-Industrials | 0.66% | — | +2.07% | |
| 30 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 0.66% | — | -5.17% | |
| 31 | WFC | Wells Fargo & Co | Stock-Financials | 0.64% | +0.31% | +117.62% | |
| 32 | BAC | Bank Of America CORP | Stock-Financials | 0.60% | +0.23% | +52.33% | |
| 33 | BA | Boeing Co/the | Stock-Industrials | 0.55% | — | -5.83% | |
| 34 | IQI | Invesco Quality Muni INC Tr | Stock-Other | 0.55% | — | +9.85% | |
| 35 | SO | Southern Co/the | Stock-Utilities | 0.54% | -0.17% | -20.86% | |
| 36 | WMT | Walmart INC | Stock-Consumer Staples | 0.54% | -0.07% | -4.34% | |
| 37 | VMO | Invesco Municipal Opport | Stock-Other | 0.54% | — | +11.11% | |
| 38 | CSCO | Cisco Systems INC | Stock-Tech | 0.53% | — | -4.68% | |
| 39 | PEP | Pepsico INC | Stock-Consumer Staples | 0.52% | — | +3.08% | |
| 40 | UTXZ | United Tech CORP | Stock-Other | 0.51% | — | -5.77% | |
| 41 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.50% | — | -7.21% | |
| 42 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.49% | — | -10.98% | |
| 43 | NEE | Nextera Energy INC | Stock-Utilities | 0.47% | — | +0.22% | |
| 44 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.46% | — | -5.08% | |
| 45 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.44% | +0.10% | +22.09% | |
| 46 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.43% | -0.09% | -19.74% | |
| 47 | HD | Home Depot INC | Stock-Consumer Disc | 0.42% | — | -0.15% | |
| 48 | QCOM | Qualcomm INC | Stock-Tech | 0.40% | -0.20% | -26.20% | |
| 49 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.39% | -0.20% | -29.15% | |
| 50 | DD | DuPont de Nemours, Inc. | Stock-Other | 0.38% | — | +16.97% |
Not enough priced holdings yet to compute performance
FinTrust Investment Advisory Services, LLC's most significant position changes for 2018-03-31: Sold out: Vanguard Total Bond Market (BND); Sold out: Schwab US Dvd Equity ETF (SCHD); Sold out: Gilead Sciences INC (GILD); New buy: Starbucks CORP (SBUX); Sold out: Exelon CORP (EXC).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BBTUSD | Bb&t CORP | +0.6% | +0.01% | Add |
| 2 | ✓ | Invesco Financial Preferred ETF | +0.6% | +5.20% | Add |
| 3 | TIP | Ishares Tips Bond ETF | +0.5% | +3.26% | Add |
| 4 | PBPUSD | Invesco S&p 500 Buywrite ETF | +0.4% | +7.76% | Add |
| 5 | AMZN | Amazon.com INC | +0.4% | +8.60% | Add |
| 6 | WFC | Wells Fargo & Co | +0.3% | +117.62% | Add |
| 7 | LEMB | Ishares Jp Morgan Em Local C | +0.3% | +3.85% | Add |
| 8 | BAC | Bank Of America CORP | +0.2% | +52.33% | Add |
| 9 | NFLX | Netflix INC | +0.2% | +20.64% | Add |
| 10 | INTC | Intel CORP | +0.2% | -2.05% | Trim |
| 11 | ITA | Ishares U.s. Aerospace & Def | +0.1% | +48.37% | Add |
| 12 | VWO | Vanguard Ftse Emerging Marke | +0.1% | +22.09% | Add |
| 13 | JNJ | Johnson & Johnson | -0.1% | -2.51% | Trim |
| 14 | T | At&t INC | -0.1% | +1.53% | Add |
| 15 | WMT | Walmart INC | -0.1% | -4.34% | Trim |
| 16 | SCHV | Schwab US Large-cap Value | -0.1% | -16.81% | Trim |
| 17 | IGIB | Ishares 5-10y Inv Grade CORP | -0.1% | -25.31% | Trim |
| 18 | VZ | Verizon Communications INC | -0.1% | -0.39% | Trim |
| 19 | AGG | Ishares Core U.s. Aggregate | -0.1% | -19.74% | Trim |
| 20 | F | Ford Motor Co | -0.1% | -15.73% | Trim |
| 21 | MO | Altria Group INC | -0.1% | -2.31% | Trim |
| 22 | AEP | American Electric Power Company, Inc. | -0.1% | -7.13% | Trim |
| 23 | ENB | Enbridge INC | -0.1% | -15.83% | Trim |
| 24 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | -0.1% | -37.79% | Trim |
| 25 | XOM | Exxon Mobil CORP | -0.2% | -2.35% | Trim |
| 26 | SO | Southern Co/the | -0.2% | -20.86% | Trim |
| 27 | QCOM | Qualcomm INC | -0.2% | -26.20% | Trim |
| 28 | META | Meta Platforms Inc-class A | -0.2% | -29.15% | Trim |
| 29 | SCHX | Schwab US Large-cap ETF | -0.2% | -44.53% | Trim |
| 30 | ✓ | Rydex ETF Trust | -0.2% | -4.47% | Trim |
| 31 | DUK | Duke Energy CORP | -0.2% | -8.10% | Trim |
| 32 | ✓ | Guggenheim S&p 500 Pure Growth | -0.4% | -12.90% | Trim |
| 33 | VTV | Vanguard Value ETF | -0.7% | -34.71% | Trim |
| 34 | BND | Vanguard Total Bond Market | — | EXIT | Sold out |
| 35 | SCHD | Schwab US Dvd Equity ETF | — | EXIT | Sold out |
| 36 | GILD | Gilead Sciences INC | — | EXIT | Sold out |
| 37 | SBUX | Starbucks CORP | — | NEW | New buy |
| 38 | EXC | Exelon CORP | — | EXIT | Sold out |
| 39 | ORCL | Oracle CORP | — | NEW | New buy |
| 40 | EFA | Ishares Msci Eafe ETF | — | NEW | New buy |
| 41 | DE | Deere & Co | — | NEW | New buy |
| 42 | VXUS | Vanguard Total Intl Stock | — | NEW | New buy |
| 43 | VSS | Vanguard Ftse All Wo X-us Sc | — | NEW | New buy |
| 44 | VYM | Vanguard High Dvd Yield ETF | — | EXIT | Sold out |
| 45 | UNH | Unitedhealth Group INC | — | NEW | New buy |
| 46 | IGSB | Ishares 1-5y Inv Grade CORP | — | EXIT | Sold out |
| 47 | PXF | Invesco Ftse Rafi Developed | — | EXIT | Sold out |
| 48 | UCB | United Community Banks/ga | — | EXIT | Sold out |
| 49 | USIG | Ishares Broad Usd Investment | — | EXIT | Sold out |
| 50 | SDY | Ss Spdr S&p Dividend ETF | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2018-03-31 | 2018-04-20 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-01-30 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-10-26 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-10-02 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-07-12 | 13F-HR | View on EDGAR |
Institutions with a similar AUM
CIK 0001456511
Total reported value
$109.3M
37 stks
2024-06-30
Stale — no recent filing
AUM within 0.0% of this institution
CIK 0001776910
Total reported value
$109.3M
60 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0001535106
Total reported value
$109.2M
72 stks
2016-09-30
Stale — no recent filing
AUM within 0.0% of this institution
Institutions with overlapping top holdings
CIK 0000355429
Total reported value
$30.1M
155 stks
2026-03-31
1 of the top 5 holdings overlap, including Ishares Tips Bond ETF
CIK 0000862853
Total reported value
$98.3M
59 stks
2017-09-30
Stale — no recent filing
1 of the top 5 holdings overlap, including Ishares Tips Bond ETF
CIK 0000937760
Total reported value
$4.3B
282 stks
2026-03-31
1 of the top 5 holdings overlap, including Ishares Tips Bond ETF