GI
Greenwich Investment Management, Inc. Historical SEC 13F Holdings & Archive (Q2 2024)
Greenwich Investment Management, Inc.CIK: 0001456511
Sector-focusedLong-term holderDiversified strategy
Total reported value
$109.3M
Reporting period: 2024-06-30 · Number of holdings: 37
Greenwich Investment Management, Inc. disclosed 37 holdings in its latest 13F filing for the period ending 2024-06-30, with total reported value of $109.3M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 34.22
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 100
- Diversification
- 74
- Sizing Uniformity
- 85.08
Greenwich Investment Management, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.086 — mathematically equivalent to about 12 equally-sized positions, well below its 37 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.49), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 27% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DMLP | Dorchester Minerals LP | Stock-Other | 16.44% | — | -0.97% | |
| 2 | TRIN | Trinity Capital Inc | Stock-Other | 14.80% | — | -7.10% | |
| 3 | TSLX | Sixth Street Specialty Lendi | Stock-Other | 11.01% | — | -5.67% | |
| 4 | XOM | Exxon Mobil CORP | Stock-Energy | 7.52% | — | — | |
| 5 | ARCC | Ares Capital CORP | Stock-Financials | 7.49% | — | -6.32% | |
| 6 | MPV | Barings Participation Invest | Stock-Other | 5.16% | — | -4.89% | |
| 7 | BANX | Arrowmark Financial CORP | Stock-Other | 5.05% | — | -5.96% | |
| 8 | GSBD | Goldman Sachs Bdc Inc | Stock-Other | 5.02% | — | -1.07% | |
| 9 | OBDC | Blue Owl Capital CORP | Stock-Financials | 4.13% | — | +8.94% | |
| 10 | RWAY | Runway Growth Finance CORP | Stock-Other | 2.91% | — | -6.86% | |
| 11 | AAPL | Apple Inc | Stock-Tech | 2.73% | — | — | |
| 12 | NVEC | Nve CORP | Stock-Other | 2.35% | — | -5.17% | |
| 13 | FSK | Fs Kkr Capital CORP | Stock-Financials | 1.83% | — | -7.40% | |
| 14 | CGBD | Carlyle Secured Lending Inc | Stock-Other | 1.69% | — | -14.76% | |
| 15 | OCSL | Oaktree Specialty Lending Co | Stock-Other | 1.62% | — | -84.62% | |
| 16 | ACT | Enact Holdings Inc | Stock-Other | 1.45% | — | — | |
| 17 | MCI | Barings Corporate Investors | Stock-Other | 1.33% | — | -1.84% | |
| 18 | NTIP | Network-1 Technologies Inc | Stock-Other | 1.07% | — | -5.57% | |
| 19 | VBNK | Versabank | Stock-Other | 0.68% | — | -6.02% | |
| 20 | ARES | Ares Management CORP - A | Stock-Financials | 0.60% | — | — | |
| 21 | BGC | Bgc Group Inc-a | Stock-Financials | 0.53% | — | — | |
| 22 | CPT | Camden Property Trust | Stock-Real Estate | 0.49% | — | — | |
| 23 | CINF | Cincinnati Financial CORP | Stock-Financials | 0.44% | — | -1.21% | |
| 24 | HTGC | Hercules Capital Inc | Stock-Financials | 0.43% | — | -2.66% | |
| 25 | HTB | Hometrust Bancshares Inc | Stock-Other | 0.42% | — | -1.21% | |
| 26 | SFBC | Sound Financial Bancorp Inc | Stock-Other | 0.41% | — | -11.14% | |
| 27 | ISTR | Investar Holding CORP | Stock-Other | 0.34% | — | -17.01% | |
| 28 | OKE | Oneok Inc | Stock-Energy | 0.33% | — | — | |
| 29 | CFG | Citizens Financial Group | Stock-Financials | 0.32% | — | -2.02% | |
| 30 | FISV | Fiserv Inc | Stock-Other | 0.28% | — | -8.10% | |
| 31 | ASML | ASML Holding N.V. | Stock-Tech | 0.25% | — | -1.10% | |
| 32 | ACRE | Ares Commercial Real Estate | Stock-Other | 0.24% | — | -81.82% | |
| 33 | PSTL | Postal Realty Trust Inc- A | Stock-Other | 0.23% | — | — | |
| 34 | HH20 | 180 Degree Capital CORP | Stock-Other | 0.18% | — | -14.36% | |
| 35 | BBDC | Barings Bdc Inc | Stock-Other | 0.12% | — | -16.58% | |
| 36 | FNWB | First Northwest Bancorp | Stock-Other | 0.10% | — | -5.69% | |
| 37 | ✓ | Stock-Other | — | — | -9.39% |
Portfolio Performance
Performance for Q3 2026
+9.4%
Performance Last 4 Quarters
+13.9%
- Stdev
- +10.4%
- Beta
- +0.41
- Alpha
- +4.4%
- Max Drawdown
- -7.8%
- Annualized Perf
- +12.7%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +2.34
- Stutzer
- +0.35
- Treynor
- +0.31
- Sterling
- +0.81
- Calmar
- +1.63
- Information Ratio
- -0.63
- Tracking Error
- +11.8%
- Stdev Down
- +5.3%
- Winning Months %
- +61.1%
- Losing Months %
- +38.9%
- Best 12 Months
- +20.5%
- Worst 12 Months
- -0.8%
- Efficiency Ratio
- +0.5
- Sharpe
- +1.2
- Stdev Sectors
- +21.5%
- Skewness
- -0.01
- Kurtosis
- -0.15
- Upside Potential
- +3.88
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2024 Q2 | 37 | $109.3M | 0 | ||
| 2024 Q1 | 36 | $127.2M | 0 | ||
| 2023 Q4 | 40 | $133.2M | 0 | ||
| 2023 Q3 | 41 | $126.3M | 0 | ||
| 2023 Q2 | 46 | $132.5M | 0 | ||
| 2023 Q1 | 47 | $130.1M | 0 | ||
| 2022 Q4 | 44 | $125.4M | 0 | ||
| 2022 Q3 | 49 | $127.4M | 0 | ||
| 2022 Q2 | 55 | $139.5M | 0 | ||
| 2022 Q1 | 66 | $166.7M | 0 | ||
| 2021 Q4 | 75 | $147.2M | 0 | ||
| 2020 Q3 | 55 | $90.3M | 33 | ||
| 2020 Q2 | 56 | $79.1M | 44 | ||
| 2020 Q1 | 61 | $80.8M | 49 | ||
| 2019 Q4 | 60 | $103.6M | 29 | ||
| 2019 Q3 | 57 | $94.8M | 25 | ||
| 2019 Q2 | 63 | $102.5M | 26 | ||
| 2019 Q1 | 62 | $93.0M | 29 | ||
| 2018 Q4 | 62 | $81.3M | 40 | ||
| 2018 Q3 | 62 | $94.0M | 29 | ||
| 2018 Q2 | 66 | $96.9M | 27 | ||
| 2018 Q1 | 60 | $84.2M | 34 | ||
| 2017 Q4 | 55 | $69.8M | 40 | ||
| 2017 Q3 | 50 | $77.7M | 23 | ||
| 2017 Q2 | 50 | $85.6M | 25 | ||
| 2017 Q1 | 57 | $91.5M | 40 | ||
| 2016 Q4 | 50 | $98.0M | 16 | ||
| 2016 Q3 | 57 | $99.3M | 35 | ||
| 2016 Q2 | 54 | $93.9M | 22 | ||
| 2016 Q1 | 47 | $83.2M | 17 | ||
| 2015 Q4 | 51 | $85.0M | 18 | ||
| 2015 Q3 | 48 | $94.1M | 19 | ||
| 2015 Q2 | 49 | $109.2M | 38 | ||
| 2015 Q1 | 46 | $129.3M | 27 | ||
| 2014 Q4 | 44 | $125.9M | 36 | ||
| 2014 Q3 | 41 | $147.3M | 16 | ||
| 2014 Q2 | 41 | $153.7M | 20 | ||
| 2014 Q1 | 36 | $157.2M | 20 | ||
| 2013 Q4 | 31 | $146.7M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Filing History
FAQ
What is Greenwich Investment Management, Inc. and what type of investor is it?
Greenwich Investment Management, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2024-06-30), the firm manages a tracked equity portfolio valued at approximately $109.3M, spread across 37 disclosed positions.
What are Greenwich Investment Management, Inc.'s largest equity positions?
Based on the latest 13F filing, Greenwich Investment Management, Inc.'s top holdings by market value are:
1. Dorchester Minerals LP (DMLP) — $18.0M (16.4%)
2. Trinity Capital Inc (TRIN) — $16.2M (14.8%)
3. Sixth Street Specialty Lendi (TSLX) — $12.0M (11.0%)
4. Exxon Mobil CORP (XOM) — $8.2M (7.5%)
5. Ares Capital CORP (ARCC) — $8.2M (7.5%)
What changes did Greenwich Investment Management, Inc. make in its most recent portfolio filing?
No notable portfolio changes were recorded for Greenwich Investment Management, Inc. in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Greenwich Investment Management, Inc. focus on?
Greenwich Investment Management, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 58.2%
• Energy: 29.0%
• Information Technology: 11.0%
• Real Estate: 1.8%
Investment Profile
Greenwich Investment Management, Inc. returned an annualized 12.7% over the trailing 36 months — outperforming the S&P 500 by 4.4 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.41 (less volatile than the market) and a 42% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 58.2% of the portfolio concentrated in Financials.
Its concentration score has risen from 0 to 34 over the past 4 quarters — a shift toward higher-conviction positions.
It has added to its OBDC position over the past two quarters (+$2.4M, now $4.5M), while trimming OCSL over the same stretch (-$14.8M, still holding $1.8M).
Peer Institutions
Institutions with a similar AUM
FI
FinTrust Investment Advisory Services, LLC
CIK 0001477812
Total reported value
$109.3M
116 stks
2018-03-31
Stale — no recent filing
Concentration14.5
Portfolio Stability13.0
Sector conviction45.6
AUM within 0.0% of this institution
View detail
SC
Sensenig Capital Advisors, Inc
CIK 0002092381
Total reported value
$109.3M
36 stks
2026-06-30
Concentration52.0
Portfolio Stability0.0
Sector conviction100.0
AUM within 0.0% of this institution
View detail
SA
Samsung Asset Management (New York), Inc.
CIK 0001535106
Total reported value
$109.2M
72 stks
2016-09-30
Stale — no recent filing
Concentration8.4
Portfolio Stability17.9
Sector conviction42.9
AUM within 0.0% of this institution
View detail
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Developer Access
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