ETRADE Capital Management LLC — Q3 2013 13F Holdings

Name: ETRADE Capital Management LLC — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001512581

Total reported value

$5.4B

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Full holdings list this quarter

Showing top 200 holdings (of 929 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AGG	Ishares Core U.s. Aggregate	ETF-Other	11.98%	+1.18%	+6.07%
2	USIG	Ishares Broad Usd Investment	ETF-Other	9.42%	—	+7.93%
3	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	7.75%	-0.49%	+9.69%
4	IWF	Ishares Russell 1000 Growth	ETF-Other	6.58%	—	+9.29%
5	IWD	Ishares Russell 1000 Value E	ETF-Other	6.27%	—	+8.56%
6	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	4.75%	-0.46%	+7.87%
7	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	3.41%	—	+9.71%
8	IWN	Ishares Russell 2000 Value E	ETF-Small Cap	2.98%	—	+9.37%
9	TIP	Ishares Tips Bond ETF	ETF-Other	2.61%	—	-6.65%
10	BSV	Vanguard Short-term Bond ETF	ETF-Other	2.57%	—	-6.72%
11	SCHD	Schwab U.S. Dividend Equity ETF	ETF-Other	1.82%	—	+12.76%
12	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	1.80%	-0.03%	-11.98%
13	VYM	Vanguard High Dvd Yield ETF	ETF-Other	1.75%	—	-0.09%
14	MBB	Ishares Mbs ETF	ETF-Other	1.50%	—	-7.03%
15	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.48%	—	+7.72%
16	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	1.28%	-0.16%	+19.56%
17	HYS	Pimco 0-5 Year H/y CORP Bond	ETF-Corp Bonds	0.87%	—	—
18	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	0.76%	+0.14%	+45942.94%
19	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	0.74%	—	+2034.18%
20	PBPUSD	Invesco S&p 500 Buywrite ETF	ETF-Large Cap & Growth	0.67%	—	-9.98%
21	IDV	Ishares International Select	ETF-Other	0.50%	—	+26.24%
22	BWX	State Street Spdr Bloomberg	ETF-Other	0.43%	—	-7.08%
23	RWR	Ss Spdr Dow Jones Reit ETF	ETF-Other	0.42%	—	-7.06%
24	MGK	Vanguard Mega Cap Growth ETF	ETF-Other	0.40%	—	+31.69%
25	VOE	Vanguard Mid-cap Value ETF	ETF-Other	0.36%	—	+24.39%
26	PCYUSD	Invesco Emerging Markets Sov	ETF-Emerging Markets	0.35%	—	+2292.15%
27	T	At&t INC	Stock-Comm Services	0.33%	—	+59.46%
28	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	0.33%	—	-13.91%
29	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	0.32%	—	+51.73%
30	BOND	Pimco Active Bond Exchange-t	ETF-Other	0.32%	—	+86.09%
31	PFE	Pfizer INC	Stock-Healthcare	0.31%	+0.02%	+25.14%
32	AAPL	Apple INC	Stock-Tech	0.29%	+0.11%	+21.44%
33	LOW	Lowe's Cos INC	Stock-Consumer Disc	0.28%	—	+15.24%
34	CVX	Chevron CORP	Stock-Energy	0.28%	—	+25.20%
35	VO	Vanguard Mid-cap ETF	ETF-Other	0.26%	—	+26.11%
36	JPM	Jpmorgan Chase & Co	Stock-Financials	0.25%	—	+23.25%
37	WFC	Wells Fargo & Co	Stock-Financials	0.25%	—	+23.63%
38	SCZ	Ishares Msci Eafe Small-cap	ETF-Other	0.25%	—	+38.19%
39	CB	Chubb Limited	Stock-Financials	0.24%	—	+26.93%
40	CVS	Cvs Health CORP	Stock-Healthcare	0.22%	—	+27.39%
41	✓	Time Warner Cable INC	Stock-Other	0.21%	—	+22.35%
42	MA	Mastercard INC - A	Stock-Financials	0.20%	—	+21.66%
43	RDS-A	Shell Plc-spon Adr-a	Stock-Other	0.20%	—	+59.72%
44	SYTUSD	Syngenta Ag-adr	Stock-Other	0.20%	—	+30.51%
45	MSFT	Microsoft CORP	Stock-Tech	0.19%	—	+26.71%
46	GNTX	Gentex CORP	Stock-Consumer Disc	0.19%	—	+31.54%
47	COP	Conocophillips	Stock-Energy	0.19%	—	+23.21%
48	SNY	Sanofi-adr	Stock-Healthcare	0.18%	—	+18.25%
49	ABBV	Abbvie INC	Stock-Healthcare	0.18%	—	+30.12%
50	MRK	Merck & Co. INC.	Stock-Healthcare	0.18%	—	+24.42%

1–50 of 200

Holding changes this quarter

Position changes disclosed by ETRADE Capital Management LLC for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IGSB	Ishares 1-5y Inv Grade CORP	+0.8%	+45942.94%	Add
2	SHY	Ishares 1-3 Year Treasury Bo	+0.7%	+2034.18%	Add
3	PCYUSD	Invesco Emerging Markets Sov	+0.3%	+2292.15%	Add
4	VEU	Vanguard Ftse All-world Ex-u	+0.3%	+9.69%	Add
5	IWO	Ishares Russell 2000 Growth	+0.2%	+9.71%	Add
6	BOND	Pimco Active Bond Exchange-t	+0.1%	+86.09%	Add
7	MRSH	Marsh & Mclennan Cos	+0.1%	+184.55%	Add
8	IDV	Ishares International Select	+0.1%	+26.24%	Add
9	UNH	Unitedhealth Group INC	+0.1%	+20621.54%	Add
10	SU	Suncor Energy INC	+0.1%	+5047.51%	Add
11	VWO	Vanguard Ftse Emerging Marke	+0.1%	+19.56%	Add
12	MGK	Vanguard Mega Cap Growth ETF	+0.1%	+31.69%	Add
13	T	At&t INC	+0.1%	+59.46%	Add
14	IEI	Ishares 3-7 Year Treasury Bo	+0.1%	+51.73%	Add
15	CHS1USD	Chico's Fas INC	+0.1%	+132.48%	Add
16	CYD	China Yuchai International Limited	+0.1%	+334.59%	Add
17	TLT	Ishares 20+ Year Treasury Bd	+0.1%	+4964.63%	Add
18	IWF	Ishares Russell 1000 Growth	+0.1%	+9.29%	Add
19	SCZ	Ishares Msci Eafe Small-cap	+0.1%	+38.19%	Add
20	SCHD	Schwab U.S. Dividend Equity ETF	+0.1%	+12.76%	Add
21	AAPL	Apple INC	+0.1%	+21.44%	Add
22	RDS-A	Shell Plc-spon Adr-a	+0.1%	+59.72%	Add
23	EFA	Ishares Msci Eafe ETF	+0.1%	+66.04%	Add
24	ASPSZ	Altisource Portfolio Solutions S.A.	+0.1%	+19.89%	Add
25	✓		+0.1%	+27.13%	Add
26	VOE	Vanguard Mid-cap Value ETF	+0.1%	+24.39%	Add
27	IWM	Ishares Russell 2000 ETF	0%	+7.72%	Add
28	IWN	Ishares Russell 2000 Value E	0%	+9.37%	Add
29	TU	Telus CORP	-0.1%	-99.21%	Trim
30	IBM	Intl Business Machines CORP	-0.1%	-91.80%	Trim
31	✓	Lorillard INC	-0.1%	-88.72%	Trim
32	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.1%	+7.87%	Add
33	PBPUSD	Invesco S&p 500 Buywrite ETF	-0.2%	-9.98%	Trim
34	IWD	Ishares Russell 1000 Value E	-0.3%	+8.56%	Add
35	ELD	Wisdomtree Emrg Mkts Debt	-0.3%	-99.19%	Trim
36	MBB	Ishares Mbs ETF	-0.4%	-7.03%	Trim
37	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	-0.6%	-11.98%	Trim
38	BSV	Vanguard Short-term Bond ETF	-0.6%	-6.72%	Trim
39	TIP	Ishares Tips Bond ETF	-0.6%	-6.65%	Trim
40	USIG	Ishares Broad Usd Investment	-0.8%	+7.93%	Add
41	IEF	Ishares 7-10 Year Treasury B	-0.8%	-98.45%	Trim
42	AGG	Ishares Core U.s. Aggregate	-1.2%	+6.07%	Add
43	HYS	Pimco 0-5 Year H/y CORP Bond	—	NEW	New buy
44	PFF	Ishares Preferred & Income S	—	EXIT	Sold out
45	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	—	EXIT	Sold out
46	LQDT	Liquidity Services INC	—	NEW	New buy
47	✓	Telecom CORP New Zealand LTD	—	EXIT	Sold out
48	BCS	Barclays Plc-spons Adr	—	NEW	New buy
49	✓	Fusion-io INC	—	NEW	New buy
50	KDDIY	Kddi Corp-unsponsored Adr	—	NEW	New buy