EC
Endex Capital Management LLC Historical SEC 13F Holdings & Archive (Q4 2013)
Endex Capital Management LLCCIK: 0001107799
Diversified strategyQuality / disciplined sizingLong-term holder
Total reported value
$107.3M
Reporting period: 2013-12-31 · Number of holdings: 322
ENDEX CAPITAL MANAGEMENT LLC disclosed 322 holdings in its latest 13F filing for the period ending 2013-12-31, with total reported value of $107.3M and a quarterly turnover rate of 11.4%.
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Personality snowflake
- Concentration
- 3.65
- Portfolio Stability
- 11.41
- Momentum
- 68.78
- Sector conviction
- 45.59
- Diversification
- 100
- Sizing Uniformity
- 86.09
Endex Capital Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.009 — mathematically equivalent to about 110 equally-sized positions, well below its 322 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.39), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 47% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd XOM
0.0% $619.0K
Add AAPL
0.0% $430.0K
Add GOOG
0.0% $294.0K
Add AEP
0.0% $317.0K
Trim T
0.0% $76.0K
Add DIS
0.0% $212.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 322 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | XOM | Exxon Mobil CORP | Stock-Energy | 3.85% | +0.24% | — | |
| 2 | AAPL | Apple Computer | Stock-Tech | 2.67% | +0.18% | — | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 2.60% | +0.05% | — | |
| 4 | PFE | Pfizer Inc | Stock-Healthcare | 2.11% | -0.07% | — | |
| 5 | JNJ | Johnson & Johnson | Stock-Healthcare | 2.11% | -0.09% | — | |
| 6 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 2.00% | +0.13% | — | |
| 7 | T | At&t Inc | Stock-Comm Services | 1.85% | -0.11% | — | |
| 8 | WFC | Wells Fargo & Co | Stock-Financials | 1.58% | -0.01% | — | |
| 9 | ✓ | Comcast CORP | Stock-Other | 1.27% | +0.05% | — | |
| 10 | DIS | Walt Disney Co/the | Stock-Comm Services | 1.27% | +0.09% | — | |
| 11 | GOOG | Alphabet Inc. | Stock-Comm Services | 1.25% | +0.17% | — | |
| 12 | ORCL | Oracle CORP | Stock-Tech | 1.22% | +0.06% | — | |
| 13 | WMT | Walmart Inc | Stock-Consumer Staples | 1.17% | -0.05% | — | |
| 14 | INTC | Intel CORP | Stock-Tech | 1.16% | +0.04% | — | |
| 15 | QCOM | Qualcomm Inc | Stock-Tech | 1.15% | — | — | |
| 16 | SLB | Slb LTD | Stock-Energy | 1.12% | — | — | |
| 17 | CSCO | Cisco Systems Inc | Stock-Tech | 1.07% | — | — | |
| 18 | CVX | Chevron CORP | Stock-Energy | 1.07% | — | — | |
| 19 | GILD | Gilead Sciences Inc | Stock-Healthcare | 1.05% | +0.08% | — | |
| 20 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.96% | -0.02% | — | |
| 21 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.96% | +0.03% | — | |
| 22 | ✓ | Berkshire Hathaway - Class B | Stock-Other | 0.93% | — | — | |
| 23 | ✓ | Verizon Comms | Stock-Other | 0.93% | — | — | |
| 24 | UTXZ | United Tech CORP | Stock-Other | 0.87% | — | — | |
| 25 | IBM | Intl Business Machines CORP | Stock-Tech | 0.86% | — | — | |
| 26 | BA | The Boeing Company | Stock-Industrials | 0.85% | +0.05% | — | |
| 27 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.82% | +0.03% | — | |
| 28 | AXP | American Express Company | Stock-Financials | 0.80% | +0.06% | — | |
| 29 | COP | Conocophillips | Stock-Energy | 0.79% | — | — | |
| 30 | AMGN | Amgen Inc. | Stock-Healthcare | 0.79% | — | — | |
| 31 | BAC | Bank of America Corporation | Stock-Financials | 0.76% | +0.02% | — | |
| 32 | ABBV | Abbvie Inc | Stock-Healthcare | 0.76% | +0.05% | — | |
| 33 | UNP | Union Pacific CORP | Stock-Industrials | 0.72% | — | — | |
| 34 | MO | Altria Group Inc | Stock-Consumer Staples | 0.71% | +0.01% | — | |
| 35 | C | Citigroup Inc | Stock-Financials | 0.71% | — | — | |
| 36 | USB | US Bancorp | Stock-Financials | 0.71% | — | — | |
| 37 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.69% | — | — | |
| 38 | OXY | Occidental Petroleum CORP | Stock-Energy | 0.68% | — | — | |
| 39 | XXI | Twenty One Capital, Inc. | Stock-Other | 0.67% | — | — | |
| 40 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.67% | +0.03% | — | |
| 41 | CELG | Celgene CORP | Stock-Other | 0.67% | — | — | |
| 42 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.66% | — | — | |
| 43 | ✓ | Honeywell Intl. | Stock-Other | 0.65% | — | — | |
| 44 | AMZN | Amazon.com, Inc. | Stock-Consumer Disc | 0.62% | +0.08% | — | |
| 45 | PM | Philip Morris International | Stock-Consumer Staples | 0.62% | — | — | |
| 46 | BIIB | Biogen Inc | Stock-Healthcare | 0.61% | +0.03% | — | |
| 47 | TWXCHF | Time Warner Inc | Stock-Other | 0.61% | — | — | |
| 48 | DUK | Duke Energy Corporation | Stock-Utilities | 0.60% | +0.01% | — | |
| 49 | EBAY | Ebay Inc | Stock-Consumer Disc | 0.58% | — | — | |
| 50 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.55% | — | — |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Endex Capital Management LLC's most significant position changes for 2013-12-31: New buy: Travelers Cos Inc/the (TRV); Sold out: Travelers Cos Inc; New buy: Perrigo Company plc (PRGO); Sold out: Perrigo Company plc (PRGO); Sold out: Global X NYSE 100 ETF (NYSX).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | XOM | Exxon Mobil CORP | +0.2% | — | Unchanged |
| 2 | AAPL | Apple Computer | +0.2% | — | Unchanged |
| 3 | GOOG | Alphabet Inc. | +0.2% | — | Unchanged |
| 4 | AEP | American Electric Power Company, Inc. | +0.1% | — | Unchanged |
| 5 | DIS | Walt Disney Co/the | +0.1% | — | Unchanged |
| 6 | GILD | Gilead Sciences Inc | +0.1% | — | Unchanged |
| 7 | AMZN | Amazon.com, Inc. | +0.1% | — | Unchanged |
| 8 | ORCL | Oracle CORP | +0.1% | — | Unchanged |
| 9 | AXP | American Express Company | +0.1% | — | Unchanged |
| 10 | VLO | Valero Energy CORP | +0.1% | — | Unchanged |
| 11 | MSFT | Microsoft CORP | +0.1% | — | Unchanged |
| 12 | ✓ | Comcast CORP | +0.1% | — | Unchanged |
| 13 | BA | The Boeing Company | +0.1% | — | Unchanged |
| 14 | ABBV | Abbvie Inc | +0.1% | — | Unchanged |
| 15 | CVS | Cvs Health CORP | +0.1% | — | Unchanged |
| 16 | ✓ | +0.1% | — | Unchanged | |
| 17 | ✓ | Mckesson CORP. | +0.1% | — | Unchanged |
| 18 | INTC | Intel CORP | 0% | — | Unchanged |
| 19 | JPM | Jpmorgan Chase & Co | 0% | — | Unchanged |
| 20 | BMY | Bristol-myers Squibb Co | 0% | — | Unchanged |
| 21 | UPS | United Parcel Service-cl B | 0% | — | Unchanged |
| 22 | BIIB | Biogen Inc | 0% | — | Unchanged |
| 23 | ABT | Abbott Laboratories | 0% | — | Unchanged |
| 24 | ✓ | Time Warner Cable Inc | 0% | — | Unchanged |
| 25 | ✓ | Yahoo! Inc | 0% | — | Unchanged |
| 26 | TMO | Thermo Fisher Scientific Inc | 0% | — | Unchanged |
| 27 | PRU | Prudential Financial Inc | 0% | — | Unchanged |
| 28 | BAC | Bank of America Corporation | 0% | — | Unchanged |
| 29 | V | Visa Inc-class A Shares | 0% | — | Unchanged |
| 30 | MET | Metlife Inc | 0% | — | Unchanged |
| 31 | DOW | Dow Inc. | 0% | — | Unchanged |
| 32 | MMM | 3m Co | 0% | — | Unchanged |
| 33 | MO | Altria Group Inc | 0% | — | Unchanged |
| 34 | DUK | Duke Energy Corporation | 0% | — | Unchanged |
| 35 | ✓ | Mondelez International Inc | 0% | — | Unchanged |
| 36 | QCOM | Qualcomm Inc | — | — | Unchanged |
| 37 | USB | US Bancorp | — | — | Unchanged |
| 38 | ✓ | Honeywell Intl. | — | — | Unchanged |
| 39 | WFC | Wells Fargo & Co | 0% | — | Unchanged |
| 40 | PG | Procter & Gamble Co/the | 0% | — | Unchanged |
| 41 | WMT | Walmart Inc | -0.1% | — | Unchanged |
| 42 | PFE | Pfizer Inc | -0.1% | — | Unchanged |
| 43 | JNJ | Johnson & Johnson | -0.1% | — | Unchanged |
| 44 | T | At&t Inc | -0.1% | — | Unchanged |
| 45 | TRV | Travelers Cos Inc/the | — | NEW | New buy |
| 46 | ✓ | Travelers Cos Inc | — | EXIT | Sold out |
| 47 | PRGO | Perrigo Company plc | — | NEW | New buy |
| 48 | PRGO | Perrigo Company plc | — | EXIT | Sold out |
| 49 | NYSX | Global X NYSE 100 ETF | — | EXIT | Sold out |
| 50 | ICE | Intercontinental Exchange In | — | NEW | New buy |
Filing History
FAQ
What is Endex Capital Management LLC and what type of investor is it?
Endex Capital Management LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2013-12-31), the firm manages a tracked equity portfolio valued at approximately $107.3M, spread across 322 disclosed positions.
What are Endex Capital Management LLC's largest equity positions?
Based on the latest 13F filing, Endex Capital Management LLC's top holdings by market value are:
1. Exxon Mobil CORP (XOM) — $4.1M (3.9%)
2. Apple Computer (AAPL) — $2.9M (2.7%)
3. Microsoft CORP (MSFT) — $2.8M (2.6%)
4. Pfizer Inc (PFE) — $2.3M (2.1%)
5. Johnson & Johnson (JNJ) — $2.3M (2.1%)
What changes did Endex Capital Management LLC make in its most recent portfolio filing?
In the latest reported quarter, Endex Capital Management LLC made 6 notable position adjustments: 3 new positions were initiated, 0 existing holdings were added to, 0 positions were partially reduced, and 3 were completely exited. The largest of these moves: New buy: Travelers Cos Inc/the (TRV); Sold out: Travelers Cos Inc; New buy: Perrigo Company plc (PRGO); Sold out: Perrigo Company plc (PRGO); Sold out: Global X NYSE 100 ETF (NYSX)
What sectors does Endex Capital Management LLC focus on?
Endex Capital Management LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Health Care: 22.1%
• Information Technology: 20.5%
• Financials: 14.3%
• Energy: 13.7%
• Consumer Staples: 10.0%
• Industrials: 7.1%
Investment Profile
Endex Capital Management LLC's portfolio is broadly diversified and long-term-holding.
It has added to its Apple Computer position over the past two quarters (+$839.0K, now $2.9M), while trimming CSCO over the same stretch (-$97.0K, still holding $1.2M).
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