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Elmwood Wealth Management, Inc. SEC 13F Holdings (Q3 2026) — Top Position: JPMORGAN ULTRA-SHORT INCOME
Elmwood Wealth Management, Inc.CIK: 0001731927
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$416.1M
Reporting period: 2026-09-30 · Number of holdings: 207
Elmwood Wealth Management, Inc. disclosed 207 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $416.1M and a quarterly turnover rate of 14.1%.
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Personality snowflake
- Concentration
- 5.64
- Portfolio Stability
- 14.08
- Momentum
- 100
- Sector conviction
- 58
- Diversification
- 100
- Sizing Uniformity
- 86.12
Elmwood Wealth Management, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.014 — mathematically equivalent to about 71 equally-sized positions, well below its 207 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.39), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 24% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd JPST
+58.3% $5.7M
Add SPY
+107.6% $4.1M
Add TFLO
+36.6% $4.1M
Trim AIRR
+2.2% -$1.9M
Trim DDFF
-60.0% -$1.6M
Trim LOUP
+0.0% -$1.1M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 207 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 3.73% | +1.27% | +58.30% | |
| 2 | TFLO | Ishares Treasury Floating Ra | ETF-Gov Bonds | 3.68% | +0.88% | +36.61% | |
| 3 | AAPL | Apple Inc | Stock-Tech | 2.98% | +0.31% | +0.91% | |
| 4 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 2.70% | -0.12% | +0.55% | |
| 5 | CALI | Ishrs Sh-trm Ca Muni Act ETF | ETF-Other | 2.59% | -0.31% | -5.92% | |
| 6 | LOUP | Innovator Deepwater Frontier | ETF-Other | 2.48% | -0.39% | +0.03% | |
| 7 | IDVO | Amplify Cwp Intl Enh Dvd Inc | ETF-Other | 2.12% | -0.04% | +3.27% | |
| 8 | NVDA | Nvidia CORP | Stock-Tech | 2.09% | +0.16% | -1.34% | |
| 9 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 2.02% | -0.12% | +0.27% | |
| 10 | SUB | Ishares Short-term National | ETF-Other | 1.91% | -0.02% | +4.73% | |
| 11 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.85% | +0.94% | +107.59% | |
| 12 | GPIX | Gldm SA S&p 500 Pr In Etf-us | ETF-Large Cap & Growth | 1.84% | — | +3.81% | |
| 13 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 1.83% | -0.03% | +1.90% | |
| 14 | JMST | JPM Ultra-short Muni Income | ETF-Other | 1.79% | -0.12% | -1.54% | |
| 15 | AIRR | First Trust Rba American Ind | ETF-Other | 1.73% | -0.54% | +2.16% | |
| 16 | USFR | Wisdomtree Floating Rate Tre | ETF-Other | 1.68% | +0.23% | +20.86% | |
| 17 | TOTL | Ss Doubleline Tr Tact ETF | ETF-Other | 1.65% | -0.14% | +0.83% | |
| 18 | DFCA | Dimensional Calfornia Mb ETF | ETF-Other | 1.49% | -0.07% | +4.66% | |
| 19 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.39% | -0.11% | — | |
| 20 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.31% | -0.04% | +4.68% | |
| 21 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 1.29% | +0.04% | +8.20% | |
| 22 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 1.29% | -0.03% | +2.75% | |
| 23 | JPIB | Jpmorgan Intl Bnd ETF | ETF-Other | 1.28% | -0.06% | +2.64% | |
| 24 | DDFJ | Innovator Ed D15 Buff Jan | ETF-Other | 1.27% | +0.02% | +4.15% | |
| 25 | PAPR | Innovator U.s. Equity Power | ETF-Other | 1.26% | -0.05% | -2.34% | |
| 26 | MSFT | Microsoft CORP | Stock-Tech | 1.25% | +0.36% | +6.47% | |
| 27 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.25% | -0.06% | -2.39% | |
| 28 | EUSA | Ishares Msci USA Equal Weigh | ETF-Other | 1.24% | -0.06% | +2.15% | |
| 29 | SCHX | Schwab US Large-cap ETF | ETF-Other | 1.24% | -0.22% | -13.44% | |
| 30 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.16% | — | -0.23% | |
| 31 | SCHC | Schwab Intl Small-cap Equity | ETF-Other | 1.15% | +0.05% | +4.49% | |
| 32 | GSLC | Goldman Activebeta US Lc ETF | ETF-Commodities | 1.11% | +0.06% | +7.20% | |
| 33 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 1.09% | +0.22% | +39.11% | |
| 34 | XBFR | Inno Eqty Man 10 Buf ETF | ETF-Other | 1.07% | +0.01% | +4.24% | |
| 35 | CMF | Ishares California Muni Bond | ETF-Other | 1.07% | -0.12% | -0.68% | |
| 36 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.04% | -0.05% | -0.24% | |
| 37 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 1.01% | -0.03% | +4.43% | |
| 38 | ELD | Wisdomtree Emrg Mkts Debt | ETF-Other | 1.01% | -0.04% | +2.77% | |
| 39 | VRP | Invesco Variable Rate Prefer | ETF-Other | 1.00% | +0.14% | +23.61% | |
| 40 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.96% | -0.01% | — | |
| 41 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.94% | -0.05% | -0.27% | |
| 42 | FLOT | Ishares Floating Rate Bond E | ETF-Other | 0.91% | +0.01% | +4.64% | |
| 43 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 0.86% | -0.29% | -21.96% | |
| 44 | GSIE | Goldman Sachs Activebeta Int | ETF-Commodities | 0.85% | -0.03% | -0.15% | |
| 45 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.81% | -0.03% | -0.49% | |
| 46 | MEAR | Ishrs Short Mat Muni Act ETF | ETF-Other | 0.79% | -0.06% | -1.84% | |
| 47 | PWZ | Invesco California Amt-free | ETF-Other | 0.76% | -0.10% | +0.02% | |
| 48 | MA | Mastercard Inc - A | Stock-Financials | 0.73% | +0.03% | +0.90% | |
| 49 | PJUL | Innovator U.s. Equity Power | ETF-Other | 0.72% | -0.02% | -0.75% | |
| 50 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.71% | -0.05% | -0.18% |
1–50 of 200
Portfolio Performance
Performance for Q4 2026
+0.4%
Performance Last 4 Quarters
+8.2%
- Stdev
- +9.3%
- Beta
- +0.64
- Alpha
- -4.5%
- Max Drawdown
- -8.9%
- Annualized Perf
- +9.8%
- Batting Avg vs S&P
- +30.6%
- Sortino
- +1.95
- Stutzer
- +0.31
- Treynor
- +0.15
- Sterling
- +0.62
- Calmar
- +1.1
- Information Ratio
- -1.87
- Tracking Error
- +6.8%
- Stdev Down
- +5%
- Winning Months %
- +63.9%
- Losing Months %
- +36.1%
- Best 12 Months
- +19.3%
- Worst 12 Months
- -4.2%
- Efficiency Ratio
- +0.43
- Sharpe
- +1.05
- Stdev Sectors
- +9.6%
- Skewness
- +0.22
- Kurtosis
- +0.65
- Upside Potential
- +3.47
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 207 | $416.1M | 14 | ||
| 2026 Q2 | 200 | $399.8M | 16 | ||
| 2026 Q1 | 180 | $361.6M | 27 | ||
| 2025 Q4 | 174 | $316.6M | 20 | ||
| 2025 Q3 | 143 | $282.3M | 28 | ||
| 2025 Q2 | 131 | $252.3M | 0 | ||
| 2025 Q1 | 128 | $243.8M | 100 | ||
| 2024 Q4 | 128 | $247.8M | 0 | ||
| 2024 Q3 | 127 | $242.5M | 0 | ||
| 2024 Q2 | 123 | $224.6M | 0 | ||
| 2024 Q1 | 122 | $233.7M | 0 | ||
| 2023 Q4 | 104 | $142.6M | 0 | ||
| 2023 Q3 | 117 | $207.3M | 0 | ||
| 2023 Q2 | 115 | $214.6M | 0 | ||
| 2023 Q1 | 119 | $211.7M | 0 | ||
| 2022 Q4 | 118 | $200.3M | 0 | ||
| 2022 Q3 | 114 | $200.4M | 0 | ||
| 2022 Q2 | 111 | $175.9M | 0 | ||
| 2022 Q1 | 113 | $195.2M | 0 | ||
| 2021 Q4 | 376 | $209.7M | 0 | ||
| 2021 Q2 | 329 | $189.8M | 100 | ||
| 2021 Q1 | 320 | $163.9M | 38 | ||
| 2020 Q3 | 279 | $123.3M | 0 | ||
| 2020 Q2 | 279 | $123.3M | 96 | ||
| 2020 Q1 | 304 | $104.6M | 77 | ||
| 2019 Q4 | 86 | $114.8M | 35 | ||
| 2019 Q3 | 270 | $98.9M | 20 | ||
| 2019 Q2 | 295 | $113.1M | 12 | ||
| 2019 Q1 | 291 | $108.2M | 28 | ||
| 2018 Q4 | 306 | $103.5M | 34 | ||
| 2018 Q3 | 292 | $120.5M | 17 | ||
| 2018 Q2 | 304 | $109.9M | 22 | ||
| 2018 Q1 | 304 | $104.6M | — |
Holding changes this quarter
Elmwood Wealth Management, Inc.'s most significant position changes for 2026-09-30: New buy: ; Sold out: Ishares National Muni Bond E (MUB); Sold out: Intuit Inc (INTU); Sold out: Vaneck Long Muni ETF (MLN); New buy: .
Showing top 200 changes by size (of 221 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | JPST | Jpmorgan Ultra-short Income | +1.3% | +58.30% | Add |
| 2 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.9% | +107.59% | Add |
| 3 | TFLO | Ishares Treasury Floating Ra | +0.9% | +36.61% | Add |
| 4 | ✓ | +0.4% | NEW | New buy | |
| 5 | MSFT | Microsoft CORP | +0.4% | +6.47% | Add |
| 6 | AAPL | Apple Inc | +0.3% | +0.91% | Add |
| 7 | USFR | Wisdomtree Floating Rate Tre | +0.2% | +20.86% | Add |
| 8 | VTEB | Vanguard Tax-exempt Bond ETF | +0.2% | +39.11% | Add |
| 9 | ✓ | +0.2% | NEW | New buy | |
| 10 | LMUB | Ishares Lt National Muni Bd | +0.2% | NEW | New buy |
| 11 | NVDA | Nvidia CORP | +0.2% | -1.34% | Trim |
| 12 | VRP | Invesco Variable Rate Prefer | +0.1% | +23.61% | Add |
| 13 | QQQ | Invesco Qqq Trust Series 1 | +0.1% | +64.27% | Add |
| 14 | DDNQ | Invtr Grt100 Dd Bfr ETF Qrtr | +0.1% | NEW | New buy |
| 15 | SCHB | Schwab US Broad Market ETF | +0.1% | NEW | New buy |
| 16 | FLIN | Franklin Ftse India ETF | +0.1% | NEW | New buy |
| 17 | VUG | Vanguard Growth ETF | +0.1% | NEW | New buy |
| 18 | DDSQ | Inovtor Eqty Dd Bfr ETF Qrtr | +0.1% | NEW | New buy |
| 19 | UBER | Uber Technologies Inc | +0.1% | NEW | New buy |
| 20 | VTEC | Vanguard Ca Tax-ex Bond | +0.1% | NEW | New buy |
| 21 | AGG | Ishares Core U.s. Aggregate | +0.1% | NEW | New buy |
| 22 | INDA | Ishares Msci India ETF | +0.1% | NEW | New buy |
| 23 | PLTR | Palantir Technologies Inc-a | +0.1% | NEW | New buy |
| 24 | GSLC | Goldman Activebeta US Lc ETF | +0.1% | +7.20% | Add |
| 25 | ✓ | +0.1% | NEW | New buy | |
| 26 | VEU | Vanguard Ftse All-world Ex-u | +0.1% | +63.71% | Add |
| 27 | KVYO | Klaviyo Inc-a | +0.1% | NEW | New buy |
| 28 | SCHC | Schwab Intl Small-cap Equity | +0.1% | +4.49% | Add |
| 29 | VTV | Vanguard Value ETF | +0.1% | +28.60% | Add |
| 30 | NBFR | Inno N100 Man 10 Buf ETF | +0.1% | +32.67% | Add |
| 31 | PSX | Phillips 66 | +0.1% | NEW | New buy |
| 32 | VOX | Vanguard Communication Servi | +0.1% | NEW | New buy |
| 33 | VSGX | Vanguard Esg Intl Stock ETF | +0.1% | NEW | New buy |
| 34 | VHT | Vanguard Health Care ETF | +0.1% | NEW | New buy |
| 35 | SPYV | Ss Spdr P S&p 500 Value ETF | +0.1% | NEW | New buy |
| 36 | VWO | Vanguard Ftse Emerging Marke | 0% | +8.20% | Add |
| 37 | SHM | Ss Spdr N Ice St Muni ETF | 0% | +15.40% | Add |
| 38 | META | Meta Platforms Inc-class A | 0% | +26.48% | Add |
| 39 | MA | Mastercard Inc - A | 0% | +0.90% | Add |
| 40 | ACWI | Ishares Msci Acwi ETF | 0% | +10.73% | Add |
| 41 | CRM | Salesforce Inc | 0% | -21.47% | Trim |
| 42 | DHR | Danaher CORP | 0% | -2.22% | Trim |
| 43 | DDFJ | Innovator Ed D15 Buff Jan | 0% | +4.15% | Add |
| 44 | CVX | Chevron CORP | 0% | +0.25% | Add |
| 45 | TMO | Thermo Fisher Scientific Inc | 0% | -1.63% | Trim |
| 46 | CIBR | First Trust Nasdaq Cybersecu | 0% | — | Unchanged |
| 47 | XBFR | Inno Eqty Man 10 Buf ETF | 0% | +4.24% | Add |
| 48 | FLOT | Ishares Floating Rate Bond E | 0% | +4.64% | Add |
| 49 | TRV | Travelers Cos Inc/the | 0% | -0.95% | Trim |
| 50 | SCHW | Schwab (charles) CORP | 0% | +0.90% | Add |
1–50 of 200
Filing History
FAQ
What is Elmwood Wealth Management, Inc. and what type of investor is it?
Elmwood Wealth Management, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $416.1M, spread across 207 disclosed positions.
What are Elmwood Wealth Management, Inc.'s largest equity positions?
Based on the latest 13F filing, Elmwood Wealth Management, Inc.'s top holdings by market value are:
1. Jpmorgan Ultra-short Income (JPST) — $15.5M (3.7%)
2. Ishares Treasury Floating Ra (TFLO) — $15.3M (3.7%)
3. Apple Inc (AAPL) — $12.4M (3.0%)
4. Vanguard Ftse Developed ETF (VEA) — $11.2M (2.7%)
5. Ishrs Sh-trm Ca Muni Act ETF (CALI) — $10.8M (2.6%)
What changes did Elmwood Wealth Management, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Elmwood Wealth Management, Inc. made 176 notable position adjustments: 21 new positions were initiated, 74 existing holdings were added to, 67 positions were partially reduced, and 14 were completely exited. The largest of these moves: New buy: ; Sold out: Ishares National Muni Bond E (MUB); Sold out: Intuit Inc (INTU); Sold out: Vaneck Long Muni ETF (MLN); New buy:
What sectors does Elmwood Wealth Management, Inc. focus on?
Elmwood Wealth Management, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 35.4%
• Financials: 14.6%
• Communication Services: 13.8%
• Health Care: 11.9%
• Consumer Staples: 7.1%
• Industrials: 6.3%
Investment Profile
Elmwood Wealth Management, Inc. returned an annualized 9.8% over the trailing 36 months — underperforming the S&P 500 by 4.5 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.64 (less volatile than the market) and a 31% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 35.4% of the portfolio concentrated in Information Technology.
It has added to its JPST position over the past two quarters (+$6.0M, now $15.5M), while trimming BIL over the same stretch (-$1.9M, still holding $3.6M).
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