CIK: 0001014358
Total reported value
$146.4M
Reporting period: 2019-06-30 · Number of holdings: 45
TMD & ASSOCIATES, INC disclosed 45 holdings in its latest 13F filing for the period ending 2019-06-30, with total reported value of $146.4M and a quarterly turnover rate of 12.1%.
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Tmd & Associates, INC's disclosed holdings carry a Herfindahl concentration index of 0.065 — mathematically equivalent to about 15 equally-sized positions, well below its 45 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.40), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 3.8 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 4% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim PHDG
-1.2% -$69.0K
Trim TOTL
+0.8% $317.0K
Trim QUAL
-1.7% $135.0K
Trim SLY
-1.2% $13.0K
Add JPST
+8.1% $1.3M
Add MTUM
+7.9% $540.0K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 11.94% | +0.21% | +8.15% | |
| 2 | PHDG | Invesco S&p 500 Downside Hed | ETF-Large Cap & Growth | 11.84% | -0.81% | -1.16% | |
| 3 | TOTL | Ss Doubleline Tr Tact ETF | ETF-Other | 9.75% | -0.39% | +0.77% | |
| 4 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 6.31% | -0.01% | +2.90% | |
| 5 | BTALUSD | Agfiq US Market Neutral Anti | ETF-Other | 6.19% | -0.05% | +3.86% | |
| 6 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 5.99% | -0.29% | -1.68% | |
| 7 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 5.50% | -0.04% | +0.74% | |
| 8 | NETL | Cltpnt Nt Leas Rl Est-usd In | ETF-Other | 5.14% | +0.06% | +3.77% | |
| 9 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 4.78% | -0.08% | +3.09% | |
| 10 | SLY | Spdr S&p 600 Small Cap ETF | ETF-Small Cap | 4.02% | -0.25% | -1.21% | |
| 11 | EZM | Wisdomtree US Midcap Fund | ETF-Other | 3.36% | -0.19% | -1.12% | |
| 12 | DON | Wisdomtree US Midcap Dividen | ETF-Other | 3.06% | -0.15% | +0.22% | |
| 13 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 2.99% | +0.20% | +7.91% | |
| 14 | VUG | Vanguard Growth ETF | ETF-Other | 2.72% | -0.13% | -2.68% | |
| 15 | BOTZ | Global X Robotics & Artifici | ETF-Other | 2.65% | +2.65% | NEW | |
| 16 | ARKK | Ark Innovation ETF | ETF-Other | 2.14% | +2.14% | NEW | |
| 17 | DWM | Wisdomtree International Equ | ETF-Other | 1.70% | -0.05% | +2.34% | |
| 18 | ACWV | Ishares Msci Global Min Vol | ETF-Other | 1.61% | -0.08% | -1.35% | |
| 19 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 1.22% | -0.07% | -1.94% | |
| 20 | FNDF | Schwab Fndmn Intl Lrg Co ETF | ETF-Other | 1.06% | -0.14% | -6.47% | |
| 21 | MSFT | Microsoft CORP | Stock-Tech | 0.96% | +0.03% | -2.77% | |
| 22 | AAPL | Apple INC | Stock-Tech | 0.41% | — | — | |
| 23 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.39% | — | — | |
| 24 | PGR | Progressive CORP | Stock-Financials | 0.31% | +0.02% | — | |
| 25 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.30% | -0.05% | — | |
| 26 | V | Visa Inc-class A Shares | Stock-Financials | 0.29% | +0.01% | — | |
| 27 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.25% | +0.03% | +4.49% | |
| 28 | MBB | Ishares Mbs ETF | ETF-Other | 0.24% | -0.02% | — | |
| 29 | DLTR | Dollar Tree INC | Stock-Consumer Staples | 0.24% | -0.01% | — | |
| 30 | NSC | Norfolk Southern CORP | Stock-Industrials | 0.24% | — | — | |
| 31 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.24% | -0.01% | — | |
| 32 | KMX | Carmax INC | Stock-Consumer Disc | 0.22% | +0.03% | — | |
| 33 | NKE | Nike INC -cl B | Stock-Consumer Disc | 0.21% | -0.02% | — | |
| 34 | VZ | Verizon Communications INC | Stock-Comm Services | 0.21% | -0.02% | — | |
| 35 | BLKCHF | Blackrock INC | Stock-Other | 0.17% | — | — | |
| 36 | CSCO | Cisco Systems INC | Stock-Tech | 0.17% | -0.01% | — | |
| 37 | YUSD | Alleghany CORP | Stock-Other | 0.16% | +0.01% | — | |
| 38 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.16% | -0.03% | -2.29% | |
| 39 | ORLY | O'reilly Automotive INC | Stock-Consumer Disc | 0.15% | -0.02% | — | |
| 40 | CCL1EUR | Carnival CORP LTD | Stock-Consumer Disc | 0.15% | -0.02% | +2.16% | |
| 41 | WFC | Wells Fargo & Co | Stock-Financials | 0.15% | +0.15% | NEW | |
| 42 | QUS | Ss Spdr Msci U Stratfact ETF | ETF-Other | 0.14% | -0.04% | -15.98% | |
| 43 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.14% | +0.14% | NEW | |
| 44 | DE | Deere & Co | Stock-Industrials | 0.14% | +0.14% | NEW | |
| 45 | ISREUR | Isoray INC | Stock-Other | 0.01% | — | — |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2019-06-30 | 45 | $146.4M | 12 | |
| 2019-03-31 | 43 | $137.6M | 76 | |
| 2018-12-31 | 40 | $126.0M | 63 | |
| 2018-09-30 | 39 | $140.3M | 33 | |
| 2018-06-30 | 25 | $128.5M | 17 | |
| 2018-03-31 | 17 | $115.8M | 21 | |
| 2017-12-31 | 18 | $108.9M | 21 | |
| 2017-09-30 | 20 | $108.1M | 4 | |
| 2017-06-30 | 20 | $105.2M | 10 | |
| 2017-03-31 | 23 | $108.8M | 24 | |
| 2016-12-31 | 28 | $115.2M | 51 | |
| 2016-09-30 | 26 | $114.0M | 30 | |
| 2016-06-30 | 29 | $113.0M | 23 | |
| 2016-03-31 | 28 | $101.0M | 37 | |
| 2015-12-31 | 54 | $109.1M | 0 |
Tmd & Associates, INC's most significant position changes for 2019-06-30: New buy: Global X Robotics & Artifici (BOTZ); Sold out: Invesco China Technology ETF (CQQQ); New buy: Ark Innovation ETF (ARKK); Sold out: Pimco Enhanced Short Maturit (MINT); Sold out: Robo Global Robotics And Aut (ROBO).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | JPST | Jpmorgan Ultra-short Income | +0.2% | +8.15% | Add |
| 2 | MTUM | Ishares Msci USA Momentum Fa | +0.2% | +7.91% | Add |
| 3 | NETL | Cltpnt Nt Leas Rl Est-usd In | +0.1% | +3.77% | Add |
| 4 | MSFT | Microsoft CORP | 0% | -2.77% | Trim |
| 5 | KMX | Carmax INC | 0% | — | Unchanged |
| 6 | SBUX | Starbucks CORP | 0% | +4.49% | Add |
| 7 | PGR | Progressive CORP | 0% | — | Unchanged |
| 8 | V | Visa Inc-class A Shares | 0% | — | Unchanged |
| 9 | YUSD | Alleghany CORP | 0% | — | Unchanged |
| 10 | BRK-B | Berkshire Hathaway Inc-cl B | — | — | Unchanged |
| 11 | AAPL | Apple INC | — | — | Unchanged |
| 12 | BLKCHF | Blackrock INC | — | — | Unchanged |
| 13 | NSC | Norfolk Southern CORP | — | — | Unchanged |
| 14 | ISREUR | Isoray INC | — | — | Unchanged |
| 15 | IEF | Ishares 7-10 Year Treasury B | 0% | +2.90% | Add |
| 16 | DLTR | Dollar Tree INC | 0% | — | Unchanged |
| 17 | CSCO | Cisco Systems INC | 0% | — | Unchanged |
| 18 | JNJ | Johnson & Johnson | 0% | — | Unchanged |
| 19 | CCL1EUR | Carnival CORP LTD | 0% | +2.16% | Add |
| 20 | ORLY | O'reilly Automotive INC | 0% | — | Unchanged |
| 21 | VZ | Verizon Communications INC | 0% | — | Unchanged |
| 22 | MBB | Ishares Mbs ETF | 0% | — | Unchanged |
| 23 | NKE | Nike INC -cl B | 0% | — | Unchanged |
| 24 | GOOGL | Alphabet Inc-cl A | 0% | -2.29% | Trim |
| 25 | USMV | Ishares Msci USA Min Vol Fac | 0% | +0.74% | Add |
| 26 | QUS | Ss Spdr Msci U Stratfact ETF | 0% | -15.98% | Trim |
| 27 | BTALUSD | Agfiq US Market Neutral Anti | -0.1% | +3.86% | Add |
| 28 | DWM | Wisdomtree International Equ | -0.1% | +2.34% | Add |
| 29 | GOOG | Alphabet Inc-cl C | -0.1% | — | Unchanged |
| 30 | SCHM | Schwab US Mid Cap ETF | -0.1% | -1.94% | Trim |
| 31 | SDY | Ss Spdr S&p Dividend ETF | -0.1% | +3.09% | Add |
| 32 | ACWV | Ishares Msci Global Min Vol | -0.1% | -1.35% | Trim |
| 33 | VUG | Vanguard Growth ETF | -0.1% | -2.68% | Trim |
| 34 | FNDF | Schwab Fndmn Intl Lrg Co ETF | -0.1% | -6.47% | Trim |
| 35 | DON | Wisdomtree US Midcap Dividen | -0.2% | +0.22% | Add |
| 36 | EZM | Wisdomtree US Midcap Fund | -0.2% | -1.12% | Trim |
| 37 | SLY | Spdr S&p 600 Small Cap ETF | -0.3% | -1.21% | Trim |
| 38 | QUAL | Ishares Msci USA Quality Fac | -0.3% | -1.68% | Trim |
| 39 | TOTL | Ss Doubleline Tr Tact ETF | -0.4% | +0.77% | Add |
| 40 | PHDG | Invesco S&p 500 Downside Hed | -0.8% | -1.16% | Trim |
| 41 | BOTZ | Global X Robotics & Artifici | — | NEW | New buy |
| 42 | CQQQ | Invesco China Technology ETF | — | EXIT | Sold out |
| 43 | ARKK | Ark Innovation ETF | — | NEW | New buy |
| 44 | MINT | Pimco Enhanced Short Maturit | — | EXIT | Sold out |
| 45 | ROBO | Robo Global Robotics And Aut | — | EXIT | Sold out |
| 46 | WFC | Wells Fargo & Co | — | NEW | New buy |
| 47 | SPY | Ss Spdr S&p 500 ETF Trust-us | — | NEW | New buy |
| 48 | DE | Deere & Co | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2019-06-30 | 2019-08-09 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-03 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-11 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-12 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-13 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-04-19 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-06 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-10-31 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-10 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-04-26 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-01-18 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-10-25 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-07-12 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-16 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-09 | 13F-HR | View on EDGAR |
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