CIK: 0001161825
Total reported value
$200.9M
Reporting period: 2019-12-31 · Number of holdings: 95
LAU ASSOCIATES LLC disclosed 95 holdings in its latest 13F filing for the period ending 2019-12-31, with total reported value of $200.9M and a quarterly turnover rate of 14.5%.
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Lau Associates LLC's disclosed holdings carry a Herfindahl concentration index of 0.053 — mathematically equivalent to about 19 equally-sized positions, well below its 95 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.01), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.7 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 53% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim IWD
0.0% -$4.6M
Add AAPL
-0.7% $4.8M
Add JPST
+9.2% $2.9M
Add INTC
-0.1% $1.3M
Trim CTVA
-38.7% -$620.0K
Trim DUK
0.0% -$446.0K
Showing top 94 holdings (of 95 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 17.06% | +0.45% | +9.18% | |
| 2 | AAPL | Apple INC | Stock-Tech | 10.32% | +1.90% | -0.74% | |
| 3 | INTC | Intel CORP | Stock-Tech | 4.70% | +0.40% | -0.09% | |
| 4 | JNJ | Johnson & Johnson | Stock-Healthcare | 4.11% | +0.20% | -0.85% | |
| 5 | COP | Conocophillips | Stock-Energy | 3.60% | +0.23% | -0.54% | |
| 6 | PEP | Pepsico INC | Stock-Consumer Staples | 3.53% | — | — | |
| 7 | PSX | Phillips 66 | Stock-Energy | 3.41% | +0.08% | — | |
| 8 | ACN | Accenture plc | Stock-Tech | 2.48% | +0.07% | -0.04% | |
| 9 | MSFT | Microsoft CORP | Stock-Tech | 2.35% | +0.12% | -0.86% | |
| 10 | DUK | Du Pont E I De Nemour&Co | Stock-Utilities | 2.01% | -0.36% | — | |
| 11 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.94% | — | -1.27% | |
| 12 | DOW | Dow INC | Stock-Materials | 1.71% | +0.13% | — | |
| 13 | IDXX | Idexx Laboratories INC | Stock-Healthcare | 1.61% | -0.18% | -0.44% | |
| 14 | MRK | Merck & Co., Inc. | Stock-Healthcare | 1.60% | +0.01% | -1.20% | |
| 15 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.57% | +0.27% | +18.30% | |
| 16 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.49% | +0.13% | -1.49% | |
| 17 | MMM | 3m Co | Stock-Industrials | 1.36% | +0.01% | -0.32% | |
| 18 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 1.21% | -0.28% | -16.60% | |
| 19 | KLAC | Kla CORP | Stock-Tech | 1.21% | +0.05% | -1.45% | |
| 20 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 1.20% | +0.01% | — | |
| 21 | HAS | Hasbro INC | Stock-Consumer Disc | 1.15% | -0.24% | -0.91% | |
| 22 | NKE | Nike INC -cl B | Stock-Consumer Disc | 1.13% | +0.02% | — | |
| 23 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.08% | +0.03% | — | |
| 24 | UNH | Unitedhealth Group INC | Stock-Healthcare | 1.04% | +0.22% | -0.48% | |
| 25 | KO | Coca-cola Co/the | Stock-Consumer Staples | 1.00% | — | -0.37% | |
| 26 | UTXZ | United Tech CORP | Stock-Other | 0.83% | +0.02% | — | |
| 27 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.80% | +0.05% | -0.86% | |
| 28 | MO | Altria Group INC | Stock-Consumer Staples | 0.77% | +0.10% | — | |
| 29 | ALK | Alaska Air Group INC | Stock-Industrials | 0.77% | — | -0.87% | |
| 30 | DFSEUR | Discover Financial Services | Stock-Other | 0.74% | — | — | |
| 31 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.73% | +0.02% | — | |
| 32 | XOM | Exxon Mobil CORP | Stock-Energy | 0.71% | — | — | |
| 33 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.70% | +0.02% | — | |
| 34 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 0.70% | — | -1.57% | |
| 35 | LOW | Lowe's Cos INC | Stock-Consumer Disc | 0.70% | +0.03% | +1.04% | |
| 36 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.69% | — | -4.32% | |
| 37 | CSCO | Cisco Systems INC | Stock-Tech | 0.67% | — | +2.10% | |
| 38 | GS | Goldman Sachs Group INC | Stock-Financials | 0.66% | +0.02% | — | |
| 39 | PM | Philip Morris International | Stock-Consumer Staples | 0.64% | +0.03% | -0.66% | |
| 40 | ZBH | Zimmer Biomet Holdings INC | Stock-Healthcare | 0.62% | +0.02% | — | |
| 41 | LNC | Lincoln National CORP | Stock-Financials | 0.60% | — | -1.92% | |
| 42 | CVX | Chevron CORP | Stock-Energy | 0.57% | — | -0.71% | |
| 43 | CTVA | Corteva INC | Stock-Materials | 0.57% | -0.36% | -38.72% | |
| 44 | STZ | Constellation Brands Inc-a | Stock-Consumer Staples | 0.56% | -0.09% | — | |
| 45 | ✓ | Johnson Controls Inc | Stock-Other | 0.55% | -0.08% | — | |
| 46 | INCY | Incyte CORP | Stock-Healthcare | 0.54% | +0.05% | — | |
| 47 | BIIB | Biogen INC | Stock-Healthcare | 0.53% | +0.09% | — | |
| 48 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.50% | +0.01% | — | |
| 49 | NUE | Nucor CORP | Stock-Materials | 0.49% | — | -1.13% | |
| 50 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.48% | +0.01% | — |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2019-12-31 | 95 | $200.9M | 14 | |
| 2019-09-30 | 96 | $189.0M | 24 | |
| 2019-06-30 | 93 | $209.2M | 20 | |
| 2019-03-31 | 92 | $194.4M | 21 | |
| 2018-12-31 | 98 | $180.4M | 18 | |
| 2018-09-30 | 90 | $176.4M | 23 | |
| 2018-06-30 | 76 | $146.1M | 22 | |
| 2018-03-31 | 77 | $128.8M | 15 | |
| 2017-12-31 | 77 | $128.5M | 20 | |
| 2017-09-30 | 75 | $128.8M | 12 | |
| 2017-06-30 | 75 | $125.2M | 15 | |
| 2017-03-31 | 77 | $111.8M | 19 | |
| 2016-12-31 | 69 | $98.9M | 13 | |
| 2016-09-30 | 71 | $98.3M | 9 | |
| 2016-06-30 | 71 | $95.0M | 16 | |
| 2016-03-31 | 70 | $96.7M | 15 | |
| 2015-12-31 | 69 | $92.8M | 14 | |
| 2015-09-30 | 66 | $85.0M | 26 | |
| 2015-06-30 | 68 | $102.1M | 8 | |
| 2015-03-31 | 65 | $104.9M | 14 | |
| 2014-12-31 | 65 | $109.7M | 12 | |
| 2014-09-30 | 63 | $108.6M | 14 | |
| 2014-06-30 | 63 | $111.1M | 13 | |
| 2014-03-31 | 63 | $112.1M | 15 | |
| 2013-12-31 | 66 | $112.7M | 21 | |
| 2013-09-30 | 65 | $120.3M | 11 | |
| 2013-06-30 | 64 | $117.9M | 0 |
Lau Associates LLC's most significant position changes for 2019-12-31: Sold out: Abbvie INC (ABBV); Sold out: Canopy Growth Corporation (CGC); New buy: Vanguard Ftse Developed ETF (VEA); New buy: Walt Disney Co/the (DIS); Sold out: Home Depot INC (HD).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | +1.9% | -0.74% | Trim |
| 2 | JPST | Jpmorgan Ultra-short Income | +0.5% | +9.18% | Add |
| 3 | INTC | Intel CORP | +0.4% | -0.09% | Trim |
| 4 | NVS | Novartis Ag-sponsored Adr | +0.3% | +188.97% | Add |
| 5 | IVV | Ishares Core S&p 500 ETF | +0.3% | +18.30% | Add |
| 6 | COP | Conocophillips | +0.2% | -0.54% | Trim |
| 7 | UNH | Unitedhealth Group INC | +0.2% | -0.48% | Trim |
| 8 | JNJ | Johnson & Johnson | +0.2% | -0.85% | Trim |
| 9 | DOW | Dow INC | +0.1% | — | Unchanged |
| 10 | JPM | Jpmorgan Chase & Co | +0.1% | -1.49% | Trim |
| 11 | MSFT | Microsoft CORP | +0.1% | -0.86% | Trim |
| 12 | MO | Altria Group INC | +0.1% | — | Unchanged |
| 13 | BIIB | Biogen INC | +0.1% | — | Unchanged |
| 14 | PSX | Phillips 66 | +0.1% | — | Unchanged |
| 15 | DVA | Davita INC | +0.1% | — | Unchanged |
| 16 | ACN | Accenture plc | +0.1% | -0.04% | Trim |
| 17 | KLAC | Kla CORP | +0.1% | -1.45% | Trim |
| 18 | META | Meta Platforms Inc-class A | +0.1% | -0.86% | Trim |
| 19 | INCY | Incyte CORP | +0.1% | — | Unchanged |
| 20 | AMGN | Amgen INC | +0.1% | -1.11% | Trim |
| 21 | GOOGL | Alphabet Inc-cl A | 0% | — | Unchanged |
| 22 | PM | Philip Morris International | 0% | -0.66% | Trim |
| 23 | LOW | Lowe's Cos INC | 0% | +1.04% | Add |
| 24 | C | Citigroup Inc. | 0% | — | Unchanged |
| 25 | NKE | Nike INC -cl B | 0% | — | Unchanged |
| 26 | UTXZ | United Tech CORP | 0% | — | Unchanged |
| 27 | GS | Goldman Sachs Group INC | 0% | — | Unchanged |
| 28 | IWF | Ishares Russell 1000 Growth | 0% | — | Unchanged |
| 29 | IWM | Ishares Russell 2000 ETF | 0% | — | Unchanged |
| 30 | ZBH | Zimmer Biomet Holdings INC | 0% | — | Unchanged |
| 31 | MRK | Merck & Co., Inc. | 0% | -1.20% | Trim |
| 32 | MMM | 3m Co | 0% | -0.32% | Trim |
| 33 | IEFA | Ishares Core Msci Eafe ETF | 0% | — | Unchanged |
| 34 | GOOG | Alphabet Inc-cl C | 0% | — | Unchanged |
| 35 | IEMG | Ishares Core Msci Emerging | 0% | — | Unchanged |
| 36 | ✓ | Johnson Controls Inc | -0.1% | — | Unchanged |
| 37 | STZ | Constellation Brands Inc-a | -0.1% | — | Unchanged |
| 38 | BA | Boeing Co/the | -0.1% | — | Unchanged |
| 39 | IDXX | Idexx Laboratories INC | -0.2% | -0.44% | Trim |
| 40 | HAS | Hasbro INC | -0.2% | -0.91% | Trim |
| 41 | VIG | Vanguard Dividend Apprec ETF | -0.3% | -16.60% | Trim |
| 42 | CTVA | Corteva INC | -0.4% | -38.72% | Trim |
| 43 | DUK | Du Pont E I De Nemour&Co | -0.4% | — | Unchanged |
| 44 | IWD | Ishares Russell 1000 Value E | -2.4% | — | Unchanged |
| 45 | ABBV | Abbvie INC | — | EXIT | Sold out |
| 46 | CGC | Canopy Growth Corporation | — | EXIT | Sold out |
| 47 | VEA | Vanguard Ftse Developed ETF | — | NEW | New buy |
| 48 | DIS | Walt Disney Co/the | — | NEW | New buy |
| 49 | HD | Home Depot INC | — | EXIT | Sold out |
| 50 | ✓ | TPG Telecom Limited Ord | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2019-12-31 | 2020-02-05 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-02 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-18 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-06 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-06 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-12 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-07-13 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-04-05 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-01-23 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-10-10 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-07-07 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-04-03 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-01-03 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-10-03 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-07-08 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-04-11 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-01-11 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-10-05 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-07-22 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-04-03 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-01-05 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-10-17 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-07-07 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-04-25 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-01-15 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-10-29 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-01 | 13F-HR | View on EDGAR |
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