CIK: 0000933482
Total reported value
$748.4M
Reporting period: 2023-09-30 · Number of holdings: 352
Dubuque Bank & Trust Co disclosed 352 holdings in its latest 13F filing for the period ending 2023-09-30, with total reported value of $748.4M and a quarterly turnover rate of 0.0%.
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Dubuque Bank & Trust Co's disclosed holdings carry a Herfindahl concentration index of 0.025 — mathematically equivalent to about 39 equally-sized positions, well below its 352 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.29), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 35% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
No holding changes this quarter
Showing top 200 holdings (of 352 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VTV | Vanguard Value ETF | ETF-Other | 6.67% | — | -2.74% | |
| 2 | HTLFEUR | Heartland Financial USA INC | Stock-Other | 6.37% | — | -4.34% | |
| 3 | VUG | Vanguard Growth ETF | ETF-Other | 6.31% | — | +1.32% | |
| 4 | ITM | Vaneck Intermediate Muni ETF | ETF-Other | 4.94% | — | +7.04% | |
| 5 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 4.15% | — | +5.29% | |
| 6 | EFG | Ishares Msci Eafe Growth ETF | ETF-Other | 3.85% | — | +3.54% | |
| 7 | AAPL | Apple INC | Stock-Tech | 2.81% | — | -4.96% | |
| 8 | MSFT | Microsoft CORP | Stock-Tech | 2.49% | — | +0.67% | |
| 9 | SHM | Ss Spdr N Ice St Muni ETF | ETF-Other | 2.41% | — | +3.18% | |
| 10 | QAI | Nyli Hdg Multi-str Trk ETF | ETF-Other | 2.34% | — | +1.04% | |
| 11 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 2.06% | — | +2.90% | |
| 12 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 1.79% | — | -4.00% | |
| 13 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.72% | — | -0.89% | |
| 14 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 1.62% | — | +6.43% | |
| 15 | INCE | Franklin Income Equity Focus | ETF-Other | 1.62% | — | +1.83% | |
| 16 | BND | Vanguard Total Bond Market | ETF-Other | 1.28% | — | +50.20% | |
| 17 | AVGO | Broadcom INC | Stock-Tech | 1.23% | — | -11.82% | |
| 18 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 1.23% | — | +6.43% | |
| 19 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.20% | — | -0.34% | |
| 20 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 1.19% | — | +4.70% | |
| 21 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.16% | — | -0.62% | |
| 22 | AMGN | Amgen INC | Stock-Healthcare | 1.15% | — | -1.05% | |
| 23 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 1.11% | — | -32.29% | |
| 24 | CVX | Chevron CORP | Stock-Energy | 1.07% | — | +6.12% | |
| 25 | CSCO | Cisco Systems INC | Stock-Tech | 1.03% | — | -0.65% | |
| 26 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.97% | — | -17.91% | |
| 27 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.95% | — | -2.80% | |
| 28 | RTX | Rtx CORP | Stock-Industrials | 0.92% | — | -0.58% | |
| 29 | TY | Tri-continental CORP | Stock-Other | 0.89% | — | -3.49% | |
| 30 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.87% | — | -0.99% | |
| 31 | IDLV | Invesco S&p International De | ETF-Other | 0.87% | — | +8.30% | |
| 32 | WMT | Walmart INC | Stock-Consumer Staples | 0.86% | — | -38.49% | |
| 33 | ADX | Adams Diversified Equity | Stock-Other | 0.85% | — | -15.23% | |
| 34 | MBB | Ishares Mbs ETF | ETF-Other | 0.84% | — | -0.45% | |
| 35 | TXN | Texas Instruments INC | Stock-Tech | 0.83% | — | -0.61% | |
| 36 | LOW | Lowe's Cos INC | Stock-Consumer Disc | 0.77% | — | -1.81% | |
| 37 | ABBV | Abbvie INC | Stock-Healthcare | 0.72% | — | +2.19% | |
| 38 | BLKCHF | Blackrock INC | Stock-Other | 0.70% | — | -1.06% | |
| 39 | MDT | Medtronic plc | Stock-Healthcare | 0.70% | — | -2.52% | |
| 40 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.69% | — | -0.60% | |
| 41 | IGF | Ishares Global Infrastructur | ETF-Other | 0.67% | — | +1.51% | |
| 42 | ORCL | Oracle CORP | Stock-Tech | 0.65% | — | -3.96% | |
| 43 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.64% | — | -1.88% | |
| 44 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.64% | — | -0.94% | |
| 45 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.61% | — | +4.31% | |
| 46 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 0.57% | — | +21.94% | |
| 47 | V | Visa Inc-class A Shares | Stock-Financials | 0.57% | — | -1.07% | |
| 48 | HD | Home Depot INC | Stock-Consumer Disc | 0.55% | — | -0.15% | |
| 49 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.55% | — | +0.37% | |
| 50 | ING | Ing Groep N.v.-sponsored Adr | Stock-Financials | 0.54% | — | — |
Performance for Q3 2026
+2.7%
Performance Last 4 Quarters
+21.2%
Based on 74% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2023-09-30 | 352 | $748.4M | 0 | |
| 2023-06-30 | 344 | $776.8M | 0 | |
| 2023-03-31 | 332 | $779.6M | 0 | |
| 2022-12-31 | 330 | $764.3M | 0 | |
| 2022-09-30 | 334 | $714.9M | 0 | |
| 2022-06-30 | 338 | $774.3M | 0 | |
| 2022-03-31 | 351 | $895.4M | 0 | |
| 2021-12-31 | 394 | $952.4M | 0 | |
| 2021-09-30 | 416 | $893.8M | 0 | |
| 2021-06-30 | 419 | $900.1M | 99 | |
| 2021-03-31 | 405 | $878.4M | 14 | |
| 2020-12-31 | 382 | $815.9M | 25 | |
| 2020-09-30 | 317 | $681.2M | 18 | |
| 2020-06-30 | 316 | $641.9M | 30 | |
| 2020-03-31 | 297 | $529.5M | 36 | |
| 2019-12-31 | 283 | $655.6M | 18 | |
| 2019-09-30 | 259 | $616.8M | 10 | |
| 2019-06-30 | 253 | $619.5M | 15 | |
| 2019-03-31 | 841 | $619.9M | 20 | |
| 2018-12-31 | 788 | $555.8M | 25 | |
| 2018-09-30 | 766 | $645.9M | 17 | |
| 2018-06-30 | 872 | $611.2M | 13 | |
| 2018-03-31 | 902 | $618.1M | 17 | |
| 2017-12-31 | 812 | $660.4M | 16 | |
| 2017-09-30 | 779 | $607.2M | 37 | |
| 2017-06-30 | 642 | $459.1M | 23 | |
| 2017-03-31 | 645 | $451.2M | 52 | |
| 2016-12-31 | 551 | $564.0M | 23 | |
| 2016-09-30 | 539 | $532.6M | 24 | |
| 2016-06-30 | 555 | $516.5M | 34 | |
| 2016-03-31 | 685 | $518.1M | 63 | |
| 2015-12-31 | 740 | $473.0M | 24 | |
| 2015-09-30 | 600 | $466.5M | 25 | |
| 2015-06-30 | 625 | $537.3M | 55 | |
| 2015-03-31 | 655 | $667.5M | 48 | |
| 2014-12-31 | 608 | $626.6M | 50 | |
| 2014-09-30 | 612 | $607.1M | 29 | |
| 2014-06-30 | 694 | $634.2M | 35 | |
| 2014-03-31 | 516 | $558.5M | 39 | |
| 2013-12-31 | 509 | $568.6M | 22 | |
| 2013-09-30 | 498 | $526.3M | 32 | |
| 2013-06-30 | 487 | $506.2M | 0 |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2023-09-30 | 2023-10-27 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-17 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-13 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-03 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-02 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-13 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-03 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-28 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-09 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-09 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-14 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-10 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-10-28 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-07-24 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-04-21 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-14 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-10 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-10 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-04-02 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-01-15 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-30 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-07-17 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-10 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-06 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-10-13 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-07-20 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-04-25 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-08 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-08 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-12 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-05 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-12 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-13 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-12 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-12 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-10 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-12 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-11 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-07 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-07 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-10-31 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-07 | 13F-HR | View on EDGAR |
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