Dubuque Bank & Trust Co — Q2 2014 13F Holdings

Name: Dubuque Bank & Trust Co — 13F Holdings, Q2 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0000933482

Total reported value

$748.4M

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Full holdings list this quarter

Showing top 200 holdings (of 596 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	HTLFEUR	Heartland Financial USA INC	Stock-Other	7.02%	—	-0.60%
2	LLDYX	Lord Abbett Shrt Dur Inc-i	Stock-Other	4.30%	—	+1.49%
3	JSOSX	Jpmorgan Strat INC Opp-i	Stock-Other	4.26%	—	+1.46%
4	✓	Collins Alternative Solutions	Stock-Other	3.46%	—	+6.50%
5	✓	361 Managed Futures Strategy F	Stock-Other	3.42%	—	+6.59%
6	VFSUX	Vanguard S/t Invest Grd-adm	Stock-Other	3.20%	—	+1.99%
7	✓	Stone Ridge Reinsurance Risk P	Stock-Other	2.97%	—	+5.57%
8	GSZIX	Goldman Sachs Dynam Bnd-inst	Stock-Other	2.75%	—	+4.33%
9	DBLTX	Doubleline Ttl Rtrn Bnd-i	Stock-Other	2.53%	—	+5.50%
10	VGT	Vanguard Info Tech ETF	ETF-Tech	2.28%	—	—
11	TGEIX	Tcw Emerging Markets Inc-i	Stock-Other	1.73%	—	+3.09%
12	JPM	Jpmorgan Chase & Co	Stock-Financials	1.68%	—	+44.63%
13	AAPL	Apple INC	Stock-Tech	1.66%	—	+628.46%
14	SHIYX	Wa Short Duration High Inc-a	Stock-Other	1.62%	—	—
15	BAC	Bank Of America CORP	Stock-Financials	1.61%	—	+34.29%
16	VIS	Vanguard Industrials ETF	ETF-Other	1.47%	—	—
17	PDRDX	Principal Diver Rl Asst-inst	Stock-Other	1.45%	—	+3.01%
18	AIG	American International Group	Stock-Financials	1.42%	—	+7.91%
19	PIGIX	Pimco Inv Grd Crd Bnd-inst	Stock-Other	1.39%	—	+8.27%
20	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.38%	—	+59.66%
21	✓	Aston/River Road Long-Short Fu	Stock-Other	1.37%	—	+6.78%
22	VDE	Vanguard Energy ETF	ETF-Other	1.34%	—	—
23	GM	General Motors Co	Stock-Consumer Disc	1.22%	—	+0.17%
24	AXP	American Express Co	Stock-Financials	1.22%	—	-0.60%
25	UIS	Unisys CORP	Stock-Other	1.20%	—	+26.87%
26	SHRIX	Stone Ridge H/y Rein Rsk-i	Stock-Other	1.18%	—	+5.38%
27	M	Macy's INC	Stock-Consumer Disc	1.16%	—	-0.49%
28	DNREUR	Denbury Inc-pre Bankruptcy	Stock-Other	1.14%	—	-2.07%
29	DXJ	Wisdomtree Japan Hedged Eq	ETF-Other	1.10%	—	-58.05%
30	VGK	Vanguard Ftse Europe ETF	ETF-Other	1.07%	—	-0.73%
31	QCOM	Qualcomm INC	Stock-Tech	1.05%	—	-0.38%
32	VPU	Vanguard Utilities ETF	ETF-Other	1.04%	—	—
33	✓	Google INC Class C	Stock-Other	0.99%	—	—
34	MUB	Ishares National Muni Bond E	ETF-Other	0.96%	—	+8.99%
35	BG	Bunge Global SA	Stock-Consumer Staples	0.93%	—	-0.73%
36	RSG	Republic Services INC	Stock-Industrials	0.92%	—	-0.71%
37	PCYO	Pure Cycle CORP	Stock-Other	0.88%	—	+44.91%
38	WMT	Walmart INC	Stock-Consumer Staples	0.88%	—	+0.02%
39	EFA	Ishares Msci Eafe ETF	ETF-Other	0.85%	—	+2330.21%
40	DE	Deere & Co	Stock-Industrials	0.85%	—	-0.72%
41	CSCO	Cisco Systems INC	Stock-Tech	0.81%	—	+1.83%
42	CVS	Cvs Health CORP	Stock-Healthcare	0.81%	—	-2.58%
43	✓		Stock-Other	0.78%	—	+0.07%
44	CI	The Cigna Group	Stock-Healthcare	0.72%	—	-1.90%
45	VLO	Valero Energy CORP	Stock-Energy	0.71%	—	+25034.72%
46	✓		Stock-Other	0.69%	—	-0.70%
47	GILD	Gilead Sciences INC	Stock-Healthcare	0.68%	—	+3.67%
48	CMCSA	Comcast Corp-class A	Stock-Comm Services	0.65%	—	+2.26%
49	ALR 3 PERP B	Alere INC	Stock-Other	0.65%	—	-1.45%
50	VAW	Vanguard Materials ETF	ETF-Other	0.56%	—	—

1–50 of 200

Holding changes this quarter

Position changes disclosed by Dubuque Bank & Trust Co for the quarter ending Q2 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	EFA	Ishares Msci Eafe ETF	+0.8%	+2330.21%	Add
2	VLO	Valero Energy CORP	+0.7%	+25034.72%	Add
3	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.4%	+59.66%	Add
4	JPM	Jpmorgan Chase & Co	+0.3%	+44.63%	Add
5	PCYO	Pure Cycle CORP	+0.3%	+44.91%	Add
6	AAPL	Apple INC	+0.2%	+628.46%	Add
7	NEM	Newmont CORP	+0.1%	+42.12%	Add
8	BAC	Bank Of America CORP	+0.1%	+34.29%	Add
9	✓		+0.1%	+0.07%	Add
10	AIG	American International Group	+0.1%	+7.91%	Add
11	GILD	Gilead Sciences INC	0%	+3.67%	Add
12	PIGIX	Pimco Inv Grd Crd Bnd-inst	0%	+8.27%	Add
13	PDRDX	Principal Diver Rl Asst-inst	-0.1%	+3.01%	Add
14	✓	Aston/River Road Long-Short Fu	-0.1%	+6.78%	Add
15	TGEIX	Tcw Emerging Markets Inc-i	-0.1%	+3.09%	Add
16	IRT	Independence Realty Trust In	-0.1%	-99.57%	Trim
17	✓	Collins Alternative Solutions	-0.2%	+6.50%	Add
18	DBLTX	Doubleline Ttl Rtrn Bnd-i	-0.2%	+5.50%	Add
19	✓	Sprint CORP	-0.2%	-10.97%	Trim
20	✓	Stone Ridge Reinsurance Risk P	-0.2%	+5.57%	Add
21	✓	361 Managed Futures Strategy F	-0.3%	+6.59%	Add
22	GOOG	Alphabet A	-0.3%	+12.84%	Add
23	LYB	LyondellBasell Industries N.V.	-0.3%	-82.05%	Trim
24	CME	Cme Group INC	-0.4%	-99.84%	Trim
25	PBCTEUR	People's United Financial	-0.4%	-99.85%	Trim
26	USX1	United States Steel CORP	-0.4%	-99.82%	Trim
27	CMA	Comerica INC	-0.4%	-97.01%	Trim
28	✓	Lihua International Inc.	-0.4%	-94.16%	Trim
29	IBM	Intl Business Machines CORP	-0.6%	-84.44%	Trim
30	EXC	Exelon CORP	-0.6%	-99.18%	Trim
31	✓		-0.6%	-90.37%	Trim
32	BAX	Baxter International INC	-0.7%	-91.92%	Trim
33	9990302D	Apache CORP	-1.2%	-97.35%	Trim
34	AVGO	Broadcom Inc.	-1.5%	-97.98%	Trim
35	HTLFEUR	Heartland Financial USA INC	-1.7%	-0.60%	Trim
36	DXJ	Wisdomtree Japan Hedged Eq	-1.8%	-58.05%	Trim
37	VGT	Vanguard Info Tech ETF	—	NEW	New buy
38	SHIYX	Wa Short Duration High Inc-a	—	NEW	New buy
39	VIS	Vanguard Industrials ETF	—	NEW	New buy
40	VDE	Vanguard Energy ETF	—	NEW	New buy
41	VPU	Vanguard Utilities ETF	—	NEW	New buy
42	✓	Google INC Class C	—	NEW	New buy
43	VAW	Vanguard Materials ETF	—	NEW	New buy
44	PRGO	Perrigo Company plc	—	NEW	New buy
45	AA	Alcoa INC Com	—	EXIT	Sold out
46	NRF 8.75 PERP E	Northstar Realty Fin	—	NEW	New buy
47	TMUS	T-mobile US INC	—	NEW	New buy
48	CIO	City Office Reit INC	—	NEW	New buy
49	CFFI	C & F Financial CORP	—	NEW	New buy
50	TSBIX	Nuveen Core Impact Bd Fnd-r6	—	NEW	New buy