Dubuque Bank & Trust Co — Q3 2013 13F Holdings

Name: Dubuque Bank & Trust Co — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0000933482

Total reported value

$748.4M

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Full holdings list this quarter

Showing top 200 holdings (of 416 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	HTLFEUR	Heartland Financial USA INC	Stock-Other	9.23%	—	-18.31%
2	PDRDX	Principal Diver Rl Asst-inst	Stock-Other	7.16%	—	+2.77%
3	LLDYX	Lord Abbett Shrt Dur Inc-i	Stock-Other	5.05%	—	-1.05%
4	JSOSX	Jpmorgan Strat INC Opp-i	Stock-Other	4.77%	—	—
5	VFSUX	Vanguard S/t Invest Grd-adm	Stock-Other	3.52%	—	+17.96%
6	✓	Stone Ridge Reinsurance Risk P	Stock-Other	3.29%	—	-8.49%
7	DXJ	Wisdomtree Japan Hedged Eq	ETF-Other	3.06%	—	+1.46%
8	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	2.84%	—	-6.13%
9	DBLTX	Doubleline Ttl Rtrn Bnd-i	Stock-Other	2.73%	—	-33.61%
10	GSZIX	Goldman Sachs Dynam Bnd-inst	Stock-Other	2.27%	—	+1.53%
11	UBS	UBS Group AG	Stock-Financials	2.03%	—	+3.31%
12	VIS	Vanguard Industrials ETF	ETF-Other	1.75%	—	-3.09%
13	AIG	American International Group	Stock-Financials	1.47%	—	-2.17%
14	BAC	Bank Of America CORP	Stock-Financials	1.46%	—	-0.59%
15	SWKS	Skyworks Solutions INC	Stock-Tech	1.45%	—	-1.02%
16	AVGO	Broadcom Inc.	Stock-Tech	1.39%	—	+58.29%
17	PIGIX	Pimco Inv Grd Crd Bnd-inst	Stock-Other	1.38%	—	-23.58%
18	AAPL	Apple INC	Stock-Tech	1.34%	—	-0.80%
19	SHRIX	Stone Ridge H/y Rein Rsk-i	Stock-Other	1.31%	—	-8.45%
20	9990302D	Apache CORP	Stock-Other	1.30%	—	-2.68%
21	WMT	Walmart INC	Stock-Consumer Staples	1.28%	—	+3.94%
22	AXP	American Express Co	Stock-Financials	1.27%	—	-4.32%
23	JPM	Jpmorgan Chase & Co	Stock-Financials	1.25%	—	-5.87%
24	VGK	Vanguard Ftse Europe ETF	ETF-Other	1.23%	—	—
25	BG	Bunge Global SA	Stock-Consumer Staples	1.13%	—	-2.78%
26	QCOM	Qualcomm INC	Stock-Tech	1.09%	—	+35.81%
27	IBM	Intl Business Machines CORP	Stock-Tech	1.08%	—	+54.05%
28	M	Macy's INC	Stock-Consumer Disc	1.07%	—	+3667.63%
29	✓		Stock-Other	1.00%	—	+0.03%
30	PELBX	Pimco E/m Lcl Cur & Bnd-inst	Stock-Other	0.99%	—	-29.17%
31	RSG	Republic Services INC	Stock-Industrials	0.94%	—	+0.34%
32	TGEIX	Tcw Emerging Markets Inc-i	Stock-Other	0.94%	—	-20.76%
33	DE	Deere & Co	Stock-Industrials	0.89%	—	+19.90%
34	ALR 3 PERP B	Alere INC	Stock-Other	0.87%	—	-3.96%
35	ETR	Entergy CORP	Stock-Utilities	0.86%	—	+2.47%
36	BAX	Baxter International INC	Stock-Healthcare	0.85%	—	+1.16%
37	MUB	Ishares National Muni Bond E	ETF-Other	0.80%	—	-3.42%
38	KBR	Kbr INC	Stock-Industrials	0.80%	—	—
39	✓		Stock-Other	0.80%	—	-58.26%
40	✓	Steelpath Mlp Select 40-i	Stock-Other	0.78%	—	-2.32%
41	UIS	Unisys CORP	Stock-Other	0.76%	—	+2.77%
42	USA	Liberty Interactive CORP	Stock-Other	0.76%	—	+85.95%
43	✓		Stock-Other	0.64%	—	+4.02%
44	ABT	Abbott Laboratories	Stock-Healthcare	0.63%	—	+2.89%
45	CI	The Cigna Group	Stock-Healthcare	0.60%	—	-9.63%
46	JNJ	Johnson & Johnson	Stock-Healthcare	0.60%	—	-7.02%
47	TMO	Thermo Fisher Scientific INC	Stock-Healthcare	0.59%	—	-4.36%
48	✓	Sprint CORP	Stock-Other	0.55%	—	—
49	NLYEUR	Annaly Capital Management In	Stock-Other	0.52%	—	-39.87%
50	GOOG	Alphabet A	Stock-Comm Services	0.52%	—	-29.45%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Dubuque Bank & Trust Co for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	M	Macy's INC	+1%	+3667.63%	Add
2	LYB	LyondellBasell Industries N.V.	+0.5%	+11246.60%	Add
3	VFSUX	Vanguard S/t Invest Grd-adm	+0.4%	+17.96%	Add
4	SDA	Sealed Air CORP	+0.4%	+58346.43%	Add
5	USA	Liberty Interactive CORP	+0.4%	+85.95%	Add
6	QCOM	Qualcomm INC	+0.3%	+35.81%	Add
7	IBM	Intl Business Machines CORP	+0.3%	+54.05%	Add
8	AVGO	Broadcom Inc.	+0.2%	+58.29%	Add
9	AAPL	Apple INC	+0.2%	-0.80%	Trim
10	✓		+0.2%	+0.03%	Add
11	PDRDX	Principal Diver Rl Asst-inst	+0.1%	+2.77%	Add
12	DE	Deere & Co	+0.1%	+19.90%	Add
13	SWKS	Skyworks Solutions INC	+0.1%	-1.02%	Trim
14	DXJ	Wisdomtree Japan Hedged Eq	+0.1%	+1.46%	Add
15	GOOG	Alphabet A	-0.3%	-29.45%	Trim
16	TGEIX	Tcw Emerging Markets Inc-i	-0.3%	-20.76%	Trim
17	✓	Stone Ridge Reinsurance Risk P	-0.3%	-8.49%	Trim
18	XLB	Ss Materials Select Sector	-0.4%	-99.85%	Trim
19	FCX	Freeport-mcmoran INC	-0.4%	-99.45%	Trim
20	ITB	Ishares U.s. Home Constructi	-0.4%	-99.43%	Trim
21	NLYEUR	Annaly Capital Management In	-0.5%	-39.87%	Trim
22	PELBX	Pimco E/m Lcl Cur & Bnd-inst	-0.5%	-29.17%	Trim
23	VGT	Vanguard Info Tech ETF	-0.5%	-93.76%	Trim
24	PIGIX	Pimco Inv Grd Crd Bnd-inst	-0.5%	-23.58%	Trim
25	RGCGBP	Regal Entertainment Group-a	-0.5%	-50.84%	Trim
26	✓	Directv	-0.6%	-51.94%	Trim
27	SNPS	Synopsys INC	-0.8%	-99.84%	Trim
28	✓		-0.8%	-58.26%	Trim
29	DBLTX	Doubleline Ttl Rtrn Bnd-i	-1.6%	-33.61%	Trim
30	HTLFEUR	Heartland Financial USA INC	-2.4%	-18.31%	Trim
31	JSOSX	Jpmorgan Strat INC Opp-i	—	NEW	New buy
32	VGK	Vanguard Ftse Europe ETF	—	NEW	New buy
33	✓	Sprint Nextel CORP	—	EXIT	Sold out
34	KBR	Kbr INC	—	NEW	New buy
35	VFH	Vanguard Financials ETF	—	EXIT	Sold out
36	✓	Sprint CORP	—	NEW	New buy
37	CCI	Crown Castle Inc.	—	NEW	New buy
38	CME	Cme Group INC	—	NEW	New buy
39	GOF	Guggenheim Strategic Opportunities Fund	—	NEW	New buy
40	MOS	Mosaic Co/the	—	EXIT	Sold out
41	PBCTEUR	People's United Financial	—	NEW	New buy
42	CMA	Comerica INC	—	NEW	New buy
43	✓	Navarre CORP	—	EXIT	Sold out
44	USX1	United States Steel CORP	—	NEW	New buy
45	✓	Speed Comm INC	—	NEW	New buy
46	✓		—	NEW	New buy
47	PCYO	Pure Cycle CORP	—	NEW	New buy
48	✓	Rimage CORP	—	EXIT	Sold out
49	ASB	Associated Banc-Corp	—	NEW	New buy
50	DOCUSD	Physicians Realty Trust	—	NEW	New buy