DF
Defined Financial Planning LLC Historical SEC 13F Holdings & Archive (Q3 2025)
Defined Financial Planning LLCCIK: 0002056559
Diversified strategySector-focusedMomentum follower
Total reported value
$120.6M
Reporting period: 2025-09-30 · Number of holdings: 65
Defined Financial Planning LLC disclosed 65 holdings in its latest 13F filing for the period ending 2025-09-30, with total reported value of $120.6M and a quarterly turnover rate of 54.1%.
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Personality snowflake
- Concentration
- 18.86
- Portfolio Stability
- 54.11
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 85.52
Defined Financial Planning LLC's disclosed holdings carry a Herfindahl concentration index of 0.047 — mathematically equivalent to about 21 equally-sized positions, well below its 65 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.45), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 18% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd SCHG
+11.4% $5.5M
Add NVDA
-1.5% $1.7M
Add DON
+24.8% $1.6M
Trim DGRW
-15.0% $939.5K
Add EES
+32.9% $1.2M
Add AVGO
-6.2% $511.4K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHG | Schwab US Large-cap Growth | ETF-Other | 11.77% | +2.96% | +11.38% | |
| 2 | DGRW | Wisdomtree U.s. Quality Divi | ETF-Other | 7.82% | -0.78% | -15.04% | |
| 3 | JVAL | Jpmorgan US Value Factor ETF | ETF-Other | 6.20% | +0.28% | -3.81% | |
| 4 | DDWM | Wisdomtree Dy Inter Eq Fd-us | ETF-Other | 5.76% | +5.76% | NEW | |
| 5 | AGGY | Wisdomtree Yield Enhanced US | ETF-Other | 5.58% | — | +10.20% | |
| 6 | SECT | Main Sector Rotation ETF | ETF-Other | 5.43% | -0.18% | -11.67% | |
| 7 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 5.01% | +0.14% | -2.25% | |
| 8 | XSOE | Wisdmtree Emerg Mkt Ex-st Ow | ETF-Other | 4.37% | +0.14% | -4.94% | |
| 9 | DON | Wisdomtree US Midcap Dividen | ETF-Other | 3.52% | +0.79% | +24.81% | |
| 10 | USMF | Wisdomtree US Multifactor Fu | ETF-Other | 3.46% | — | -23.79% | |
| 11 | JBND | Jpmorgan Active Bond ETF | ETF-Other | 3.34% | +3.34% | NEW | |
| 12 | MTGP | Wisdomtree Mtge Plus Bond | ETF-Other | 3.15% | +0.21% | +22.62% | |
| 13 | NVDA | Nvidia CORP | Stock-Tech | 2.90% | +1.08% | -1.52% | |
| 14 | AAPL | Apple Inc | Stock-Tech | 2.69% | -0.28% | +0.10% | |
| 15 | MSFT | Microsoft CORP | Stock-Tech | 2.57% | +0.27% | -3.57% | |
| 16 | EES | Wisdomtree US Smallcap Fund | ETF-Other | 2.36% | +0.73% | +32.85% | |
| 17 | BIV | Vanguard Intermediate-term B | ETF-Other | 2.35% | +2.35% | NEW | |
| 18 | BUYW | Main Buywrite ETF | ETF-Other | 1.74% | -0.10% | +4.14% | |
| 19 | EPI | Wisdomtree India Earnings | ETF-Other | 1.65% | +0.10% | +8.73% | |
| 20 | QHY | Wisdomtree US High Yield Cor | ETF-High Yield | 1.36% | — | +11.19% | |
| 21 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.05% | — | -6.05% | |
| 22 | MARM | Ftvestus Max Buff ETF March | ETF-Other | 0.95% | +0.95% | NEW | |
| 23 | AVGO | Broadcom Inc | Stock-Tech | 0.93% | +0.31% | -6.24% | |
| 24 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.90% | +0.24% | +4.54% | |
| 25 | DECM | Ft Vest US Eq Max Buf Dec | ETF-Other | 0.79% | +0.79% | NEW | |
| 26 | GLD | Spdr Gold Shares | ETF-Commodities | 0.74% | — | +34.59% | |
| 27 | THIR | Thor Index Rotation ETF | ETF-Large Cap & Growth | 0.72% | +0.72% | NEW | |
| 28 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.69% | +0.69% | NEW | |
| 29 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.49% | — | +6.52% | |
| 30 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.49% | — | -20.63% | |
| 31 | BUFD | Ft Vst Lad Deep Buf Etf-usdi | ETF-Other | 0.48% | +0.48% | NEW | |
| 32 | SSO | Proshares Ultra S&p500 | ETF-Other | 0.46% | +0.46% | NEW | |
| 33 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.42% | — | +20.42% | |
| 34 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.40% | — | +56.59% | |
| 35 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.38% | — | +6.98% | |
| 36 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.37% | — | +5.67% | |
| 37 | IBM | Intl Business Machines CORP | Stock-Tech | 0.36% | — | -3.33% | |
| 38 | ETN | Eaton Corporation plc | Stock-Industrials | 0.32% | — | +0.10% | |
| 39 | OCTM | Ft Vest US Eq Max Buf Oct | ETF-Other | 0.32% | +0.32% | NEW | |
| 40 | SEPM | Ft Vest US Eq Max Buf Sep | ETF-Other | 0.32% | +0.32% | NEW | |
| 41 | JUNM | Ft Vest US Eq Max Buf June | ETF-Other | 0.32% | +0.32% | NEW | |
| 42 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.30% | — | +3.05% | |
| 43 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.30% | — | -2.70% | |
| 44 | NFLX | Netflix Inc | Stock-Comm Services | 0.28% | +0.28% | NEW | |
| 45 | XOM | Exxon Mobil CORP | Stock-Energy | 0.25% | — | -8.08% | |
| 46 | V | Visa Inc-class A Shares | Stock-Financials | 0.24% | — | -6.98% | |
| 47 | EXC | Exelon CORP | Stock-Utilities | 0.24% | — | +1.32% | |
| 48 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.23% | — | +6.19% | |
| 49 | WMT | Walmart Inc | Stock-Consumer Staples | 0.23% | — | -21.84% | |
| 50 | IBIT | Ishares Bitcoin Trust ETF | ETF-Crypto | 0.23% | +0.23% | NEW |
1–50 of 65
Portfolio Performance
Performance for Q3 2026
+1.5%
Performance Last 4 Quarters
+17.1%
- Stdev
- +10.1%
- Beta
- +0.75
- Alpha
- +2.1%
- Max Drawdown
- -4.8%
- Annualized Perf
- +17.1%
- Batting Avg vs S&P
- +44.4%
- Sortino
- +3.29
- Stutzer
- +0.47
- Treynor
- +0.22
- Sterling
- +1.15
- Calmar
- +3.57
- Information Ratio
- -0.73
- Tracking Error
- +3.8%
- Stdev Down
- +5%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +24.6%
- Worst 12 Months
- +15.7%
- Efficiency Ratio
- +0.61
- Sharpe
- +1.61
- Stdev Sectors
- +17.3%
- Skewness
- -0.14
- Kurtosis
- +0.26
- Upside Potential
- +4.57
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
Defined Financial Planning LLC's most significant position changes for 2025-09-30: New buy: Wisdomtree Dy Inter Eq Fd-us (DDWM); New buy: Jpmorgan Active Bond ETF (JBND); Sold out: Wisdomtree Europe Hedged Equ (HEDJ); New buy: Vanguard Intermediate-term B (BIV); Sold out: Wisdomtree Japan Hedged Eq (DXJ).
Filing History
FAQ
What is Defined Financial Planning LLC and what type of investor is it?
Defined Financial Planning LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2025-09-30), the firm manages a tracked equity portfolio valued at approximately $120.6M, spread across 65 disclosed positions.
What are Defined Financial Planning LLC's largest equity positions?
Based on the latest 13F filing, Defined Financial Planning LLC's top holdings by market value are:
1. Schwab US Large-cap Growth (SCHG) — $14.2M (11.8%)
2. Wisdomtree U.s. Quality Divi (DGRW) — $9.4M (7.8%)
3. Jpmorgan US Value Factor ETF (JVAL) — $7.5M (6.2%)
4. Wisdomtree Dy Inter Eq Fd-us (DDWM) — $6.9M (5.8%)
5. Wisdomtree Yield Enhanced US (AGGY) — $6.7M (5.6%)
What changes did Defined Financial Planning LLC make in its most recent portfolio filing?
In the latest reported quarter, Defined Financial Planning LLC made 50 notable position adjustments: 14 new positions were initiated, 11 existing holdings were added to, 5 positions were partially reduced, and 20 were completely exited. The largest of these moves: New buy: Wisdomtree Dy Inter Eq Fd-us (DDWM); New buy: Jpmorgan Active Bond ETF (JBND); Sold out: Wisdomtree Europe Hedged Equ (HEDJ); New buy: Vanguard Intermediate-term B (BIV); Sold out: Wisdomtree Japan Hedged Eq (DXJ)
What sectors does Defined Financial Planning LLC focus on?
Defined Financial Planning LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 57.3%
• Communication Services: 12.2%
• Consumer Discretionary: 10.4%
• Financials: 7.2%
• Consumer Staples: 5.3%
• Health Care: 5.1%
Investment Profile
Defined Financial Planning LLC returned an annualized 17.1% over the trailing 18 months — outperforming the S&P 500 by 2.1 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.75 (less volatile than the market) and a 44% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 57.3% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 54 over the past 3 quarters — a shift toward more active trading.
It has added to its SCHG position over the past two quarters (+$5.5M, now $14.2M), while trimming KO over the same stretch (-$194.9K, still holding $278.9K).
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Developer Access
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REST API
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