CP
Cowen Prime Advisors LLC Historical SEC 13F Holdings & Archive (Q2 2023)
Cowen Prime Advisors LLCCIK: 0001875920
Long-term holder
Total reported value
$290.4M
Reporting period: 2023-06-30 · Number of holdings: 229
Cowen Prime Advisors LLC disclosed 229 holdings in its latest 13F filing for the period ending 2023-06-30, with total reported value of $290.4M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 0
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 0
- Diversification
- 0
- Sizing Uniformity
- —
Sector classification currently covers about 25% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 229 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | PDFS | Pdf Solutions Inc | Stock-Other | 14.60% | — | -6.96% | |
| 2 | THRY | Thryv Holdings Inc | Stock-Other | 8.13% | — | +1.88% | |
| 3 | INSE | Inspired Entertainment Inc | Stock-Other | 5.96% | — | +4.14% | |
| 4 | ASPN | Aspen Aerogels Inc | Stock-Other | 5.19% | — | +14.68% | |
| 5 | ITIEUR | Iteris Inc | Stock-Other | 4.44% | — | -4.12% | |
| 6 | HLIT | Harmonic Inc | Stock-Other | 4.44% | — | -0.06% | |
| 7 | DMRC | Digimarc Corporation | Stock-Other | 4.26% | — | +0.10% | |
| 8 | GENI | Genius Sports Limited | Stock-Other | 4.21% | — | -3.66% | |
| 9 | SHCRUSD | Sharecare Inc | Stock-Other | 3.53% | — | +26.03% | |
| 10 | PTC | Ptc Inc | Stock-Tech | 2.97% | — | -0.92% | |
| 11 | AUGX | Augmedix Inc | Stock-Other | 2.22% | — | -6.78% | |
| 12 | DDD | 3d Systems CORP | Stock-Other | 2.05% | — | +4.59% | |
| 13 | MTSI | Macom Technology Solutions H | Stock-Tech | 1.96% | — | — | |
| 14 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.55% | — | -2.95% | |
| 15 | CCI | Crown Castle Inc | Stock-Real Estate | 1.45% | — | +32.66% | |
| 16 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.40% | — | -1.84% | |
| 17 | AZNN | Astrazeneca Plc-spons Adr | Stock-Other | 1.28% | — | -3.18% | |
| 18 | NVEC | Nve CORP | Stock-Other | 1.27% | — | -1.68% | |
| 19 | TACT | Transact Technologies Inc | Stock-Other | 1.23% | — | — | |
| 20 | SBUX | Starbucks CORP | Stock-Consumer Disc | 1.22% | — | +3.24% | |
| 21 | RAH | Societal Cdmo Inc | Stock-Other | 1.16% | — | +4.06% | |
| 22 | ADI | Analog Devices Inc | Stock-Tech | 1.12% | — | — | |
| 23 | APYX | Apyx Medical CORP | Stock-Other | 1.05% | — | +0.58% | |
| 24 | KRNT | Kornit Digital Ltd. | Stock-Other | 1.04% | — | +1.98% | |
| 25 | APO | Apollo Global Management Inc | Stock-Financials | 1.04% | — | -4.03% | |
| 26 | TXN | Texas Instruments Inc | Stock-Tech | 1.04% | — | — | |
| 27 | IFF | Intl Flavors & Fragrances | Stock-Materials | 0.93% | — | +30.38% | |
| 28 | KKR | Kkr & Co Inc | Stock-Financials | 0.93% | — | -3.79% | |
| 29 | GSIT | Gsi Technology Inc | Stock-Other | 0.80% | — | -2.09% | |
| 30 | PFE | Pfizer Inc | Stock-Healthcare | 0.80% | — | -4.40% | |
| 31 | WEP | Magellan Midstream Partners | Stock-Other | 0.75% | — | — | |
| 32 | MSFT | Microsoft CORP | Stock-Tech | 0.74% | — | -3.07% | |
| 33 | EPD | Enterprise Products Partners | Stock-Energy | 0.71% | — | — | |
| 34 | KMI | Kinder Morgan, Inc. | Stock-Energy | 0.68% | — | -2.16% | |
| 35 | CEVA | Ceva Inc | Stock-Other | 0.63% | — | — | |
| 36 | LNTH | Lantheus Holdings Inc | Stock-Healthcare | 0.62% | — | -1.82% | |
| 37 | ARAY | Accuray Inc | Stock-Other | 0.54% | — | -0.25% | |
| 38 | IBM | Intl Business Machines CORP | Stock-Tech | 0.49% | — | — | |
| 39 | DOW | Dow Inc | Stock-Materials | 0.47% | — | — | |
| 40 | 6D8 | Dupont De Nemours Inc | Stock-Other | 0.46% | — | — | |
| 41 | BRT | Brt Apartments CORP | Stock-Other | 0.43% | — | — | |
| 42 | INFN 2.125 09-01-24Bond | Infinera CORP | Bond | 0.42% | — | -3.13% | |
| 43 | EXC | Exelon CORP | Stock-Utilities | 0.41% | — | -4.08% | |
| 44 | KOPN | Kopin CORP | Stock-Other | 0.41% | — | +0.18% | |
| 45 | RBBN | Ribbon Communications Inc | Stock-Other | 0.37% | — | — | |
| 46 | QUOTUSD | Quotient Technology Inc | Stock-Other | 0.36% | — | -23.77% | |
| 47 | NTNX | Nutanix Inc - A | Stock-Tech | 0.33% | — | — | |
| 48 | AAPL | Apple Inc | Stock-Tech | 0.33% | — | — | |
| 49 | SCOR1EUR | Comscore Inc | Stock-Other | 0.31% | — | — | |
| 50 | MET | Metlife Inc | Stock-Financials | 0.31% | — | — |
1–50 of 200
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Portfolio Performance
Performance for Q3 2026
-9%
Performance Last 4 Quarters
+12.2%
Based on 83% of reported portfolio value with available pricing
- Stdev
- +29.2%
- Beta
- +1.74
- Alpha
- -27%
- Max Drawdown
- -28.3%
- Annualized Perf
- +3.9%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +0.43
- Stutzer
- +0.08
- Treynor
- +0.05
- Sterling
- +0.14
- Calmar
- +0.14
- Information Ratio
- -0.58
- Tracking Error
- +20.8%
- Stdev Down
- +18.2%
- Winning Months %
- +55.6%
- Losing Months %
- +44.4%
- Best 12 Months
- +36.3%
- Worst 12 Months
- -24.4%
- Efficiency Ratio
- +0.05
- Sharpe
- +0.27
- Stdev Sectors
- +10.1%
- Skewness
- +0.25
- Kurtosis
- -0.55
- Upside Potential
- +2.41
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Cowen Prime Advisors LLC and what type of investor is it?
Cowen Prime Advisors LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2023-06-30), the firm manages a tracked equity portfolio valued at approximately $290.4M, spread across 229 disclosed positions.
What are Cowen Prime Advisors LLC's largest equity positions?
Based on the latest 13F filing, Cowen Prime Advisors LLC's top holdings by market value are:
1. Pdf Solutions Inc (PDFS) — $42.4M (14.6%)
2. Thryv Holdings Inc (THRY) — $23.6M (8.1%)
3. Inspired Entertainment Inc (INSE) — $17.3M (6.0%)
4. Aspen Aerogels Inc (ASPN) — $15.1M (5.2%)
5. Iteris Inc (ITIEUR) — $12.9M (4.4%)
What changes did Cowen Prime Advisors LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Cowen Prime Advisors LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Cowen Prime Advisors LLC focus on?
Cowen Prime Advisors LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 38.1%
• Health Care: 15.1%
• Financials: 12.2%
• Energy: 7.5%
• Materials: 6.7%
• Real Estate: 6.6%
Investment Profile
Cowen Prime Advisors LLC returned an annualized 3.9% over the trailing 36 months — underperforming the S&P 500 by 27.0 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 1.74 (more volatile than the market) and a 42% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 38.1% of the portfolio concentrated in Information Technology.
Its concentration score has fallen from 25 to 0 over the past 4 quarters — a shift toward broader diversification.
It has added to its THRY position over the past two quarters (+$6.9M, now $23.6M), while trimming FRG1USD over the same stretch (-$6.9M, still holding $243.0K).
Peer Institutions
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Portfolio Stability48.1
Sector conviction68.3
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VG
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LI
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Total reported value
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131 stks
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Concentration7.2
Portfolio Stability20.4
Sector conviction100.0
AUM within 0.1% of this institution
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Similar Holdings Style
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CP
Cowen Prime Services LLC
CIK 0001543830
Total reported value
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167 stks
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Concentration0.0
Portfolio Stability97.9
Sector conviction71.2
Also holds Pdf Solutions Inc as its largest position
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SM
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CIK 0001986590
Total reported value
$293.0M
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Concentration21.6
Portfolio Stability48.0
Sector conviction58.5
Also holds Pdf Solutions Inc as its largest position
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Developer Access
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