CIK: 0002039212
Total reported value
$168.3M
Reporting period: 2026-03-31 · Number of holdings: 118
Code Waechter LLC disclosed 118 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $168.3M and a quarterly turnover rate of 14.9%.
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Code Waechter LLC's disclosed holdings carry a Herfindahl concentration index of 0.037 — mathematically equivalent to about 27 equally-sized positions, well below its 118 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.86), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 26% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim SCHG
+7.7% -$690.1K
Trim SCHX
-0.2% -$232.8K
Trim MSFT
+7.6% -$408.9K
Add VB
+10.7% $1.2M
Add VIOG
+10.1% $785.0K
Trim SGOV
+5.0% $590.5K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHG | Schwab US Large-cap Growth | ETF-Other | 10.26% | -1.27% | +7.68% | |
| 2 | CGDV | Cap Group Dividend Value | ETF-Other | 8.26% | -0.04% | +10.34% | |
| 3 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 6.92% | -0.18% | +5.04% | |
| 4 | VB | Vanguard Small-cap ETF | ETF-Other | 6.54% | +0.25% | +10.71% | |
| 5 | VIOV | Vanguard S&p Small-cap 600 V | ETF-Other | 4.60% | -0.02% | +3.29% | |
| 6 | VIOG | Vanguard S&p Sm Cap 600 Grw | ETF-Other | 4.06% | +0.18% | +10.10% | |
| 7 | SCHR | Schwab Intermediate-term US | ETF-Other | 3.20% | -0.11% | +5.15% | |
| 8 | CGNG | Cap Group New Geography Eq | ETF-Other | 2.97% | +2.97% | NEW | |
| 9 | BALT | Inn Defined Wealth Shield | ETF-Other | 2.77% | -0.01% | +7.94% | |
| 10 | SCHX | Schwab US Large-cap ETF | ETF-Other | 2.68% | -0.37% | -0.19% | |
| 11 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 2.52% | — | -3.75% | |
| 12 | DRSK | Aptus Defined Risk ETF | ETF-Other | 2.05% | — | +5.40% | |
| 13 | QDPL | Pacer Met US Lrg Cap Dvd 400 | ETF-Other | 2.04% | +0.03% | +15.67% | |
| 14 | SCHA | Schwab US Small-cap ETF | ETF-Other | 1.37% | — | -1.07% | |
| 15 | AAPL | Apple INC | Stock-Tech | 1.31% | — | +4.13% | |
| 16 | CGGO | Cap Group Global Growth | ETF-Other | 1.28% | +1.28% | NEW | |
| 17 | MSFT | Microsoft CORP | Stock-Tech | 1.13% | -0.36% | +7.57% | |
| 18 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.03% | -0.14% | -0.75% | |
| 19 | NVDA | Nvidia CORP | Stock-Tech | 1.01% | — | +7.35% | |
| 20 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.95% | -0.14% | +0.11% | |
| 21 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.77% | -0.15% | — | |
| 22 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.74% | — | +0.63% | |
| 23 | TTE | Totalenergies Se | Stock-Other | 0.74% | +0.15% | -1.82% | |
| 24 | FDVV | Fidelity High Dividend ETF | ETF-Other | 0.72% | — | — | |
| 25 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.71% | — | -2.87% | |
| 26 | AVGO | Broadcom INC | Stock-Tech | 0.71% | -0.12% | +2.89% | |
| 27 | BTI | British American Tob-sp Adr | Stock-Consumer Staples | 0.70% | — | -7.44% | |
| 28 | ABBV | Abbvie INC | Stock-Healthcare | 0.66% | -0.17% | -8.75% | |
| 29 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.64% | +0.02% | — | |
| 30 | DVY | Ishares Select Dividend ETF | ETF-Other | 0.64% | — | — | |
| 31 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.63% | — | +9.27% | |
| 32 | XOM | Exxon Mobil CORP | Stock-Energy | 0.62% | +0.14% | -1.45% | |
| 33 | ENB | Enbridge INC | Stock-Energy | 0.62% | — | -4.05% | |
| 34 | CVX | Chevron CORP | Stock-Energy | 0.61% | +0.09% | -5.76% | |
| 35 | MUB | Ishares National Muni Bond E | ETF-Other | 0.60% | -0.13% | -10.63% | |
| 36 | NGG | National Grid Plc-sp Adr | Stock-Utilities | 0.58% | — | -2.19% | |
| 37 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.56% | — | +4.93% | |
| 38 | WMB | Williams Cos INC | Stock-Energy | 0.56% | — | -21.20% | |
| 39 | SPYD | Ss Spdr P S&p 500 Hi Div ETF | ETF-Large Cap & Growth | 0.55% | — | — | |
| 40 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.55% | — | — | |
| 41 | SPHD | Invesco S&p 500 High Dividen | ETF-Large Cap & Growth | 0.54% | — | — | |
| 42 | USB | US Bancorp | Stock-Financials | 0.52% | — | +2.40% | |
| 43 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.49% | — | +2.51% | |
| 44 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.49% | — | +14.65% | |
| 45 | PNC | Pnc Financial Services Group | Stock-Financials | 0.49% | — | +0.43% | |
| 46 | PM | Philip Morris International | Stock-Consumer Staples | 0.49% | +0.12% | +37.88% | |
| 47 | VTV | Vanguard Value ETF | ETF-Other | 0.47% | — | -5.70% | |
| 48 | PFE | Pfizer INC | Stock-Healthcare | 0.46% | — | +0.59% | |
| 49 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.45% | -0.10% | -25.18% | |
| 50 | AMGN | Amgen INC | Stock-Healthcare | 0.45% | — | -6.53% |
Performance for Q3 2026
+3.3%
Performance Last 4 Quarters
+19.6%
Based on 76% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 118 | $168.3M | 15 | |
| 2025-12-31 | 108 | $155.7M | 14 | |
| 2025-09-30 | 112 | $153.2M | 72 | |
| 2025-06-30 | 111 | $140.6M | 0 | |
| 2025-03-31 | 126 | $121.6M | 0 | |
| 2024-12-31 | 101 | $114.6M | 0 | |
| 2024-09-30 | 100 | $104.9M | 0 |
Code Waechter LLC's most significant position changes for 2026-03-31: New buy: Cap Group New Geography Eq (CGNG); New buy: Cap Group Global Growth (CGGO); New buy: Cme Group INC (CME); Sold out: Amcor plc (AMCR); New buy: Amcor plc (AMCR).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VB | Vanguard Small-cap ETF | +0.3% | +10.71% | Add |
| 2 | VIOG | Vanguard S&p Sm Cap 600 Grw | +0.2% | +10.10% | Add |
| 3 | TTE | Totalenergies Se | +0.2% | -1.82% | Trim |
| 4 | XOM | Exxon Mobil CORP | +0.1% | -1.45% | Trim |
| 5 | PM | Philip Morris International | +0.1% | +37.88% | Add |
| 6 | CVX | Chevron CORP | +0.1% | -5.76% | Trim |
| 7 | HAL | Halliburton Co | +0.1% | +5.94% | Add |
| 8 | QDPL | Pacer Met US Lrg Cap Dvd 400 | 0% | +15.67% | Add |
| 9 | PLD | Prologis INC | 0% | +11.59% | Add |
| 10 | SCHD | Schwab US Dvd Equity ETF | 0% | — | Unchanged |
| 11 | BALT | Inn Defined Wealth Shield | 0% | +7.94% | Add |
| 12 | VIOV | Vanguard S&p Small-cap 600 V | 0% | +3.29% | Add |
| 13 | CGDV | Cap Group Dividend Value | 0% | +10.34% | Add |
| 14 | BMO | Bank Of Montreal | -0.1% | -20.15% | Trim |
| 15 | JNJ | Johnson & Johnson | -0.1% | -25.18% | Trim |
| 16 | SCHR | Schwab Intermediate-term US | -0.1% | +5.15% | Add |
| 17 | GILD | Gilead Sciences INC | -0.1% | -37.06% | Trim |
| 18 | AVGO | Broadcom INC | -0.1% | +2.89% | Add |
| 19 | MUB | Ishares National Muni Bond E | -0.1% | -10.63% | Trim |
| 20 | QQQ | Invesco Qqq Trust Series 1 | -0.1% | +0.11% | Add |
| 21 | IVV | Ishares Core S&p 500 ETF | -0.1% | -0.75% | Trim |
| 22 | IWF | Ishares Russell 1000 Growth | -0.2% | — | Unchanged |
| 23 | HBAN | Huntington Bancshares INC | -0.2% | -32.96% | Trim |
| 24 | VZ | Verizon Communications INC | -0.2% | -40.51% | Trim |
| 25 | ABBV | Abbvie INC | -0.2% | -8.75% | Trim |
| 26 | SGOV | Ishares 0-3 Month Treasury B | -0.2% | +5.04% | Add |
| 27 | UNH | Unitedhealth Group INC | -0.2% | -45.93% | Trim |
| 28 | MSFT | Microsoft CORP | -0.4% | +7.57% | Add |
| 29 | SCHX | Schwab US Large-cap ETF | -0.4% | -0.19% | Trim |
| 30 | SCHG | Schwab US Large-cap Growth | -1.3% | +7.68% | Add |
| 31 | CGNG | Cap Group New Geography Eq | — | NEW | New buy |
| 32 | CGGO | Cap Group Global Growth | — | NEW | New buy |
| 33 | CME | Cme Group INC | — | NEW | New buy |
| 34 | AMCR | Amcor plc | — | EXIT | Sold out |
| 35 | AMCR | Amcor plc | — | NEW | New buy |
| 36 | AMAT | Applied Materials INC | — | NEW | New buy |
| 37 | PAYX | Paychex INC | — | NEW | New buy |
| 38 | UL | Unilever Plc-sponsored Adr | — | NEW | New buy |
| 39 | MO | Altria Group INC | — | NEW | New buy |
| 40 | VO | Vanguard Mid-cap ETF | — | NEW | New buy |
| 41 | ARE | Alexandria Real Estate Equit | — | EXIT | Sold out |
| 42 | LVS | Las Vegas Sands CORP | — | EXIT | Sold out |
| 43 | TXN | Texas Instruments INC | — | NEW | New buy |
| 44 | MRK | Merck & Co. INC. | — | NEW | New buy |
| 45 | RCL | Royal Caribbean Cruises Ltd. | — | NEW | New buy |
| 46 | V | Visa Inc-class A Shares | — | EXIT | Sold out |
| 47 | GNRC | Generac Holdings INC | — | NEW | New buy |
| 48 | CRM | Salesforce INC | — | NEW | New buy |
| 49 | COF | Capital One Financial CORP | — | EXIT | Sold out |
| 50 | IJR | Ishares Core S&p Small-cap E | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-15 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-26 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-22 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-05 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-30 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-13 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-10 | 13F-HR | View on EDGAR |
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