RF
ROI Financial Advisors, LLC 13F Filings & Institutional Holdings (Q2 2026)
ROI Financial Advisors, LLCCIK: 0002011633
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$193.3M
Reporting period: 2026-06-30 · Number of holdings: 70
ROI Financial Advisors, LLC disclosed 70 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $193.3M and a quarterly turnover rate of 20.6%.
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Personality snowflake
- Concentration
- 14.44
- Portfolio Stability
- 20.64
- Momentum
- 100
- Sector conviction
- 81.76
- Diversification
- 100
- Sizing Uniformity
- 87.55
ROI Financial Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.036 — mathematically equivalent to about 28 equally-sized positions, well below its 70 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.24), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd INTC
+101.0% $4.4M
Add PANW
-2.9% $4.6M
Add TSM
-0.6% $3.5M
Trim GLD
+0.2% -$1.0M
Trim COST
-0.9% -$606.7K
Trim SLV
+3.7% -$977.7K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 6.29% | +1.11% | -0.59% | |
| 2 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 6.05% | +0.17% | -4.22% | |
| 3 | NVDA | Nvidia CORP | Stock-Tech | 6.05% | -0.27% | -3.57% | |
| 4 | AVGO | Broadcom Inc | Stock-Tech | 5.96% | +0.27% | -0.93% | |
| 5 | LLY | Eli Lilly & Co | Stock-Healthcare | 5.91% | +0.49% | -3.33% | |
| 6 | AAPL | Apple Inc | Stock-Tech | 5.59% | -0.22% | -2.41% | |
| 7 | PANW | Palo Alto Networks Inc | Stock-Tech | 4.63% | +2.04% | -2.90% | |
| 8 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 4.17% | -1.01% | -0.94% | |
| 9 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 4.00% | -0.02% | +0.54% | |
| 10 | WMT | Walmart Inc | Stock-Consumer Staples | 3.29% | -0.88% | +0.14% | |
| 11 | GLD | Spdr Gold Shares | ETF-Commodities | 3.15% | -1.10% | +0.15% | |
| 12 | V | Visa Inc-class A Shares | Stock-Financials | 3.07% | -0.11% | -1.64% | |
| 13 | MSFT | Microsoft CORP | Stock-Tech | 3.04% | -0.50% | -1.49% | |
| 14 | INTC | Intel CORP | Stock-Tech | 2.73% | +2.23% | +101.02% | |
| 15 | MA | Mastercard Inc - A | Stock-Financials | 2.69% | -0.46% | -3.85% | |
| 16 | HD | Home Depot Inc | Stock-Consumer Disc | 2.35% | -0.23% | -1.47% | |
| 17 | SLV | Ishares Silver Trust | ETF-Commodities | 2.21% | -0.92% | +3.66% | |
| 18 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.87% | -0.05% | +1.12% | |
| 19 | FDL | First Trust Morn Dvd Lead In | ETF-Other | 1.83% | -0.35% | +1.53% | |
| 20 | IBM | Intl Business Machines CORP | Stock-Tech | 1.78% | +0.01% | -0.13% | |
| 21 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.36% | -0.16% | -1.32% | |
| 22 | CAT | Caterpillar Inc | Stock-Industrials | 1.32% | +0.36% | +5.93% | |
| 23 | PUI | Invesco Dorsey Wright Utilit | ETF-Other | 1.20% | -0.06% | +9.38% | |
| 24 | FPE | Ft-preferred Secur & Inc ETF | ETF-Other | 1.15% | -0.14% | +2.17% | |
| 25 | COKE | Coca-cola Consolidated Inc | Stock-Consumer Staples | 1.14% | -0.07% | +9.05% | |
| 26 | ARM | Arm Holdings Plc-adr | Stock-Tech | 0.95% | +0.51% | +6.18% | |
| 27 | ANET | Arista Networks Inc | Stock-Tech | 0.95% | +0.23% | +10.32% | |
| 28 | DUK | Duke Energy CORP | Stock-Utilities | 0.92% | -0.20% | -1.20% | |
| 29 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.85% | -0.03% | -1.16% | |
| 30 | HYDB | Ishares High Yield Systemati | ETF-High Yield | 0.79% | -0.23% | -10.62% | |
| 31 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.78% | -0.06% | +0.03% | |
| 32 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.76% | -0.19% | -8.68% | |
| 33 | AMAT | Applied Materials Inc | Stock-Tech | 0.71% | +0.37% | +13.47% | |
| 34 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.58% | -0.10% | -0.45% | |
| 35 | LNG | Cheniere Energy Inc | Stock-Energy | 0.57% | -0.20% | +2.07% | |
| 36 | MU | Micron Technology Inc | Stock-Tech | 0.57% | +0.44% | +43.96% | |
| 37 | XOM | Exxon Mobil CORP | Stock-Energy | 0.56% | -0.05% | +32.13% | |
| 38 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.54% | -0.23% | -3.82% | |
| 39 | VDC | Vanguard Consumer Staple ETF | ETF-Other | 0.52% | -0.10% | -3.47% | |
| 40 | ADP | Automatic Data Processing | Stock-Tech | 0.47% | -0.26% | -32.01% | |
| 41 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.40% | -0.06% | +18.75% | |
| 42 | T | At&t Inc | Stock-Comm Services | 0.39% | -0.16% | +14.60% | |
| 43 | CVX | Chevron CORP | Stock-Energy | 0.38% | -0.06% | +23.64% | |
| 44 | AMD | Advanced Micro Devices | Stock-Tech | 0.35% | +0.20% | -4.12% | |
| 45 | AMP | Ameriprise Financial Inc | Stock-Financials | 0.34% | -0.04% | +0.14% | |
| 46 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.34% | — | — | |
| 47 | BNDC | Flexshares Core Select Bond | ETF-Other | 0.31% | -0.05% | +0.94% | |
| 48 | IDXX | Idexx Laboratories Inc | Stock-Healthcare | 0.28% | -0.05% | +7.42% | |
| 49 | AMSC | American Superconductor CORP | Stock-Other | 0.28% | +0.06% | +19.67% | |
| 50 | MO | Altria Group Inc | Stock-Consumer Staples | 0.26% | +0.02% | +18.18% |
1–50 of 70
Portfolio Performance
Performance for Q3 2026
+1%
Performance Last 4 Quarters
+24.6%
- Stdev
- +11.8%
- Beta
- +0.92
- Alpha
- +2.8%
- Max Drawdown
- -7%
- Annualized Perf
- +20.8%
- Batting Avg vs S&P
- +50%
- Sortino
- +3.45
- Stutzer
- +0.49
- Treynor
- +0.22
- Sterling
- +1.29
- Calmar
- +2.98
- Information Ratio
- +0.32
- Tracking Error
- +3.9%
- Stdev Down
- +5.7%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +34.6%
- Worst 12 Months
- +9.3%
- Efficiency Ratio
- +0.7
- Sharpe
- +1.68
- Stdev Sectors
- +13.4%
- Skewness
- -0.09
- Kurtosis
- +0.93
- Upside Potential
- +4.74
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
ROI Financial Advisors, LLC's most significant position changes for 2026-06-30: New buy: Lam Research CORP (LRCX); New buy: Invesco Qqq Trust Series 1 (QQQ); New buy: Franklin U.s. Treasury Bond (FLGV); Sold out: Ft Tactical High Yield ETF (HYLS); New buy: Royal Caribbean Cruises Ltd. (RCL).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | INTC | Intel CORP | +2.2% | +101.02% | Add |
| 2 | PANW | Palo Alto Networks Inc | +2% | -2.90% | Trim |
| 3 | TSM | Taiwan Semiconductor-sp Adr | +1.1% | -0.59% | Trim |
| 4 | ARM | Arm Holdings Plc-adr | +0.5% | +6.18% | Add |
| 5 | LLY | Eli Lilly & Co | +0.5% | -3.33% | Trim |
| 6 | MU | Micron Technology Inc | +0.4% | +43.96% | Add |
| 7 | AMAT | Applied Materials Inc | +0.4% | +13.47% | Add |
| 8 | CAT | Caterpillar Inc | +0.4% | +5.93% | Add |
| 9 | AVGO | Broadcom Inc | +0.3% | -0.93% | Trim |
| 10 | ANET | Arista Networks Inc | +0.2% | +10.32% | Add |
| 11 | AMD | Advanced Micro Devices | +0.2% | -4.12% | Trim |
| 12 | GOOGL | Alphabet Inc-cl A | +0.2% | -4.22% | Trim |
| 13 | LRCX | Lam Research CORP | +0.1% | NEW | New buy |
| 14 | QQQ | Invesco Qqq Trust Series 1 | +0.1% | NEW | New buy |
| 15 | FLGV | Franklin U.s. Treasury Bond | +0.1% | NEW | New buy |
| 16 | RCL | Royal Caribbean Cruises Ltd. | +0.1% | NEW | New buy |
| 17 | MTZ | Mastec Inc | +0.1% | NEW | New buy |
| 18 | AMSC | American Superconductor CORP | +0.1% | +19.67% | Add |
| 19 | FXU | First Trust Utilities Alphad | +0.1% | +56.58% | Add |
| 20 | EME | Emcor Group Inc | +0.1% | +51.64% | Add |
| 21 | MO | Altria Group Inc | 0% | +18.18% | Add |
| 22 | IBM | Intl Business Machines CORP | 0% | -0.13% | Trim |
| 23 | GOOG | Alphabet Inc-cl C | 0% | — | Unchanged |
| 24 | BROS | Dutch Bros Inc-class A | 0% | -16.52% | Trim |
| 25 | AZN | AstraZeneca PLC | 0% | +22.67% | Add |
| 26 | VOO | Vanguard S&p 500 ETF | — | — | Unchanged |
| 27 | FIXD | First Trust Smith Opportunis | — | +19.61% | Add |
| 28 | VNQ | Vanguard Real Estate ETF | — | +6.52% | Add |
| 29 | VTI | Vanguard Total Stock Mkt ETF | — | — | Unchanged |
| 30 | FXO | First Trust Financial Alphad | 0% | -4.75% | Trim |
| 31 | NAT | Nordic American Tankers Limited | 0% | +3.41% | Add |
| 32 | AMZN | Amazon.com Inc | 0% | +0.54% | Add |
| 33 | ORCL | Oracle CORP | 0% | +4.60% | Add |
| 34 | SNPS | Synopsys Inc | 0% | -10.83% | Trim |
| 35 | TSLA | Tesla Inc | 0% | -1.16% | Trim |
| 36 | AMP | Ameriprise Financial Inc | 0% | +0.14% | Add |
| 37 | JPM | Jpmorgan Chase & Co | -0.1% | +1.12% | Add |
| 38 | XOM | Exxon Mobil CORP | -0.1% | +32.13% | Add |
| 39 | IDXX | Idexx Laboratories Inc | -0.1% | +7.42% | Add |
| 40 | BNDC | Flexshares Core Select Bond | -0.1% | +0.94% | Add |
| 41 | PUI | Invesco Dorsey Wright Utilit | -0.1% | +9.38% | Add |
| 42 | KO | Coca-cola Co/the | -0.1% | +0.03% | Add |
| 43 | BLK | Blackrock Inc | -0.1% | -6.63% | Trim |
| 44 | CVX | Chevron CORP | -0.1% | +23.64% | Add |
| 45 | VZ | Verizon Communications Inc | -0.1% | +18.75% | Add |
| 46 | COKE | Coca-cola Consolidated Inc | -0.1% | +9.05% | Add |
| 47 | VDC | Vanguard Consumer Staple ETF | -0.1% | -3.47% | Trim |
| 48 | META | Meta Platforms Inc-class A | -0.1% | -0.45% | Trim |
| 49 | V | Visa Inc-class A Shares | -0.1% | -1.64% | Trim |
| 50 | HYLS | Ft Tactical High Yield ETF | -0.1% | EXIT | Sold out |
1–50 of 71
Filing History
FAQ
What is ROI Financial Advisors, LLC and what type of investor is it?
ROI Financial Advisors, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $193.3M, spread across 70 disclosed positions.
What are ROI Financial Advisors, LLC's largest equity positions?
Based on the latest 13F filing, ROI Financial Advisors, LLC's top holdings by market value are:
1. Taiwan Semiconductor-sp Adr (TSM) — $12.2M (6.3%)
2. Alphabet Inc-cl A (GOOGL) — $11.7M (6.0%)
3. Nvidia CORP (NVDA) — $11.7M (6.0%)
4. Broadcom Inc (AVGO) — $11.5M (6.0%)
5. Eli Lilly & Co (LLY) — $11.4M (5.9%)
What changes did ROI Financial Advisors, LLC make in its most recent portfolio filing?
In the latest reported quarter, ROI Financial Advisors, LLC made 68 notable position adjustments: 5 new positions were initiated, 34 existing holdings were added to, 28 positions were partially reduced, and 1 were completely exited. The largest of these moves: New buy: Lam Research CORP (LRCX); New buy: Invesco Qqq Trust Series 1 (QQQ); New buy: Franklin U.s. Treasury Bond (FLGV); Sold out: Ft Tactical High Yield ETF (HYLS); New buy: Royal Caribbean Cruises Ltd. (RCL)
What sectors does ROI Financial Advisors, LLC focus on?
ROI Financial Advisors, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 47.5%
• Consumer Staples: 12.4%
• Financials: 9.6%
• Communication Services: 8.9%
• Consumer Discretionary: 8.8%
• Health Care: 7.4%
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Investment Profile
ROI Financial Advisors, LLC returned an annualized 20.8% over the trailing 30 months — outperforming the S&P 500 by 2.8 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.92 (roughly in line with the market) and a 50% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 47.5% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 21 over the past 4 quarters — a shift toward more active trading.
It has added to its INTC position over the past two quarters (+$4.8M, now $5.3M), while trimming MSFT over the same stretch (-$1.8M, still holding $5.9M).
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Developer Access
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REST API
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