CIK: 0002011633
Total reported value
$167.2M
Reporting period: 2026-03-31 · Number of holdings: 66
ROI Financial Advisors, LLC disclosed 66 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $167.2M and a quarterly turnover rate of 15.0%.
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ROI Financial Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.036 — mathematically equivalent to about 28 equally-sized positions, well below its 66 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.19), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Trim MSFT
+1.0% -$1.7M
Add COST
-0.6% $1.1M
Trim LLY
-2.0% -$1.7M
Trim AVGO
-3.9% -$1.6M
Add WMT
+0.7% $768.0K
Trim NVDA
-5.9% -$1.4M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | Stock-Tech | 6.32% | -0.58% | -5.92% | |
| 2 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 5.88% | -0.50% | -3.66% | |
| 3 | AAPL | Apple INC | Stock-Tech | 5.81% | -0.22% | -0.92% | |
| 4 | AVGO | Broadcom INC | Stock-Tech | 5.69% | -0.67% | -3.87% | |
| 5 | LLY | Eli Lilly & Co | Stock-Healthcare | 5.42% | -0.78% | -2.04% | |
| 6 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 5.18% | +0.85% | -0.64% | |
| 7 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 5.18% | +0.57% | -2.96% | |
| 8 | GLD | Spdr Gold Shares | ETF-Commodities | 4.25% | +0.55% | +1.48% | |
| 9 | WMT | Walmart INC | Stock-Consumer Staples | 4.17% | +0.61% | +0.74% | |
| 10 | AMZN | Amazon.com INC | Stock-Consumer Disc | 4.02% | -0.23% | +0.68% | |
| 11 | MSFT | Microsoft CORP | Stock-Tech | 3.54% | -0.86% | +0.97% | |
| 12 | V | Visa Inc-class A Shares | Stock-Financials | 3.18% | -0.41% | -1.33% | |
| 13 | MA | Mastercard INC - A | Stock-Financials | 3.15% | -0.30% | +0.12% | |
| 14 | SLV | Ishares Silver Trust | ETF-Commodities | 3.13% | +0.39% | +3.95% | |
| 15 | PANW | Palo Alto Networks INC | Stock-Tech | 2.59% | -0.29% | -0.70% | |
| 16 | HD | Home Depot INC | Stock-Consumer Disc | 2.58% | -0.05% | -1.59% | |
| 17 | FDL | First Trust Morn Dvd Lead In | ETF-Other | 2.18% | +0.33% | -1.36% | |
| 18 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.92% | +0.01% | +6.01% | |
| 19 | IBM | Intl Business Machines CORP | Stock-Tech | 1.77% | -0.24% | +3.50% | |
| 20 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.52% | — | +1.24% | |
| 21 | FPE | Ft-preferred Secur & INC ETF | ETF-Other | 1.29% | — | +2.59% | |
| 22 | PUI | Invesco Dorsey Wright Utilit | ETF-Other | 1.26% | +0.17% | +3.01% | |
| 23 | COKE | Coca-cola Consolidated INC | Stock-Consumer Staples | 1.21% | +0.29% | +1.58% | |
| 24 | DUK | Duke Energy CORP | Stock-Utilities | 1.12% | +0.21% | +5.06% | |
| 25 | HYDB | Ishares High Yield Systemati | ETF-High Yield | 1.02% | — | +4.46% | |
| 26 | CAT | Caterpillar INC | Stock-Industrials | 0.96% | +0.23% | +2.22% | |
| 27 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.95% | -0.23% | -23.48% | |
| 28 | TSLA | Tesla INC | Stock-Consumer Disc | 0.88% | -0.17% | -2.38% | |
| 29 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.84% | — | -3.91% | |
| 30 | LNG | Cheniere Energy INC | Stock-Energy | 0.77% | +0.31% | +9.44% | |
| 31 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.77% | +0.18% | +0.62% | |
| 32 | ADP | Automatic Data Processing | Stock-Tech | 0.73% | -0.31% | -15.27% | |
| 33 | ANET | Arista Networks INC | Stock-Tech | 0.72% | — | +9.91% | |
| 34 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.68% | -0.06% | +1.74% | |
| 35 | VDC | Vanguard Consumer Staple ETF | ETF-Other | 0.62% | — | -4.61% | |
| 36 | XOM | Exxon Mobil CORP | Stock-Energy | 0.61% | +0.30% | +34.17% | |
| 37 | T | At&t INC | Stock-Comm Services | 0.55% | +0.12% | +4.69% | |
| 38 | INTU | Intuit INC | Stock-Tech | 0.50% | -0.32% | -9.52% | |
| 39 | INTC | Intel CORP | Stock-Tech | 0.50% | +0.23% | +44.70% | |
| 40 | VZ | Verizon Communications INC | Stock-Comm Services | 0.46% | +0.11% | +2.22% | |
| 41 | ARM | Arm Holdings Plc-adr | Stock-Tech | 0.44% | +0.12% | -4.16% | |
| 42 | CVX | Chevron CORP | Stock-Energy | 0.44% | +0.12% | -1.82% | |
| 43 | KR | Kroger Co | Stock-Consumer Staples | 0.39% | +0.08% | +2.00% | |
| 44 | AMP | Ameriprise Financial INC | Stock-Financials | 0.38% | -0.03% | -2.24% | |
| 45 | BNDC | Flexshares Core Select Bond | ETF-Other | 0.36% | — | +3.99% | |
| 46 | AMAT | Applied Materials INC | Stock-Tech | 0.34% | +0.16% | +39.63% | |
| 47 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.34% | — | -1.76% | |
| 48 | IDXX | Idexx Laboratories INC | Stock-Healthcare | 0.33% | -0.03% | +3.52% | |
| 49 | BLK | Blackrock INC | Stock-Financials | 0.28% | — | -0.21% | |
| 50 | MO | Altria Group INC | Stock-Consumer Staples | 0.24% | +0.07% | +15.94% |
Performance for Q3 2026
-2.3%
Performance Last 4 Quarters
+18.9%
Based on 78% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 66 | $167.2M | 15 | |
| 2025-12-31 | 65 | $174.1M | 11 | |
| 2025-09-30 | 67 | $167.5M | 30 | |
| 2025-06-30 | 71 | $157.3M | 0 | |
| 2025-03-31 | 61 | $137.6M | 0 | |
| 2024-12-31 | 62 | $146.8M | 0 | |
| 2024-09-30 | 64 | $144.8M | 0 | |
| 2024-06-30 | 64 | $137.8M | 0 | |
| 2024-03-31 | 63 | $127.2M | 0 | |
| 2023-12-31 | 62 | $120.8M | 0 |
ROI Financial Advisors, LLC's most significant position changes for 2026-03-31: Sold out: Nike INC -cl B (NKE); New buy: AstraZeneca PLC (AZN); Sold out: Progressive CORP (PGR); New buy: Advanced Micro Devices (AMD); New buy: Micron Technology INC (MU).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | COST | Costco Wholesale CORP | +0.9% | -0.64% | Trim |
| 2 | WMT | Walmart INC | +0.6% | +0.74% | Add |
| 3 | TSM | Taiwan Semiconductor-sp Adr | +0.6% | -2.96% | Trim |
| 4 | GLD | Spdr Gold Shares | +0.6% | +1.48% | Add |
| 5 | SLV | Ishares Silver Trust | +0.4% | +3.95% | Add |
| 6 | FDL | First Trust Morn Dvd Lead In | +0.3% | -1.36% | Trim |
| 7 | LNG | Cheniere Energy INC | +0.3% | +9.44% | Add |
| 8 | XOM | Exxon Mobil CORP | +0.3% | +34.17% | Add |
| 9 | COKE | Coca-cola Consolidated INC | +0.3% | +1.58% | Add |
| 10 | INTC | Intel CORP | +0.2% | +44.70% | Add |
| 11 | CAT | Caterpillar INC | +0.2% | +2.22% | Add |
| 12 | DUK | Duke Energy CORP | +0.2% | +5.06% | Add |
| 13 | LMT | Lockheed Martin CORP | +0.2% | +0.62% | Add |
| 14 | PUI | Invesco Dorsey Wright Utilit | +0.2% | +3.01% | Add |
| 15 | AMAT | Applied Materials INC | +0.2% | +39.63% | Add |
| 16 | CVX | Chevron CORP | +0.1% | -1.82% | Trim |
| 17 | ARM | Arm Holdings Plc-adr | +0.1% | -4.16% | Trim |
| 18 | T | At&t INC | +0.1% | +4.69% | Add |
| 19 | VZ | Verizon Communications INC | +0.1% | +2.22% | Add |
| 20 | KR | Kroger Co | +0.1% | +2.00% | Add |
| 21 | MO | Altria Group INC | +0.1% | +15.94% | Add |
| 22 | JPM | Jpmorgan Chase & Co | 0% | +6.01% | Add |
| 23 | BRK-B | Berkshire Hathaway Inc-cl B | — | +1.24% | Add |
| 24 | IDXX | Idexx Laboratories INC | 0% | +3.52% | Add |
| 25 | AMP | Ameriprise Financial INC | 0% | -2.24% | Trim |
| 26 | HD | Home Depot INC | -0.1% | -1.59% | Trim |
| 27 | META | Meta Platforms Inc-class A | -0.1% | +1.74% | Add |
| 28 | GOOG | Alphabet Inc-cl C | -0.1% | -19.44% | Trim |
| 29 | TSLA | Tesla INC | -0.2% | -2.38% | Trim |
| 30 | AAPL | Apple INC | -0.2% | -0.92% | Trim |
| 31 | AMZN | Amazon.com INC | -0.2% | +0.68% | Add |
| 32 | PG | Procter & Gamble Co/the | -0.2% | -23.48% | Trim |
| 33 | IBM | Intl Business Machines CORP | -0.2% | +3.50% | Add |
| 34 | PANW | Palo Alto Networks INC | -0.3% | -0.70% | Trim |
| 35 | MA | Mastercard INC - A | -0.3% | +0.12% | Add |
| 36 | ADP | Automatic Data Processing | -0.3% | -15.27% | Trim |
| 37 | INTU | Intuit INC | -0.3% | -9.52% | Trim |
| 38 | V | Visa Inc-class A Shares | -0.4% | -1.33% | Trim |
| 39 | GOOGL | Alphabet Inc-cl A | -0.5% | -3.66% | Trim |
| 40 | NVDA | Nvidia CORP | -0.6% | -5.92% | Trim |
| 41 | AVGO | Broadcom INC | -0.7% | -3.87% | Trim |
| 42 | LLY | Eli Lilly & Co | -0.8% | -2.04% | Trim |
| 43 | MSFT | Microsoft CORP | -0.9% | +0.97% | Add |
| 44 | NKE | Nike INC -cl B | — | EXIT | Sold out |
| 45 | AZN | AstraZeneca PLC | — | NEW | New buy |
| 46 | PGR | Progressive CORP | — | EXIT | Sold out |
| 47 | AMD | Advanced Micro Devices | — | NEW | New buy |
| 48 | MU | Micron Technology INC | — | NEW | New buy |
| 49 | QQQ | Invesco Qqq Trust Series 1 | — | EXIT | Sold out |
| 50 | EME | Emcor Group INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-15 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-13 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-10 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-06 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-09 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-13 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-06 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-12 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-13 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-13 | 13F-HR | View on EDGAR |
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