CS
Caldwell Sutter Capital, Inc. Investment Portfolio (Q2 2026) — 13F Stock Holdings
Caldwell Sutter Capital, Inc.CIK: 0000702007
Diversified strategyMomentum followerLong-term holder
Total reported value
$265.2M
Reporting period: 2026-06-30 · Number of holdings: 930
CALDWELL SUTTER CAPITAL, INC. disclosed 930 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $265.2M and a quarterly turnover rate of 19.5%.
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Personality snowflake
- Concentration
- 4.21
- Portfolio Stability
- 19.53
- Momentum
- 100
- Sector conviction
- 44.22
- Diversification
- 100
- Sizing Uniformity
- 70.35
Caldwell Sutter Capital, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.011 — mathematically equivalent to about 95 equally-sized positions, well below its 930 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.96), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 49% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govSold out XOM
Add CAT
-2.3% $2.7M
New buy 30233Q108
Sold out HON
Trim PPIH
-1.1% -$675.1K
Trim MOD
-41.7% -$790.9K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 930 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 5.09% | +0.28% | +0.15% | |
| 2 | CAT | Caterpillar Inc | Stock-Industrials | 3.21% | +0.85% | -2.27% | |
| 3 | PPIH | Perma-pipe International Hol | Stock-Other | 2.38% | -0.46% | -1.11% | |
| 4 | PLBC | Plumas Bancorp | Stock-Other | 2.34% | +0.23% | — | |
| 5 | KNTK | Kinetik Holdings Inc | Stock-Other | 2.15% | -0.18% | -0.71% | |
| 6 | MSA | Msa Safety Inc | Stock-Industrials | 1.90% | -0.05% | -1.37% | |
| 7 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 1.90% | +0.10% | +13.86% | |
| 8 | SSBI | Summit State Bank | Stock-Other | 1.79% | -0.10% | +0.64% | |
| 9 | V | Visa Inc-class A Shares | Stock-Financials | 1.66% | +0.07% | -0.55% | |
| 10 | DGICA | Donegal Group Inc-cl A | Stock-Other | 1.61% | +0.13% | +6.66% | |
| 11 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.53% | +0.14% | +13.80% | |
| 12 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.35% | +0.07% | -1.06% | |
| 13 | SENEA | Seneca Foods CORP - Cl A | Stock-Other | 1.29% | +0.06% | -2.00% | |
| 14 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 1.28% | +0.04% | +0.79% | |
| 15 | CSCO | Cisco Systems Inc | Stock-Tech | 1.15% | +0.30% | -3.99% | |
| 16 | PKBK | Parke Bancorp Inc | Stock-Other | 1.14% | +0.09% | — | |
| 17 | CVX | Chevron CORP | Stock-Energy | 1.05% | -0.36% | +0.32% | |
| 18 | MSFT | Microsoft CORP | Stock-Tech | 1.04% | -0.06% | +1.85% | |
| 19 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.04% | -0.18% | -2.16% | |
| 20 | BCML | Baycom CORP | Stock-Other | 0.99% | +0.02% | — | |
| 21 | IGM | Ishares Expanded Tech Sector | ETF-Tech | 0.93% | +0.17% | -3.82% | |
| 22 | FSUN | Firstsun Capital Bancorp | Stock-Other | 0.89% | +0.03% | +4.44% | |
| 23 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.88% | -0.20% | -20.33% | |
| 24 | IBM | Intl Business Machines CORP | Stock-Tech | 0.88% | +0.07% | +0.46% | |
| 25 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.83% | +0.03% | -2.38% | |
| 26 | CWBC | Community West Bancshares | Stock-Other | 0.80% | +0.10% | +6.14% | |
| 27 | INBK | First Internet Bancorp | Stock-Other | 0.79% | +0.14% | -2.60% | |
| 28 | MOD | Modine Manufacturing Co | Stock-Consumer Disc | 0.76% | -0.38% | -41.73% | |
| 29 | KYN | Kayne Anderson Energy Infra | Stock-Other | 0.74% | -0.08% | +0.02% | |
| 30 | AXP | American Express Co | Stock-Financials | 0.73% | -0.17% | -21.79% | |
| 31 | ✓ | Stock-Other | 0.71% | +0.71% | NEW | ||
| 32 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.68% | -0.04% | +2.38% | |
| 33 | UNP | Union Pacific CORP | Stock-Industrials | 0.68% | +0.04% | +1.27% | |
| 34 | BANR | Banner Corporation | Stock-Other | 0.65% | -0.05% | -7.74% | |
| 35 | NEN | New England Realty Assoc-lp | Stock-Other | 0.64% | -0.07% | — | |
| 36 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.63% | -0.01% | +2.67% | |
| 37 | MCHB | Mechanics Bancorp-a | Stock-Other | 0.62% | — | — | |
| 38 | ELSE | Electro-sensors Inc | Stock-Other | 0.61% | +0.16% | -15.01% | |
| 39 | INTG | Intergroup CORP | Stock-Other | 0.60% | +0.08% | -1.02% | |
| 40 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.59% | -0.13% | +0.38% | |
| 41 | ARL | American Realty Investors In | Stock-Other | 0.58% | +0.14% | -2.12% | |
| 42 | WLY | Wiley (john) & Sons-class A | Stock-Other | 0.58% | +0.09% | — | |
| 43 | CET | Central Securities CORP | Stock-Other | 0.56% | +0.07% | +15.90% | |
| 44 | MCI | Barings Corporate Investors | Stock-Other | 0.56% | -0.03% | — | |
| 45 | INTC | Intel CORP | Stock-Tech | 0.55% | +0.33% | -13.39% | |
| 46 | GOLD | Gold.com Inc | Stock-Other | 0.55% | -0.03% | -2.89% | |
| 47 | PFE | Pfizer Inc | Stock-Healthcare | 0.52% | -0.24% | -14.14% | |
| 48 | USFR | Wisdomtree Floating Rate Tre | ETF-Other | 0.50% | +0.01% | +11.20% | |
| 49 | SMBK | Smartfinancial Inc | Stock-Other | 0.50% | +0.05% | — | |
| 50 | ABBV | Abbvie Inc | Stock-Healthcare | 0.49% | +0.04% | +0.57% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+4.5%
Performance Last 4 Quarters
+21.1%
- Stdev
- +11.3%
- Beta
- +0.72
- Alpha
- +2%
- Max Drawdown
- -8.8%
- Annualized Perf
- +17%
- Batting Avg vs S&P
- +44.4%
- Sortino
- +2.82
- Stutzer
- +0.42
- Treynor
- +0.23
- Sterling
- +1.11
- Calmar
- +1.92
- Information Ratio
- -0.49
- Tracking Error
- +7.4%
- Stdev Down
- +5.8%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +29.9%
- Worst 12 Months
- +6.6%
- Efficiency Ratio
- +0.57
- Sharpe
- +1.45
- Stdev Sectors
- +7.2%
- Skewness
- -0.18
- Kurtosis
- -0.62
- Upside Potential
- +4.42
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 930 | $265.2M | 20 | ||
| 2026 Q1 | 894 | $245.9M | 16 | ||
| 2025 Q4 | 877 | $235.9M | 9 | ||
| 2025 Q3 | 871 | $234.1M | 22 | ||
| 2025 Q2 | 860 | $218.4M | 0 | ||
| 2025 Q1 | 889 | $210.2M | 0 | ||
| 2024 Q4 | 898 | $214.9M | 0 | ||
| 2024 Q3 | 907 | $214.6M | 0 | ||
| 2024 Q2 | 925 | $202.1M | 0 | ||
| 2024 Q1 | 923 | $207.8M | 0 | ||
| 2023 Q4 | 959 | $196.8M | 0 | ||
| 2023 Q3 | 892 | $180.7M | 0 | ||
| 2023 Q2 | 867 | $190.9M | 0 | ||
| 2023 Q1 | 566 | $137.2M | 0 | ||
| 2022 Q4 | 315 | $113.4M | 0 |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
Caldwell Sutter Capital, Inc.'s most significant position changes for 2026-06-30: Sold out: Exxon Mobil CORP (XOM); New buy: ; Sold out: Honeywell International Inc (HON); New buy: Cal-maine Foods Inc (CALM); New buy: .
Showing top 200 changes by size (of 963 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | CAT | Caterpillar Inc | +0.9% | -2.27% | Trim |
| 2 | ✓ | +0.7% | NEW | New buy | |
| 3 | CALM | Cal-maine Foods Inc | +0.3% | NEW | New buy |
| 4 | INTC | Intel CORP | +0.3% | -13.39% | Trim |
| 5 | CSCO | Cisco Systems Inc | +0.3% | -3.99% | Trim |
| 6 | AAPL | Apple Inc | +0.3% | +0.15% | Add |
| 7 | PLBC | Plumas Bancorp | +0.2% | — | Unchanged |
| 8 | ✓ | +0.2% | NEW | New buy | |
| 9 | ✓ | +0.2% | NEW | New buy | |
| 10 | MRVL | Marvell Technology Inc | +0.2% | — | Unchanged |
| 11 | IGM | Ishares Expanded Tech Sector | +0.2% | -3.82% | Trim |
| 12 | ELSE | Electro-sensors Inc | +0.2% | -15.01% | Trim |
| 13 | BRK-B | Berkshire Hathaway Inc-cl B | +0.1% | +13.80% | Add |
| 14 | INBK | First Internet Bancorp | +0.1% | -2.60% | Trim |
| 15 | ARL | American Realty Investors In | +0.1% | -2.12% | Trim |
| 16 | DGICA | Donegal Group Inc-cl A | +0.1% | +6.66% | Add |
| 17 | LRCX | Lam Research CORP | +0.1% | -5.75% | Trim |
| 18 | MU | Micron Technology Inc | +0.1% | -1.29% | Trim |
| 19 | SGOV | Ishares 0-3 Month Treasury B | +0.1% | +13.86% | Add |
| 20 | CWBC | Community West Bancshares | +0.1% | +6.14% | Add |
| 21 | PKBK | Parke Bancorp Inc | +0.1% | — | Unchanged |
| 22 | WLY | Wiley (john) & Sons-class A | +0.1% | — | Unchanged |
| 23 | INTG | Intergroup CORP | +0.1% | -1.02% | Trim |
| 24 | ITIC | Investors Title Co | +0.1% | +4.92% | Add |
| 25 | QCOM | Qualcomm Inc | +0.1% | +1.07% | Add |
| 26 | PANW | Palo Alto Networks Inc | +0.1% | +15.13% | Add |
| 27 | V | Visa Inc-class A Shares | +0.1% | -0.55% | Trim |
| 28 | IVV | Ishares Core S&p 500 ETF | +0.1% | -1.06% | Trim |
| 29 | IBM | Intl Business Machines CORP | +0.1% | +0.46% | Add |
| 30 | CET | Central Securities CORP | +0.1% | +15.90% | Add |
| 31 | FRMI | Fermi Inc | +0.1% | NEW | New buy |
| 32 | SENEA | Seneca Foods CORP - Cl A | +0.1% | -2.00% | Trim |
| 33 | GOOGL | Alphabet Inc-cl A | +0.1% | -1.45% | Trim |
| 34 | UNH | Unitedhealth Group Inc | +0.1% | +6.91% | Add |
| 35 | GLW | Corning Inc | +0.1% | -12.24% | Trim |
| 36 | AMAT | Applied Materials Inc | +0.1% | -20.54% | Trim |
| 37 | JIVE | JPM Interntl Value ETF | +0.1% | +1206.29% | Add |
| 38 | NRIM | Northrim Bancorp Inc | +0.1% | — | Unchanged |
| 39 | SMBK | Smartfinancial Inc | +0.1% | — | Unchanged |
| 40 | GOOG | Alphabet Inc-cl C | +0.1% | -0.94% | Trim |
| 41 | STT | State Street CORP | +0.1% | — | Unchanged |
| 42 | VIG | Vanguard Dividend Apprec ETF | 0% | +0.79% | Add |
| 43 | UNP | Union Pacific CORP | 0% | +1.27% | Add |
| 44 | ABBV | Abbvie Inc | 0% | +0.57% | Add |
| 45 | XLK | Ss Technology Select Sector | 0% | -1.83% | Trim |
| 46 | HLT | Hilton Worldwide Holdings In | 0% | +4571.43% | Add |
| 47 | TXN | Texas Instruments Inc | 0% | -1.33% | Trim |
| 48 | SNDK | Sandisk CORP | 0% | +500.00% | Add |
| 49 | UBER | Uber Technologies Inc | 0% | +869.70% | Add |
| 50 | FCX | Freeport-mcmoran Inc | 0% | +2221.92% | Add |
1–50 of 200
Filing History
FAQ
What is Caldwell Sutter Capital, Inc. and what type of investor is it?
Caldwell Sutter Capital, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $265.2M, spread across 930 disclosed positions.
What are Caldwell Sutter Capital, Inc.'s largest equity positions?
Based on the latest 13F filing, Caldwell Sutter Capital, Inc.'s top holdings by market value are:
1. Apple Inc (AAPL) — $13.5M (5.1%)
2. Caterpillar Inc (CAT) — $8.5M (3.2%)
3. Perma-pipe International Hol (PPIH) — $6.3M (2.4%)
4. Plumas Bancorp (PLBC) — $6.2M (2.3%)
5. Kinetik Holdings Inc (KNTK) — $5.7M (2.1%)
What changes did Caldwell Sutter Capital, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Caldwell Sutter Capital, Inc. made 167 notable position adjustments: 27 new positions were initiated, 59 existing holdings were added to, 70 positions were partially reduced, and 11 were completely exited. The largest of these moves: Sold out: Exxon Mobil CORP (XOM); New buy: ; Sold out: Honeywell International Inc (HON); New buy: Cal-maine Foods Inc (CALM); New buy:
What sectors does Caldwell Sutter Capital, Inc. focus on?
Caldwell Sutter Capital, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 24.6%
• Industrials: 19.5%
• Financials: 14.4%
• Consumer Staples: 10.3%
• Health Care: 8.2%
• Energy: 5.9%
Investment Profile
Caldwell Sutter Capital, Inc. returned an annualized 17.0% over the trailing 36 months — outperforming the S&P 500 by 2.0 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.72 (less volatile than the market) and a 44% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding.
Its turnover score has risen from 0 to 20 over the past 4 quarters — a shift toward more active trading.
It has added to its CAT position over the past two quarters (+$3.6M, now $8.5M), while trimming INTU over the same stretch (-$1.3M, still holding $840.4K).
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Developer Access
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REST API
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