13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0000702007
Total reported value
$265.2M
$265.2M
923 檔
10.6%
The Q1 2024 SEC filing reveals that Caldwell Sutter Capital, Inc. held a total portfolio value of $265.2M, covering 923 public equity positions.
During Q1 2024, Caldwell Sutter Capital, Inc.'s portfolio maintained high stability with no major positional turnover, reflecting a continuous long-term holding approach.
Showing top 200 holdings (of 923 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 4.23% | +0.28% | -10.20% | |
| 2 | MSA | Msa Safety Inc | Stock-Industrials | 3.20% | -0.05% | -1.15% | |
| 3 | V | Visa Inc-class A Shares | Stock-Financials | 2.20% | +0.07% | +5.97% | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 2.02% | -0.06% | -4.12% | |
| 5 | CAT | Caterpillar Inc | Stock-Industrials | 1.92% | +0.85% | -10.19% | |
| 6 | KNTK | Kinetik Holdings Inc | Stock-Other | 1.85% | -0.18% | +9.00% | |
| 7 | CVX | Chevron CORP | Stock-Energy | 1.56% | -0.36% | +0.69% | |
| 8 | DGICA | Donegal Group Inc-cl A | Stock-Other | 1.55% | +0.13% | +3.66% | |
| 9 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.53% | -0.18% | -12.85% | |
| 10 | ATMU | Atmus Filtration Technologie | Stock-Consumer Disc | 1.52% | — | — | |
| 11 | NAII | Natural Alternatives Intl | Stock-Other | 1.30% | -0.08% | -1.19% | |
| 12 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.29% | +0.07% | -2.91% | |
| 13 | INBK | First Internet Bancorp | Stock-Other | 1.23% | +0.14% | -0.20% | |
| 14 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 1.15% | +0.04% | +3.23% | |
| 15 | NEN | New England Realty Assoc-lp | Stock-Other | 1.12% | -0.07% | — | |
| 16 | SSBI | Summit State Bank | Stock-Other | 1.09% | -0.10% | +0.76% | |
| 17 | PFE | Pfizer Inc | Stock-Healthcare | 0.98% | -0.24% | +2.33% | |
| 18 | CSW | Csw Industrials Inc | Stock-Industrials | 0.98% | -0.01% | — | |
| 19 | IBM | Intl Business Machines CORP | Stock-Tech | 0.95% | +0.07% | -4.23% | |
| 20 | XOM | Exxon Mobil CORP | Stock-Energy | 0.90% | -0.96% | EXIT | |
| 21 | PPIH | Perma-pipe International Hol | Stock-Other | 0.87% | -0.46% | -3.27% | |
| 22 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.87% | -0.20% | -1.79% | |
| 23 | MOD | Modine Manufacturing Co | Stock-Consumer Disc | 0.86% | -0.38% | -17.51% | |
| 24 | ✓ | Stock-Other | 0.85% | — | -2.36% | ||
| 25 | BSM | Black Stone Minerals LP | Stock-Other | 0.83% | -0.05% | +1.51% | |
| 26 | KYN | Kayne Anderson Energy Infra | Stock-Other | 0.82% | -0.08% | -5.19% | |
| 27 | PKBK | Parke Bancorp Inc | Stock-Other | 0.82% | +0.09% | -1.17% | |
| 28 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.81% | -0.13% | -3.98% | |
| 29 | BCML | Baycom CORP | Stock-Other | 0.81% | +0.02% | -0.61% | |
| 30 | AXP | American Express Co | Stock-Financials | 0.80% | -0.17% | -0.14% | |
| 31 | BANR | Banner Corporation | Stock-Other | 0.80% | -0.05% | — | |
| 32 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.79% | +0.03% | -3.19% | |
| 33 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.78% | -0.04% | +0.06% | |
| 34 | UNP | Union Pacific CORP | Stock-Industrials | 0.73% | +0.04% | -0.03% | |
| 35 | WLY | Wiley (john) & Sons-class A | Stock-Other | 0.72% | +0.09% | — | |
| 36 | GOLD | Gold.com Inc | Stock-Other | 0.72% | -0.03% | -5.22% | |
| 37 | UMH | Umh Properties Inc | Stock-Other | 0.72% | -0.02% | -1.07% | |
| 38 | IGM | Ishares Expanded Tech Sector | ETF-Tech | 0.70% | +0.17% | +478.84% | |
| 39 | MCI | Barings Corporate Investors | Stock-Other | 0.70% | -0.03% | -3.42% | |
| 40 | ARL | American Realty Investors In | Stock-Other | 0.70% | +0.14% | -2.58% | |
| 41 | HD | Home Depot Inc | Stock-Consumer Disc | 0.69% | — | +10.54% | |
| 42 | CSCO | Cisco Systems Inc | Stock-Tech | 0.68% | +0.30% | -1.26% | |
| 43 | SENEA | Seneca Foods CORP - Cl A | Stock-Other | 0.62% | +0.06% | +9.67% | |
| 44 | AXR | Amrep CORP | Stock-Other | 0.60% | -0.10% | — | |
| 45 | ✓ | Cmnty Wst Banc | Stock-Other | 0.58% | — | -0.63% | |
| 46 | INTC | Intel CORP | Stock-Tech | 0.58% | +0.33% | -3.25% | |
| 47 | ✓ | Manitex Intl Inc | Stock-Other | 0.56% | — | -0.58% | |
| 48 | CP | Canadian Pacific Kansas City | Stock-Industrials | 0.56% | -0.05% | — | |
| 49 | DIT | Amcon Distributing Co | Stock-Other | 0.54% | -0.08% | -4.11% | |
| 50 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.53% | -0.02% | -3.87% |
According to official SEC Form 13F filings, Caldwell Sutter Capital, Inc. reported a total U.S. public equity portfolio value of $265.2M across 923 disclosed positions in Q1 2024.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including AAPL, MSA, V) accounted for 10.6% of total reported equity market value during Q1 2024.
During Q1 2024, Caldwell Sutter Capital, Inc.'s top holdings by market value included AAPL (4.2%)、MSA (3.2%)、V (2.2%). The largest single position, AAPL, represented 4.2% of total portfolio value.
In Q1 2024, Caldwell Sutter Capital, Inc. made 0 total portfolio adjustments, initiating 0 new buys, adding to 0 positions, trimming 0 holdings, and fully liquidating 0 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.