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CIK: 0000702007
Total reported value
$265.2M
$265.2M
907 檔
11.0%
During the Q3 2024 filing period, Caldwell Sutter Capital, Inc. (CIK: 0000702007) submitted its Form 13F report to the U.S. SEC, disclosing a tracked public equity portfolio valued at $265.2M across 907 reported positions.
In Q3 2024, Caldwell Sutter Capital, Inc. adopted a defensive or profit-taking posture, trimming 27 positions and completely liquidating 4 holdings to manage risk exposure.
Showing top 200 holdings (of 907 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 5.24% | +0.28% | -6.14% | |
| 2 | MSA | Msa Safety Inc | Stock-Industrials | 2.84% | -0.05% | — | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 1.94% | -0.06% | -3.50% | |
| 4 | KNTK | Kinetik Holdings Inc | Stock-Other | 1.83% | -0.18% | -4.14% | |
| 5 | V | Visa Inc-class A Shares | Stock-Financials | 1.73% | +0.07% | -10.13% | |
| 6 | CAT | Caterpillar Inc | Stock-Industrials | 1.71% | +0.85% | -7.42% | |
| 7 | DGICA | Donegal Group Inc-cl A | Stock-Other | 1.62% | +0.13% | +1.32% | |
| 8 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.44% | -0.18% | -15.99% | |
| 9 | PPIH | Perma-pipe International Hol | Stock-Other | 1.38% | -0.46% | +0.04% | |
| 10 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.35% | +0.07% | -0.91% | |
| 11 | CVX | Chevron CORP | Stock-Energy | 1.33% | -0.36% | -4.43% | |
| 12 | FSUN | Firstsun Capital Bancorp | Stock-Other | 1.26% | +0.03% | — | |
| 13 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 1.21% | +0.04% | -1.46% | |
| 14 | INBK | First Internet Bancorp | Stock-Other | 1.17% | +0.14% | -0.41% | |
| 15 | MOD | Modine Manufacturing Co | Stock-Consumer Disc | 1.13% | -0.38% | — | |
| 16 | NEN | New England Realty Assoc-lp | Stock-Other | 1.13% | -0.07% | — | |
| 17 | NAII | Natural Alternatives Intl | Stock-Other | 1.11% | -0.08% | +0.56% | |
| 18 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.08% | +0.14% | +23.92% | |
| 19 | PFE | Pfizer Inc | Stock-Healthcare | 1.00% | -0.24% | -0.74% | |
| 20 | GOLD | Gold.com Inc | Stock-Other | 0.95% | -0.03% | — | |
| 21 | AXP | American Express Co | Stock-Financials | 0.94% | -0.17% | -0.11% | |
| 22 | PKBK | Parke Bancorp Inc | Stock-Other | 0.93% | +0.09% | — | |
| 23 | BCML | Baycom CORP | Stock-Other | 0.93% | +0.02% | +3.45% | |
| 24 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.92% | -0.20% | -1.40% | |
| 25 | BANR | Banner Corporation | Stock-Other | 0.91% | -0.05% | -2.37% | |
| 26 | IBM | Intl Business Machines CORP | Stock-Tech | 0.91% | +0.07% | -8.78% | |
| 27 | SSBI | Summit State Bank | Stock-Other | 0.90% | -0.10% | +13.01% | |
| 28 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.86% | -0.04% | -4.45% | |
| 29 | XOM | Exxon Mobil CORP | Stock-Energy | 0.85% | -0.96% | EXIT | |
| 30 | UMH | Umh Properties Inc | Stock-Other | 0.85% | -0.02% | +0.77% | |
| 31 | KYN | Kayne Anderson Energy Infra | Stock-Other | 0.84% | -0.08% | -0.82% | |
| 32 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.83% | +0.03% | — | |
| 33 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.81% | -0.13% | -0.26% | |
| 34 | MCI | Barings Corporate Investors | Stock-Other | 0.79% | -0.03% | — | |
| 35 | WLY | Wiley (john) & Sons-class A | Stock-Other | 0.76% | +0.09% | — | |
| 36 | IGM | Ishares Expanded Tech Sector | ETF-Tech | 0.76% | +0.17% | — | |
| 37 | AXR | Amrep CORP | Stock-Other | 0.73% | -0.10% | -2.41% | |
| 38 | UNP | Union Pacific CORP | Stock-Industrials | 0.71% | +0.04% | +0.03% | |
| 39 | CSCO | Cisco Systems Inc | Stock-Tech | 0.70% | +0.30% | -0.41% | |
| 40 | HD | Home Depot Inc | Stock-Consumer Disc | 0.68% | — | -1.41% | |
| 41 | CWBC | Community West Bancshares | Stock-Other | 0.67% | +0.10% | — | |
| 42 | BSM | Black Stone Minerals LP | Stock-Other | 0.65% | -0.05% | +1.31% | |
| 43 | ARL | American Realty Investors In | Stock-Other | 0.64% | +0.14% | -2.36% | |
| 44 | SENEA | Seneca Foods CORP - Cl A | Stock-Other | 0.62% | +0.06% | — | |
| 45 | CSW | Csw Industrials Inc | Stock-Industrials | 0.60% | -0.01% | -58.01% | |
| 46 | BOND | Pimco Active Bond Exchange-t | ETF-Other | 0.56% | -0.02% | +2.64% | |
| 47 | VUG | Vanguard Growth ETF | ETF-Other | 0.53% | +0.02% | -4.91% | |
| 48 | CP | Canadian Pacific Kansas City | Stock-Industrials | 0.53% | -0.05% | — | |
| 49 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.52% | -0.11% | +1.95% | |
| 50 | ABBV | Abbvie Inc | Stock-Healthcare | 0.51% | +0.04% | -3.50% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | FSUN | Firstsun Capital Bancorp | +1.3% | NEW | New buy |
| 2 | PPIH | Perma-pipe International Hol | +0.4% | +0.04% | Add |
| 3 | BRK-B | Berkshire Hathaway Inc-cl B | +0.3% | +23.92% | Add |
| 4 | KVUE | Kenvue Inc | +0.2% | +2058.50% | Add |
| 5 | AXR | Amrep CORP | +0.2% | -2.41% | Trim |
| 6 | HSY | Hershey Co/the | +0.2% | +285.67% | Add |
| 7 | MOD | Modine Manufacturing Co | +0.2% | — | Unchanged |
| 8 | GOLD | Gold.com Inc | +0.2% | — | Unchanged |
| 9 | INBK | First Internet Bancorp | +0.2% | -0.41% | Trim |
| 10 | DGICA | Donegal Group Inc-cl A | +0.1% | +1.32% | Add |
| 11 | UMH | Umh Properties Inc | +0.1% | +0.77% | Add |
| 12 | CLMT | Calumet Inc | +0.1% | NEW | New buy |
| 13 | BCML | Baycom CORP | +0.1% | +3.45% | Add |
| 14 | PKBK | Parke Bancorp Inc | +0.1% | — | Unchanged |
| 15 | MCHB | Mechanics Bancorp-a | +0.1% | -0.83% | Trim |
| 16 | AXP | American Express Co | +0.1% | -0.11% | Trim |
| 17 | BLK | Blackrock Inc | +0.1% | NEW | New buy |
| 18 | BANR | Banner Corporation | +0.1% | -2.37% | Trim |
| 19 | IBM | Intl Business Machines CORP | +0.1% | -8.78% | Trim |
| 20 | WLY | Wiley (john) & Sons-class A | +0.1% | — | Unchanged |
| 21 | ITIC | Investors Title Co | +0.1% | — | Unchanged |
| 22 | ✓ | Manitex Intl Inc | +0.1% | — | Unchanged |
| 23 | LRCX | Lam Research CORP | +0.1% | NEW | New buy |
| 24 | ARL | American Realty Investors In | +0.1% | -2.36% | Trim |
| 25 | NEN | New England Realty Assoc-lp | +0.1% | — | Unchanged |
| 26 | HD | Home Depot Inc | +0.1% | -1.41% | Trim |
| 27 | LMT | Lockheed Martin CORP | +0.1% | -2.71% | Trim |
| 28 | CAT | Caterpillar Inc | 0% | -7.42% | Trim |
| 29 | VIG | Vanguard Dividend Apprec ETF | 0% | -1.46% | Trim |
| 30 | KNTK | Kinetik Holdings Inc | 0% | -4.14% | Trim |
| 31 | GS | Goldman Sachs Group Inc | -0.1% | -83.86% | Trim |
| 32 | BLKCHF | Blackrock Inc | -0.1% | EXIT | Sold out |
| 33 | QCOM | Qualcomm Inc | -0.1% | -4.42% | Trim |
| 34 | CL | Colgate-palmolive Co | -0.1% | EXIT | Sold out |
| 35 | BA | Boeing Co/the | -0.1% | -3.66% | Trim |
| 36 | AAPL | Apple Inc | -0.1% | -6.14% | Trim |
| 37 | LRCXEUR | Lam Research CORP | -0.1% | EXIT | Sold out |
| 38 | DG | Dollar General CORP | -0.1% | -4.32% | Trim |
| 39 | INTG | Intergroup CORP | -0.1% | -2.93% | Trim |
| 40 | MRK | Merck & Co. Inc. | -0.1% | -17.27% | Trim |
| 41 | NVDA | Nvidia CORP | -0.2% | -35.72% | Trim |
| 42 | V | Visa Inc-class A Shares | -0.2% | -10.13% | Trim |
| 43 | CVX | Chevron CORP | -0.2% | -4.43% | Trim |
| 44 | INTC | Intel CORP | -0.3% | -50.20% | Trim |
| 45 | MSFT | Microsoft CORP | -0.3% | -3.50% | Trim |
| 46 | COST | Costco Wholesale CORP | -0.3% | -15.99% | Trim |
| 47 | MSA | Msa Safety Inc | -0.4% | — | Unchanged |
| 48 | ✓ | -0.5% | -1.04% | Trim | |
| 49 | NWLIEUR | National Western Life Grou-a | -0.5% | EXIT | Sold out |
| 50 | CSW | Csw Industrials Inc | -0.5% | -58.01% | Trim |
According to official SEC Form 13F filings, Caldwell Sutter Capital, Inc. reported a total U.S. public equity portfolio value of $265.2M across 907 disclosed positions in Q3 2024.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including AAPL, MSA, MSFT) accounted for 11.0% of total reported equity market value during Q3 2024.
Top New Position Initiated
FSUN
市值: $2.7M
Top Position Liquidated / Trimmed
NWLIEUR
前期市值: $960.6K
During Q3 2024, Caldwell Sutter Capital, Inc.'s top holdings by market value included AAPL (5.2%)、MSA (2.8%)、MSFT (1.9%). The largest single position, AAPL, represented 5.2% of total portfolio value.
In Q3 2024, Caldwell Sutter Capital, Inc. made 42 total portfolio adjustments, initiating 4 new buys, adding to 7 positions, trimming 27 holdings, and fully liquidating 4 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
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