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Brooks, Moore & Associates, Inc. 13F Filing (Q2 2026) — Top Positions & Stock Picks
Brooks, Moore & Associates, Inc.CIK: 0001767040
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$222.9M
Reporting period: 2026-06-30 · Number of holdings: 114
BROOKS, MOORE & ASSOCIATES, INC. disclosed 114 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $222.9M and a quarterly turnover rate of 18.9%.
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Personality snowflake
- Concentration
- 7.94
- Portfolio Stability
- 18.92
- Momentum
- 100
- Sector conviction
- 39.4
- Diversification
- 100
- Sizing Uniformity
- 88.71
Brooks, Moore & Associates, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.020 — mathematically equivalent to about 50 equally-sized positions, well below its 114 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.13), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim HON
-45.4% -$1.9M
New buy 43849R105
Trim XOM
+5.8% -$1.0M
Trim CVX
+6.5% -$891.0K
Add GOOGL
+12.2% $2.2M
Add CSCO
-5.9% $1.9M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | JPM | Jpmorgan Chase & Co | Stock-Financials | 4.15% | +0.19% | +5.21% | |
| 2 | JNJ | Johnson & Johnson | Stock-Healthcare | 3.92% | +0.02% | +8.14% | |
| 3 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 3.86% | +0.22% | +3.30% | |
| 4 | KO | Coca-cola Co/the | Stock-Consumer Staples | 3.44% | +0.01% | +4.64% | |
| 5 | MSFT | Microsoft CORP | Stock-Tech | 3.44% | +0.03% | +11.67% | |
| 6 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 3.43% | +0.68% | +12.20% | |
| 7 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 3.37% | +0.18% | +18.16% | |
| 8 | ABBV | Abbvie Inc | Stock-Healthcare | 3.26% | +0.27% | +5.20% | |
| 9 | FNDF | Schwab Fndmn Intl Lrg Co ETF | ETF-Other | 3.24% | -0.15% | -0.76% | |
| 10 | CSCO | Cisco Systems Inc | Stock-Tech | 2.81% | +0.60% | -5.91% | |
| 11 | XOM | Exxon Mobil CORP | Stock-Energy | 2.68% | -0.83% | +5.79% | |
| 12 | AAPL | Apple Inc | Stock-Tech | 2.59% | +0.17% | +5.03% | |
| 13 | CVX | Chevron CORP | Stock-Energy | 2.32% | -0.72% | +6.48% | |
| 14 | WMT | Walmart Inc | Stock-Consumer Staples | 2.00% | -0.27% | +8.04% | |
| 15 | ABT | Abbott Laboratories | Stock-Healthcare | 1.93% | -0.14% | +17.74% | |
| 16 | MRK | Merck & Co. Inc. | Stock-Healthcare | 1.87% | +0.01% | +5.36% | |
| 17 | PEP | Pepsico Inc | Stock-Consumer Staples | 1.73% | -0.26% | +11.24% | |
| 18 | HD | Home Depot Inc | Stock-Consumer Disc | 1.69% | +0.05% | +7.53% | |
| 19 | DGRW | Wisdomtree U.s. Quality Divi | ETF-Other | 1.59% | -0.03% | +0.86% | |
| 20 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.52% | +0.31% | +7.43% | |
| 21 | PNW | Pinnacle West Capital Corporation | Stock-Utilities | 1.44% | +0.16% | +7.26% | |
| 22 | IBM | Intl Business Machines CORP | Stock-Tech | 1.42% | +0.06% | — | |
| 23 | NEAR | Ishares Sh Dba ETF Usd Inc | ETF-Other | 1.39% | -0.09% | +5.34% | |
| 24 | BINC | Ishares Flex I A Etf-usd Inc | ETF-Other | 1.24% | -0.13% | +0.19% | |
| 25 | CB | Chubb Limited | Stock-Financials | 1.23% | +0.02% | +8.81% | |
| 26 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 1.15% | -0.58% | -25.68% | |
| 27 | SO | Southern Co/the | Stock-Utilities | 1.06% | -0.13% | +0.41% | |
| 28 | LOW | Lowe's Cos Inc | Stock-Consumer Disc | 1.05% | -0.10% | +9.82% | |
| 29 | LMT | Lockheed Martin CORP | Stock-Industrials | 1.05% | -0.20% | +10.87% | |
| 30 | VZ | Verizon Communications Inc | Stock-Comm Services | 1.05% | -0.35% | -0.84% | |
| 31 | BAC | Bank Of America CORP | Stock-Financials | 1.02% | +0.17% | +15.40% | |
| 32 | HON | Honeywell International Inc | Stock-Industrials | 1.02% | -1.08% | -45.36% | |
| 33 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.00% | -0.04% | +5.58% | |
| 34 | ✓ | Stock-Other | 0.98% | +0.98% | NEW | ||
| 35 | QCOM | Qualcomm Inc | Stock-Tech | 0.97% | -0.08% | -28.16% | |
| 36 | COF | Capital One Financial CORP | Stock-Financials | 0.90% | +0.08% | +11.13% | |
| 37 | RTX | Rtx CORP | Stock-Industrials | 0.90% | -0.05% | +7.12% | |
| 38 | NSC | Norfolk Southern CORP | Stock-Industrials | 0.86% | +0.06% | +9.57% | |
| 39 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 0.84% | -0.12% | -2.08% | |
| 40 | ORCL | Oracle CORP | Stock-Tech | 0.81% | -0.03% | +8.33% | |
| 41 | SHEL | Shell Plc-adr | Stock-Energy | 0.79% | -0.17% | +10.46% | |
| 42 | GE | General Electric | Stock-Industrials | 0.74% | +0.12% | — | |
| 43 | DUK | Duke Energy CORP | Stock-Utilities | 0.71% | -0.08% | +4.92% | |
| 44 | KLAC | Kla CORP | Stock-Tech | 0.71% | +0.32% | +900.00% | |
| 45 | NEE | Nextera Energy Inc | Stock-Utilities | 0.70% | -0.11% | +2.88% | |
| 46 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 0.67% | -0.05% | — | |
| 47 | TFC | Truist Financial CORP | Stock-Financials | 0.66% | +0.03% | +8.76% | |
| 48 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.66% | +0.02% | — | |
| 49 | TJX | Tjx Companies Inc | Stock-Consumer Disc | 0.65% | -0.12% | — | |
| 50 | AXP | American Express Co | Stock-Financials | 0.63% | +0.10% | +17.03% |
1–50 of 114
Portfolio Performance
Performance for Q3 2026
+4.2%
Performance Last 4 Quarters
+18.6%
- Stdev
- +9.2%
- Beta
- +0.61
- Alpha
- +3.2%
- Max Drawdown
- -5.3%
- Annualized Perf
- +16.1%
- Batting Avg vs S&P
- +47.2%
- Sortino
- +3.03
- Stutzer
- +0.47
- Treynor
- +0.25
- Sterling
- +1.15
- Calmar
- +3.03
- Information Ratio
- -0.66
- Tracking Error
- +6.9%
- Stdev Down
- +5.1%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +28%
- Worst 12 Months
- +7.8%
- Efficiency Ratio
- +0.59
- Sharpe
- +1.68
- Stdev Sectors
- +5.6%
- Skewness
- -0.71
- Kurtosis
- -0.54
- Upside Potential
- +4.63
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 114 | $222.9M | 19 | ||
| 2026 Q1 | 110 | $199.4M | 21 | ||
| 2025 Q4 | 105 | $203.4M | 25 | ||
| 2025 Q3 | 104 | $197.3M | 33 | ||
| 2025 Q2 | 105 | $185.3M | 0 | ||
| 2025 Q1 | 102 | $177.3M | 100 | ||
| 2024 Q4 | 96 | $169.1M | 0 | ||
| 2024 Q3 | 92 | $169.3M | 0 | ||
| 2024 Q2 | 88 | $155.5M | 0 | ||
| 2024 Q1 | 89 | $155.9M | 0 | ||
| 2023 Q4 | 86 | $145.5M | 0 | ||
| 2023 Q3 | 79 | $132.4M | 0 | ||
| 2023 Q2 | 83 | $142.1M | 0 | ||
| 2023 Q1 | 84 | $139.2M | 0 | ||
| 2022 Q4 | 88 | $136.9M | 0 | ||
| 2022 Q3 | 82 | $123.6M | 0 | ||
| 2022 Q2 | 88 | $138.7M | 0 | ||
| 2022 Q1 | 97 | $162.9M | 0 | ||
| 2021 Q4 | 97 | $170.5M | 0 | ||
| 2021 Q3 | 96 | $152.8M | 0 | ||
| 2021 Q2 | 102 | $156.8M | 97 | ||
| 2021 Q1 | 97 | $147.6M | 16 | ||
| 2020 Q4 | 91 | $129.1M | 16 | ||
| 2020 Q3 | 86 | $116.0M | 15 | ||
| 2020 Q2 | 83 | $106.8M | 23 | ||
| 2020 Q1 | 83 | $94.1M | 31 | ||
| 2019 Q4 | 97 | $126.1M | 19 | ||
| 2019 Q3 | 94 | $118.4M | 15 | ||
| 2019 Q2 | 96 | $116.4M | 18 | ||
| 2019 Q1 | 90 | $109.6M | 17 | ||
| 2018 Q4 | 89 | $99.3M | 0 |
Holding changes this quarter
Brooks, Moore & Associates, Inc.'s most significant position changes for 2026-06-30: New buy: ; New buy: Ishares Expanded Tech-softwa (IGV); New buy: Uber Technologies Inc (UBER); Sold out: Workday Inc-class A (WDAY); New buy: S&p Global Inc (SPGI).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | +1% | NEW | New buy | |
| 2 | GOOGL | Alphabet Inc-cl A | +0.7% | +12.20% | Add |
| 3 | CSCO | Cisco Systems Inc | +0.6% | -5.91% | Trim |
| 4 | IGV | Ishares Expanded Tech-softwa | +0.4% | NEW | New buy |
| 5 | UBER | Uber Technologies Inc | +0.4% | NEW | New buy |
| 6 | KLAC | Kla CORP | +0.3% | +900.00% | Add |
| 7 | LLY | Eli Lilly & Co | +0.3% | +7.43% | Add |
| 8 | ABBV | Abbvie Inc | +0.3% | +5.20% | Add |
| 9 | VOO | Vanguard S&p 500 ETF | +0.2% | +3.30% | Add |
| 10 | SPGI | S&p Global Inc | +0.2% | NEW | New buy |
| 11 | JPM | Jpmorgan Chase & Co | +0.2% | +5.21% | Add |
| 12 | JPST | Jpmorgan Ultra-short Income | +0.2% | +18.16% | Add |
| 13 | AAPL | Apple Inc | +0.2% | +5.03% | Add |
| 14 | BAC | Bank Of America CORP | +0.2% | +15.40% | Add |
| 15 | PNW | Pinnacle West Capital Corporation | +0.2% | +7.26% | Add |
| 16 | SYY | Sysco CORP | +0.2% | NEW | New buy |
| 17 | UNH | Unitedhealth Group Inc | +0.1% | NEW | New buy |
| 18 | Q | Qnity Electronics Inc | +0.1% | +22.12% | Add |
| 19 | GE | General Electric | +0.1% | — | Unchanged |
| 20 | VST | Vistra CORP | +0.1% | NEW | New buy |
| 21 | VTV | Vanguard Value ETF | +0.1% | NEW | New buy |
| 22 | AXP | American Express Co | +0.1% | +17.03% | Add |
| 23 | IXN | Ishares Global Tech ETF | +0.1% | — | Unchanged |
| 24 | CARR | Carrier Global CORP | +0.1% | NEW | New buy |
| 25 | TRV | Travelers Cos Inc/the | +0.1% | NEW | New buy |
| 26 | GLW | Corning Inc | +0.1% | -1.28% | Trim |
| 27 | COF | Capital One Financial CORP | +0.1% | +11.13% | Add |
| 28 | VXUS | Vanguard Total Intl Stock | +0.1% | +16.84% | Add |
| 29 | IBM | Intl Business Machines CORP | +0.1% | — | Unchanged |
| 30 | NSC | Norfolk Southern CORP | +0.1% | +9.57% | Add |
| 31 | GIS | General Mills Inc | +0.1% | +52.87% | Add |
| 32 | HD | Home Depot Inc | +0.1% | +7.53% | Add |
| 33 | GEV | GE Vernova Inc | +0.1% | -5.26% | Trim |
| 34 | KMB | Kimberly-clark CORP | +0.1% | +12.54% | Add |
| 35 | AVGO | Broadcom Inc | 0% | — | Unchanged |
| 36 | MO | Altria Group Inc | 0% | +13.41% | Add |
| 37 | MSFT | Microsoft CORP | 0% | +11.67% | Add |
| 38 | TFC | Truist Financial CORP | 0% | +8.76% | Add |
| 39 | MDLZ | Mondelez International Inc-a | 0% | +16.78% | Add |
| 40 | PM | Philip Morris International | 0% | +9.17% | Add |
| 41 | VMC | Vulcan Materials Co | 0% | +34.68% | Add |
| 42 | CAT | Caterpillar Inc | 0% | — | Unchanged |
| 43 | JNJ | Johnson & Johnson | 0% | +8.14% | Add |
| 44 | CB | Chubb Limited | 0% | +8.81% | Add |
| 45 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | — | Unchanged |
| 46 | CSX | Csx CORP | 0% | — | Unchanged |
| 47 | GBIL | Goldman Sachs Access Treasur | 0% | +15.46% | Add |
| 48 | SMBK | Smartfinancial Inc | 0% | — | Unchanged |
| 49 | QQQ | Invesco Qqq Trust Series 1 | 0% | — | Unchanged |
| 50 | 6D8 | Dupont De Nemours Inc | 0% | -59.57% | Trim |
1–50 of 120
Filing History
FAQ
What is Brooks, Moore & Associates, Inc. and what type of investor is it?
Brooks, Moore & Associates, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $222.9M, spread across 114 disclosed positions.
What are Brooks, Moore & Associates, Inc.'s largest equity positions?
Based on the latest 13F filing, Brooks, Moore & Associates, Inc.'s top holdings by market value are:
1. Jpmorgan Chase & Co (JPM) — $9.3M (4.2%)
2. Johnson & Johnson (JNJ) — $8.7M (3.9%)
3. Vanguard S&p 500 ETF (VOO) — $8.6M (3.9%)
4. Coca-cola Co/the (KO) — $7.7M (3.4%)
5. Microsoft CORP (MSFT) — $7.7M (3.4%)
What changes did Brooks, Moore & Associates, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Brooks, Moore & Associates, Inc. made 85 notable position adjustments: 10 new positions were initiated, 56 existing holdings were added to, 13 positions were partially reduced, and 6 were completely exited. The largest of these moves: New buy: ; New buy: Ishares Expanded Tech-softwa (IGV); New buy: Uber Technologies Inc (UBER); Sold out: Workday Inc-class A (WDAY); New buy: S&p Global Inc (SPGI)
What sectors does Brooks, Moore & Associates, Inc. focus on?
Brooks, Moore & Associates, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 18.7%
• Health Care: 17.4%
• Consumer Staples: 14.9%
• Financials: 13.3%
• Industrials: 9.9%
• Energy: 8.2%
Investment Profile
Brooks, Moore & Associates, Inc. returned an annualized 16.1% over the trailing 36 months — outperforming the S&P 500 by 3.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.61 (less volatile than the market) and a 47% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding.
Its turnover score has risen from 0 to 19 over the past 4 quarters — a shift toward more active trading.
It has added to its FNDF position over the past two quarters (+$5.3M, now $7.2M), while trimming WMT over the same stretch (-$1.2M, still holding $4.5M).
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Developer Access
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REST API
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