CIK: 0001347935
Total reported value
$47.7M
Reporting period: 2015-09-30 · Number of holdings: 386
Aris Wealth Services, Inc. disclosed 386 holdings in its latest 13F filing for the period ending 2015-09-30, with total reported value of $47.7M and a quarterly turnover rate of 86.3%.
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Aris Wealth Services, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.032 — mathematically equivalent to about 31 equally-sized positions, well below its 386 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.39), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 17% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add ETJ
-1.9% -$653.0K
Add DVYE
+10.0% -$679.0K
Add KYN
+5.1% -$763.0K
Add NZF
+5.9% -$647.0K
Trim AAPL
-87.4% -$1.5M
Trim FISV
-98.8% -$1.2M
Showing top 200 holdings (of 386 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ETJ | Eaton Vance Rsk-mgd Divers | Stock-Other | 9.29% | +4.64% | -1.88% | |
| 2 | DVYE | Ishares Emerging Markets Div | ETF-Emerging Markets | 6.47% | +3.02% | +9.97% | |
| 3 | KYN | Kayne Anderson Energy Infra | Stock-Other | 6.17% | +2.77% | +5.14% | |
| 4 | NZF | Nuveen Municipal Credit Income Fund | Stock-Other | 5.70% | +2.62% | +5.85% | |
| 5 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 3.78% | — | -15.48% | |
| 6 | IDV | Ishares International Select | ETF-Other | 3.74% | — | +10.67% | |
| 7 | XAWFX | Alliancebernstein Gl Hi INC | Stock-Other | 3.35% | — | +1.51% | |
| 8 | XOM | Exxon Mobil CORP | Stock-Energy | 3.34% | +0.46% | -43.35% | |
| 9 | UPS | United Parcel Service-cl B | Stock-Industrials | 2.69% | — | -3.13% | |
| 10 | O | Realty Income CORP | Stock-Real Estate | 2.67% | — | -1.99% | |
| 11 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 2.53% | — | -4.27% | |
| 12 | ✓ | Welltower Inc. | Stock-Other | 2.52% | +2.52% | NEW | |
| 13 | DOC | Healthpeak Properties, Inc. | Stock-Real Estate | 2.23% | — | -0.49% | |
| 14 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.89% | — | +21.16% | |
| 15 | ✓ | Chambers Str Pptys | Stock-Other | 1.89% | — | -13.85% | |
| 16 | OEF | Ishares S&p 100 ETF | ETF-Other | 1.87% | — | +13.43% | |
| 17 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 1.84% | — | +16.69% | |
| 18 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 1.84% | -0.56% | -59.72% | |
| 19 | CELG | Celgene CORP | Stock-Other | 1.73% | +0.02% | -52.72% | |
| 20 | APO | Apollo Global Management, Inc. | Stock-Financials | 1.72% | — | +3.15% | |
| 21 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 1.70% | — | +16.48% | |
| 22 | PNNT | Pennantpark Investment CORP | Stock-Other | 1.66% | — | +7.14% | |
| 23 | FLOT | Ishares Floating Rate Bond E | ETF-Other | 1.34% | — | +4.11% | |
| 24 | DTH | Wisdomtree International Hig | ETF-Other | 1.25% | — | -13.94% | |
| 25 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.08% | — | -22.38% | |
| 26 | GIS | General Mills INC | Stock-Consumer Staples | 1.02% | — | +684.25% | |
| 27 | T | At&t INC | Stock-Comm Services | 0.96% | — | -20.83% | |
| 28 | RTN1USD | Raytheon Company | Stock-Other | 0.70% | — | +405.92% | |
| 29 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.63% | — | +25.29% | |
| 30 | EFAV | Ishares Msci Eafe Min Vol Fa | ETF-Other | 0.61% | — | +18.55% | |
| 31 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 0.57% | -0.38% | -72.10% | |
| 32 | VZ | Verizon Communications INC | Stock-Comm Services | 0.50% | -0.54% | -77.69% | |
| 33 | IWV | Ishares Russell 3000 ETF | ETF-Other | 0.49% | — | -13.28% | |
| 34 | PFE | Pfizer INC | Stock-Healthcare | 0.47% | — | -12.27% | |
| 35 | HSY | Hershey Co/the | Stock-Consumer Staples | 0.46% | — | +78.18% | |
| 36 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.43% | — | -34.37% | |
| 37 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.42% | — | -60.69% | |
| 38 | FSICUSD | Fs Kkr Capital CORP | Stock-Other | 0.42% | — | -0.31% | |
| 39 | FNB | Fnb CORP | Stock-Financials | 0.42% | — | -15.12% | |
| 40 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.40% | — | -50.03% | |
| 41 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.39% | — | -57.19% | |
| 42 | AAPL | Apple INC | Stock-Tech | 0.38% | -1.13% | -87.38% | |
| 43 | OVBC | Ohio Valley Banc CORP | Stock-Other | 0.38% | — | — | |
| 44 | CVS | Cvs Health CORP | Stock-Healthcare | 0.38% | -0.71% | -83.55% | |
| 45 | CZNC | Citizens & Northern CORP | Stock-Other | 0.33% | — | — | |
| 46 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.33% | — | -1.62% | |
| 47 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.32% | — | -31.88% | |
| 48 | FULT | Fulton Financial CORP | Stock-Financials | 0.30% | — | — | |
| 49 | CL | Colgate-palmolive Co | Stock-Consumer Staples | 0.29% | — | -58.59% | |
| 50 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.28% | — | -40.26% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2015-09-30 | 386 | $47.7M | 86 | |
| 2015-06-30 | 523 | $109.2M | 18 | |
| 2015-03-31 | 611 | $107.2M | 29 | |
| 2014-12-31 | 115 | $89.8M | 24 | |
| 2014-09-30 | 107 | $80.6M | 13 | |
| 2014-06-30 | 106 | $76.5M | 22 | |
| 2014-03-31 | 94 | $68.3M | 37 | |
| 2013-12-31 | 99 | $59.5M | 25 | |
| 2013-09-30 | 95 | $54.7M | 31 | |
| 2013-06-30 | 75 | $46.8M | 0 |
Aris Wealth Services, Inc.'s most significant position changes for 2015-09-30: New buy: Welltower Inc.; Sold out: Welltower Inc. (WELL); Sold out: Perrigo Company plc (PRGO); Trim: Eaton Vance Rsk-mgd Divers (ETJ) — shares -1.88%; Add: Ishares Emerging Markets Div (DVYE) — shares +9.97%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ETJ | Eaton Vance Rsk-mgd Divers | +4.6% | -1.88% | Trim |
| 2 | DVYE | Ishares Emerging Markets Div | +3% | +9.97% | Add |
| 3 | KYN | Kayne Anderson Energy Infra | +2.8% | +5.14% | Add |
| 4 | NZF | Nuveen Municipal Credit Income Fund | +2.6% | +5.85% | Add |
| 5 | XOM | Exxon Mobil CORP | +0.5% | -43.35% | Trim |
| 6 | CELG | Celgene CORP | 0% | -52.72% | Trim |
| 7 | AEP | American Electric Power Company, Inc. | -0.4% | -72.10% | Trim |
| 8 | BAC | Bank Of America CORP | -0.5% | -92.08% | Trim |
| 9 | VZ | Verizon Communications INC | -0.5% | -77.69% | Trim |
| 10 | IEMG | Ishares Core Msci Emerging | -0.6% | -59.72% | Trim |
| 11 | NOVEUR | National Oilwell Varco INC | -0.6% | -98.51% | Trim |
| 12 | HPE | Hewlett-Packard Company | -0.6% | -96.95% | Trim |
| 13 | ✓ | -0.6% | -98.30% | Trim | |
| 14 | UNM | Unum Group | -0.6% | -98.60% | Trim |
| 15 | CF | Cf Industries Holdings INC | -0.6% | -97.88% | Trim |
| 16 | COF | Capital One Financial CORP | -0.6% | -98.05% | Trim |
| 17 | TRV | Travelers Cos Inc/the | -0.6% | -98.56% | Trim |
| 18 | WMT | Walmart INC | -0.6% | -93.72% | Trim |
| 19 | COP | Conocophillips | -0.6% | -96.09% | Trim |
| 20 | TSN | Tyson Foods Inc-cl A | -0.7% | -98.83% | Trim |
| 21 | SWK | Stanley Black & Decker INC | -0.7% | -99.63% | Trim |
| 22 | DHR | Danaher CORP | -0.7% | -96.03% | Trim |
| 23 | ROP | Roper Technologies INC | -0.7% | -98.38% | Trim |
| 24 | JPM | Jpmorgan Chase & Co | -0.7% | -88.28% | Trim |
| 25 | AMP | Ameriprise Financial INC | -0.7% | -95.39% | Trim |
| 26 | NVDA | Nvidia CORP | -0.7% | -98.02% | Trim |
| 27 | UNP | Union Pacific CORP | -0.7% | -98.71% | Trim |
| 28 | ALL | Allstate CORP | -0.7% | -95.83% | Trim |
| 29 | CVS | Cvs Health CORP | -0.7% | -83.55% | Trim |
| 30 | EBAY | Ebay INC | -0.7% | -93.62% | Trim |
| 31 | TMO | Thermo Fisher Scientific INC | -0.7% | -96.08% | Trim |
| 32 | DRI | Darden Restaurants INC | -0.7% | -98.25% | Trim |
| 33 | BIIB | Biogen INC | -0.7% | -98.77% | Trim |
| 34 | MET | Metlife INC | -0.8% | -98.78% | Trim |
| 35 | KSS | Kohls CORP | -0.8% | -98.91% | Trim |
| 36 | INTC | Intel CORP | -0.8% | -92.94% | Trim |
| 37 | TGT | Target CORP | -0.8% | -98.29% | Trim |
| 38 | STZ | Constellation Brands Inc-a | -0.8% | -99.00% | Trim |
| 39 | MCK | Mckesson CORP | -0.8% | -96.53% | Trim |
| 40 | ✓ | -0.8% | -97.42% | Trim | |
| 41 | WBA | Walgreens Boots Alliance INC | -0.8% | -97.85% | Trim |
| 42 | ✓ | -0.8% | -98.07% | Trim | |
| 43 | LOW | Lowe's Cos INC | -0.9% | -97.02% | Trim |
| 44 | CSCO | Cisco Systems INC | -0.9% | -98.13% | Trim |
| 45 | GILD | Gilead Sciences INC | -1% | -97.99% | Trim |
| 46 | FISV | Fiserv INC | -1% | -98.80% | Trim |
| 47 | AAPL | Apple INC | -1.1% | -87.38% | Trim |
| 48 | ✓ | Welltower Inc. | — | NEW | New buy |
| 49 | WELL | Welltower Inc. | — | EXIT | Sold out |
| 50 | PRGO | Perrigo Company plc | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2015-09-30 | 2015-11-10 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-13 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-12 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-01-15 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-10-08 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-07-14 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-09 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-01-30 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-10-21 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-07-23 | 13F-HR | View on EDGAR |
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