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Aris Wealth Services, Inc. Historical SEC 13F Holdings & Archive (Q3 2015)
Aris Wealth Services, Inc.CIK: 0001347935
Diversified strategyMomentum followerHigh-turnover trader
Total reported value
$47.7M
Reporting period: 2015-09-30 · Number of holdings: 386
Aris Wealth Services, Inc. disclosed 386 holdings in its latest 13F filing for the period ending 2015-09-30, with total reported value of $47.7M and a quarterly turnover rate of 86.3%.
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Personality snowflake
- Concentration
- 12.92
- Portfolio Stability
- 86.27
- Momentum
- 100
- Sector conviction
- 44.32
- Diversification
- 100
- Sizing Uniformity
- 66.09
Aris Wealth Services, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.032 — mathematically equivalent to about 31 equally-sized positions, well below its 386 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.39), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 17% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd ETJ
-1.9% -$653.0K
Add DVYE
+10.0% -$679.0K
Add KYN
+5.1% -$763.0K
Add NZF
+5.9% -$647.0K
Trim AAPL
-87.4% -$1.5M
Trim FISV
-98.8% -$1.2M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 386 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ETJ | Eaton Vance Rsk-mgd Divers | Stock-Other | 9.29% | +4.64% | -1.88% | |
| 2 | DVYE | Ishares Emerging Markets Div | ETF-Emerging Markets | 6.47% | +3.02% | +9.97% | |
| 3 | KYN | Kayne Anderson Energy Infra | Stock-Other | 6.17% | +2.77% | +5.14% | |
| 4 | NZF | Nuveen Municipal Credit Income Fund | Stock-Other | 5.70% | +2.62% | +5.85% | |
| 5 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 3.78% | — | -15.48% | |
| 6 | IDV | Ishares International Select | ETF-Other | 3.74% | — | +10.67% | |
| 7 | XAWFX | Alliancebernstein Gl Hi Inc | Stock-Other | 3.35% | — | +1.51% | |
| 8 | XOM | Exxon Mobil CORP | Stock-Energy | 3.34% | +0.46% | -43.35% | |
| 9 | UPS | United Parcel Service-cl B | Stock-Industrials | 2.69% | — | -3.13% | |
| 10 | O | Realty Income CORP | Stock-Real Estate | 2.67% | — | -1.99% | |
| 11 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 2.53% | — | -4.27% | |
| 12 | ✓ | Stock-Other | 2.52% | +2.52% | NEW | ||
| 13 | DOC | Healthpeak Properties, Inc. | Stock-Real Estate | 2.23% | — | -0.49% | |
| 14 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.89% | — | +21.16% | |
| 15 | ✓ | Chambers Str Pptys | Stock-Other | 1.89% | — | -13.85% | |
| 16 | OEF | Ishares S&p 100 ETF | ETF-Other | 1.87% | — | +13.43% | |
| 17 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 1.84% | — | +16.69% | |
| 18 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 1.84% | -0.56% | -59.72% | |
| 19 | CELG | Celgene CORP | Stock-Other | 1.73% | +0.02% | -52.72% | |
| 20 | APO | Apollo Global Management, Inc. | Stock-Financials | 1.72% | — | +3.15% | |
| 21 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 1.70% | — | +16.48% | |
| 22 | PNNT | Pennantpark Investment CORP | Stock-Other | 1.66% | — | +7.14% | |
| 23 | FLOT | Ishares Floating Rate Bond E | ETF-Other | 1.34% | — | +4.11% | |
| 24 | DTH | Wisdomtree International Hig | ETF-Other | 1.25% | — | -13.94% | |
| 25 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.08% | — | -22.38% | |
| 26 | GIS | General Mills Inc | Stock-Consumer Staples | 1.02% | — | +684.25% | |
| 27 | T | At&t Inc | Stock-Comm Services | 0.96% | — | -20.83% | |
| 28 | RTN1USD | Raytheon Company | Stock-Other | 0.70% | — | +405.92% | |
| 29 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.63% | — | +25.29% | |
| 30 | EFAV | Ishares Msci Eafe Min Vol Fa | ETF-Other | 0.61% | — | +18.55% | |
| 31 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 0.57% | -0.38% | -72.10% | |
| 32 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.50% | -0.54% | -77.69% | |
| 33 | IWV | Ishares Russell 3000 ETF | ETF-Other | 0.49% | — | -13.28% | |
| 34 | PFE | Pfizer Inc | Stock-Healthcare | 0.47% | — | -12.27% | |
| 35 | HSY | Hershey Co/the | Stock-Consumer Staples | 0.46% | — | +78.18% | |
| 36 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.43% | — | -34.37% | |
| 37 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.42% | — | -60.69% | |
| 38 | FSICUSD | Fs Kkr Capital CORP | Stock-Other | 0.42% | — | -0.31% | |
| 39 | FNB | Fnb CORP | Stock-Financials | 0.42% | — | -15.12% | |
| 40 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.40% | — | -50.03% | |
| 41 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.39% | — | -57.19% | |
| 42 | AAPL | Apple Inc | Stock-Tech | 0.38% | -1.13% | -87.38% | |
| 43 | OVBC | Ohio Valley Banc CORP | Stock-Other | 0.38% | — | — | |
| 44 | CVS | Cvs Health CORP | Stock-Healthcare | 0.38% | -0.71% | -83.55% | |
| 45 | CZNC | Citizens & Northern CORP | Stock-Other | 0.33% | — | — | |
| 46 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.33% | — | -1.62% | |
| 47 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.32% | — | -31.88% | |
| 48 | FULT | Fulton Financial CORP | Stock-Financials | 0.30% | — | — | |
| 49 | CL | Colgate-palmolive Co | Stock-Consumer Staples | 0.29% | — | -58.59% | |
| 50 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.28% | — | -40.26% |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Aris Wealth Services, Inc.'s most significant position changes for 2015-09-30: New buy: ; Sold out: Welltower Inc. (WELL); Sold out: Perrigo Company plc (PRGO); Trim: Eaton Vance Rsk-mgd Divers (ETJ) — shares -1.88%; Add: Ishares Emerging Markets Div (DVYE) — shares +9.97%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ETJ | Eaton Vance Rsk-mgd Divers | +4.6% | -1.88% | Trim |
| 2 | DVYE | Ishares Emerging Markets Div | +3% | +9.97% | Add |
| 3 | KYN | Kayne Anderson Energy Infra | +2.8% | +5.14% | Add |
| 4 | NZF | Nuveen Municipal Credit Income Fund | +2.6% | +5.85% | Add |
| 5 | XOM | Exxon Mobil CORP | +0.5% | -43.35% | Trim |
| 6 | CELG | Celgene CORP | 0% | -52.72% | Trim |
| 7 | AEP | American Electric Power Company, Inc. | -0.4% | -72.10% | Trim |
| 8 | BAC | Bank Of America CORP | -0.5% | -92.08% | Trim |
| 9 | VZ | Verizon Communications Inc | -0.5% | -77.69% | Trim |
| 10 | IEMG | Ishares Core Msci Emerging | -0.6% | -59.72% | Trim |
| 11 | NOVEUR | National Oilwell Varco Inc | -0.6% | -98.51% | Trim |
| 12 | HPE | Hewlett Packard Enterprise Company | -0.6% | -96.95% | Trim |
| 13 | ✓ | -0.6% | -98.30% | Trim | |
| 14 | UNM | Unum Group | -0.6% | -98.60% | Trim |
| 15 | CF | Cf Industries Holdings Inc | -0.6% | -97.88% | Trim |
| 16 | COF | Capital One Financial CORP | -0.6% | -98.05% | Trim |
| 17 | TRV | Travelers Cos Inc/the | -0.6% | -98.56% | Trim |
| 18 | WMT | Walmart Inc | -0.6% | -93.72% | Trim |
| 19 | COP | Conocophillips | -0.6% | -96.09% | Trim |
| 20 | TSN | Tyson Foods Inc-cl A | -0.7% | -98.83% | Trim |
| 21 | SWK | Stanley Black & Decker Inc | -0.7% | -99.63% | Trim |
| 22 | DHR | Danaher CORP | -0.7% | -96.03% | Trim |
| 23 | ROP | Roper Technologies Inc | -0.7% | -98.38% | Trim |
| 24 | JPM | Jpmorgan Chase & Co | -0.7% | -88.28% | Trim |
| 25 | AMP | Ameriprise Financial Inc | -0.7% | -95.39% | Trim |
| 26 | NVDA | Nvidia CORP | -0.7% | -98.02% | Trim |
| 27 | UNP | Union Pacific CORP | -0.7% | -98.71% | Trim |
| 28 | ALL | Allstate CORP | -0.7% | -95.83% | Trim |
| 29 | CVS | Cvs Health CORP | -0.7% | -83.55% | Trim |
| 30 | EBAY | Ebay Inc | -0.7% | -93.62% | Trim |
| 31 | TMO | Thermo Fisher Scientific Inc | -0.7% | -96.08% | Trim |
| 32 | DRI | Darden Restaurants Inc | -0.7% | -98.25% | Trim |
| 33 | BIIB | Biogen Inc | -0.7% | -98.77% | Trim |
| 34 | MET | Metlife Inc | -0.8% | -98.78% | Trim |
| 35 | KSS | Kohls CORP | -0.8% | -98.91% | Trim |
| 36 | INTC | Intel CORP | -0.8% | -92.94% | Trim |
| 37 | TGT | Target CORP | -0.8% | -98.29% | Trim |
| 38 | STZ | Constellation Brands Inc-a | -0.8% | -99.00% | Trim |
| 39 | MCK | Mckesson CORP | -0.8% | -96.53% | Trim |
| 40 | ✓ | -0.8% | -97.42% | Trim | |
| 41 | WBA | Walgreens Boots Alliance Inc | -0.8% | -97.85% | Trim |
| 42 | ✓ | -0.8% | -98.07% | Trim | |
| 43 | LOW | Lowe's Cos Inc | -0.9% | -97.02% | Trim |
| 44 | CSCO | Cisco Systems Inc | -0.9% | -98.13% | Trim |
| 45 | GILD | Gilead Sciences Inc | -1% | -97.99% | Trim |
| 46 | FISV | Fiserv Inc | -1% | -98.80% | Trim |
| 47 | AAPL | Apple Inc | -1.1% | -87.38% | Trim |
| 48 | ✓ | — | NEW | New buy | |
| 49 | WELL | Welltower Inc. | — | EXIT | Sold out |
| 50 | PRGO | Perrigo Company plc | — | EXIT | Sold out |
Filing History
FAQ
What is Aris Wealth Services, Inc. and what type of investor is it?
Aris Wealth Services, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2015-09-30), the firm manages a tracked equity portfolio valued at approximately $47.7M, spread across 386 disclosed positions.
What are Aris Wealth Services, Inc.'s largest equity positions?
Based on the latest 13F filing, Aris Wealth Services, Inc.'s top holdings by market value are:
1. Eaton Vance Rsk-mgd Divers (ETJ) — $4.4M (9.3%)
2. Ishares Emerging Markets Div (DVYE) — $3.1M (6.5%)
3. Kayne Anderson Energy Infra (KYN) — $2.9M (6.2%)
4. Nuveen Municipal Credit Income Fund (NZF) — $2.7M (5.7%)
5. Ishares Core U.s. Aggregate (AGG) — $1.8M (3.8%)
What changes did Aris Wealth Services, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Aris Wealth Services, Inc. made 50 notable position adjustments: 1 new positions were initiated, 3 existing holdings were added to, 44 positions were partially reduced, and 2 were completely exited. The largest of these moves: New buy: ; Sold out: Welltower Inc. (WELL); Sold out: Perrigo Company plc (PRGO); Trim: Eaton Vance Rsk-mgd Divers (ETJ) — shares -1.88%; Add: Ishares Emerging Markets Div (DVYE) — shares +9.97%
What sectors does Aris Wealth Services, Inc. focus on?
Aris Wealth Services, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Energy: 21.8%
• Industrials: 17.6%
• Financials: 15.1%
• Health Care: 13.3%
• Communication Services: 12.2%
• Information Technology: 7.9%
Investment Profile
Aris Wealth Services, Inc.'s portfolio is broadly diversified and fast-trading.
Its turnover score has risen from 13 to 86 over the past 4 quarters — a shift toward more active trading.
It has added to its IVV position over the past two quarters (+$112.0K, now $903.0K), while trimming IEMG over the same stretch (-$1.9M, still holding $877.0K).
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