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American Research & Management Co. Historical SEC 13F Holdings & Archive (Q3 2022)
American Research & Management Co.CIK: 0001506796
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$362.2M
Reporting period: 2022-09-30 · Number of holdings: 425
American Research & Management Co. disclosed 425 holdings in its latest 13F filing for the period ending 2022-09-30, with total reported value of $362.2M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 7.73
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 59.4
- Diversification
- 100
- Sizing Uniformity
- 73.11
American Research & Management Co.'s disclosed holdings carry a Herfindahl concentration index of 0.019 — mathematically equivalent to about 52 equally-sized positions, well below its 425 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.69), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 48% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 425 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 4.23% | — | -2.71% | |
| 2 | XOM | Exxon Mobil CORP | Stock-Energy | 3.63% | — | +0.12% | |
| 3 | IBM | Intl Business Machines CORP | Stock-Tech | 3.46% | — | -3.30% | |
| 4 | AMLP | Alerian Mlp ETF | ETF-Other | 3.32% | — | +1.38% | |
| 5 | JNJ | Johnson & Johnson | Stock-Healthcare | 3.26% | — | -0.11% | |
| 6 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 3.12% | — | +1.77% | |
| 7 | ADI | Analog Devices Inc | Stock-Tech | 3.03% | — | -1.58% | |
| 8 | IAU | Ishares Gold Trust | ETF-Commodities | 2.91% | — | -0.81% | |
| 9 | PEP | Pepsico Inc | Stock-Consumer Staples | 2.75% | — | -0.88% | |
| 10 | SCHW | Schwab (charles) CORP | Stock-Financials | 2.74% | — | +0.09% | |
| 11 | CVX | Chevron CORP | Stock-Energy | 2.49% | — | -0.40% | |
| 12 | WAT | Waters CORP | Stock-Healthcare | 2.45% | — | -0.98% | |
| 13 | GBCI | Glacier Bancorp Inc | Stock-Financials | 2.35% | — | -1.40% | |
| 14 | FISV | Fiserv Inc | Stock-Other | 2.31% | — | -0.40% | |
| 15 | CHD | Church & Dwight Co Inc | Stock-Consumer Staples | 2.25% | — | -1.18% | |
| 16 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 2.12% | — | -0.94% | |
| 17 | ITW | Illinois Tool Works | Stock-Industrials | 2.11% | — | -2.83% | |
| 18 | NVDA | Nvidia CORP | Stock-Tech | 2.04% | — | +2.78% | |
| 19 | ADBE | Adobe Inc | Stock-Tech | 2.02% | — | +7.80% | |
| 20 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.85% | — | +1.15% | |
| 21 | FNV | Franco-nevada CORP | Stock-Materials | 1.83% | — | +0.89% | |
| 22 | MSFT | Microsoft CORP | Stock-Tech | 1.78% | — | +0.48% | |
| 23 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.65% | — | +1899.39% | |
| 24 | DOV | Dover CORP | Stock-Industrials | 1.56% | — | -3.87% | |
| 25 | PAYX | Paychex Inc | Stock-Tech | 1.54% | — | -1.95% | |
| 26 | NSRGY | Nestle Sa-spons Adr | Stock-Other | 1.50% | — | +0.01% | |
| 27 | PYPL | Paypal Holdings Inc | Stock-Financials | 1.25% | — | +10.06% | |
| 28 | SYBT | Stock Yards Bancorp Inc | Stock-Other | 1.17% | — | -0.76% | |
| 29 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 1.08% | — | -0.60% | |
| 30 | MO | Altria Group Inc | Stock-Consumer Staples | 1.01% | — | -0.06% | |
| 31 | BWEL | Boswell (jg) Co | Stock-Other | 1.01% | — | -0.72% | |
| 32 | ADP | Automatic Data Processing | Stock-Tech | 0.96% | — | -1.94% | |
| 33 | PM | Philip Morris International | Stock-Consumer Staples | 0.96% | — | -0.25% | |
| 34 | WY | Weyerhaeuser Co | Stock-Real Estate | 0.90% | — | -2.02% | |
| 35 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.89% | — | +1992.08% | |
| 36 | MKC | Mccormick & Co-non Vtg Shrs | Stock-Consumer Staples | 0.87% | — | -0.51% | |
| 37 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.81% | — | -0.85% | |
| 38 | RMD | Resmed Inc | Stock-Healthcare | 0.79% | — | -4.56% | |
| 39 | VRTX | Vertex Pharmaceuticals Inc | Stock-Healthcare | 0.74% | — | — | |
| 40 | TD | Toronto-dominion Bank | Stock-Financials | 0.74% | — | — | |
| 41 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.72% | — | — | |
| 42 | EW | Edwards Lifesciences CORP | Stock-Healthcare | 0.70% | — | +5.51% | |
| 43 | ROP | Roper Technologies Inc | Stock-Tech | 0.69% | — | +7.28% | |
| 44 | EL | Estee Lauder Companies-cl A | Stock-Consumer Staples | 0.68% | — | -0.26% | |
| 45 | NVO | Novo-nordisk A/s-spons Adr | Stock-Healthcare | 0.68% | — | — | |
| 46 | SBCF | Seacoast Banking Corp/fl | Stock-Other | 0.66% | — | -1.31% | |
| 47 | ET | Energy Transfer LP | Stock-Energy | 0.65% | — | -0.05% | |
| 48 | SYK | Stryker CORP | Stock-Healthcare | 0.64% | — | -1.56% | |
| 49 | HIFS | Hingham Institution For Svgs | Stock-Other | 0.61% | — | -0.23% | |
| 50 | GILD | Gilead Sciences Inc | Stock-Healthcare | 0.60% | — | -4.53% |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2022 Q3 | 425 | $362.2M | 0 | ||
| 2022 Q2 | 424 | $389.1M | 0 | ||
| 2022 Q1 | 421 | $453.5M | 0 | ||
| 2021 Q4 | 400 | $462.1M | 0 | ||
| 2021 Q3 | 385 | $432.8M | 0 | ||
| 2021 Q2 | 387 | $438.6M | 97 | ||
| 2021 Q1 | 377 | $414.6M | 16 | ||
| 2020 Q4 | 381 | $384.5M | 19 | ||
| 2020 Q3 | 363 | $342.4M | 19 | ||
| 2020 Q2 | 347 | $329.4M | 32 | ||
| 2020 Q1 | 339 | $263.3M | 35 | ||
| 2019 Q4 | 346 | $337.7M | 14 | ||
| 2019 Q3 | 339 | $332.5M | 7 | ||
| 2019 Q2 | 349 | $334.2M | 15 | ||
| 2019 Q1 | 388 | $350.5M | 18 | ||
| 2018 Q4 | 341 | $296.7M | 19 | ||
| 2018 Q3 | 357 | $337.0M | 23 | ||
| 2018 Q2 | 322 | $287.8M | 31 | ||
| 2018 Q1 | 370 | $304.5M | 12 | ||
| 2017 Q4 | 383 | $324.0M | 11 | ||
| 2017 Q3 | 361 | $308.7M | 15 | ||
| 2017 Q2 | 356 | $304.4M | 15 | ||
| 2017 Q1 | 340 | $281.1M | 16 | ||
| 2016 Q4 | 372 | $291.9M | 16 | ||
| 2016 Q3 | 389 | $274.3M | 19 | ||
| 2016 Q2 | 371 | $260.2M | 13 | ||
| 2016 Q1 | 391 | $238.2M | 12 | ||
| 2015 Q4 | 389 | $234.1M | 12 | ||
| 2015 Q3 | 400 | $228.8M | 14 | ||
| 2015 Q2 | 395 | $246.4M | 9 | ||
| 2015 Q1 | 373 | $245.8M | 17 | ||
| 2014 Q4 | 374 | $271.0M | 12 | ||
| 2014 Q3 | 378 | $277.4M | 8 | ||
| 2014 Q2 | 390 | $287.9M | 7 | ||
| 2014 Q1 | 387 | $281.0M | 8 | ||
| 2013 Q4 | 390 | $280.2M | 15 | ||
| 2013 Q3 | 387 | $252.4M | 7 | ||
| 2013 Q2 | 381 | $248.9M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is American Research & Management Co. and what type of investor is it?
American Research & Management Co. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2022-09-30), the firm manages a tracked equity portfolio valued at approximately $362.2M, spread across 425 disclosed positions.
What are American Research & Management Co.'s largest equity positions?
Based on the latest 13F filing, American Research & Management Co.'s top holdings by market value are:
1. Apple Inc (AAPL) — $15.3M (4.2%)
2. Exxon Mobil CORP (XOM) — $13.2M (3.6%)
3. Intl Business Machines CORP (IBM) — $12.5M (3.5%)
4. Alerian Mlp ETF (AMLP) — $12.0M (3.3%)
5. Johnson & Johnson (JNJ) — $11.8M (3.3%)
What changes did American Research & Management Co. make in its most recent portfolio filing?
No notable portfolio changes were recorded for American Research & Management Co. in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does American Research & Management Co. focus on?
American Research & Management Co. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 35.1%
• Health Care: 14.2%
• Consumer Staples: 14.0%
• Energy: 13.2%
• Financials: 10.9%
• Communication Services: 5.8%
Investment Profile
American Research & Management Co.'s portfolio is broadly diversified and long-term-holding, with 35.1% of the portfolio concentrated in Information Technology.
It has added to its FCX position over the past two quarters (+$2.0M, now $2.0M), while trimming NVDA over the same stretch (-$8.5M, still holding $7.4M).
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