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A&i Financial Services, LLC — 13F Portfolio Breakdown & Top Holdings (Q3 2026)
A&i Financial Services, LLCCIK: 0001728031
Diversified strategyContrarianQuality / disciplined sizing
Total reported value
$236.5M
Reporting period: 2026-09-30 · Number of holdings: 77
A&I FINANCIAL SERVICES, LLC disclosed 77 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $236.5M and a quarterly turnover rate of 44.0%.
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Personality snowflake
- Concentration
- 31.81
- Portfolio Stability
- 43.98
- Momentum
- 0
- Sector conviction
- 63.53
- Diversification
- 100
- Sizing Uniformity
- 77.21
A&i Financial Services, LLC's disclosed holdings carry a Herfindahl concentration index of 0.080 — mathematically equivalent to about 13 equally-sized positions, well below its 77 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.28), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 12% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy SHV
Sold out EFA
Sold out PCIG
Sold out UVE
Sold out THG
Add ESGD
+65.5% $894.3K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 18.19% | +18.19% | NEW | |
| 2 | TSEL | Touchstone Sands Sel Gr ETF | ETF-Other | 15.45% | -0.29% | +0.70% | |
| 3 | OAKM | Oakmark US Large Cap ETF | ETF-Large Cap & Growth | 7.44% | +0.09% | +0.13% | |
| 4 | BUSA | Brandes US Value ETF | ETF-Other | 7.38% | -0.23% | +0.42% | |
| 5 | DBMF | Imgp Dbi Managed Futures Str | ETF-Other | 4.82% | +0.11% | -0.77% | |
| 6 | ASMF | Virtus As Futures ETF | ETF-Other | 4.79% | +0.16% | -0.06% | |
| 7 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 3.94% | — | +1.77% | |
| 8 | CGGR | Cap Group Growth Equity | ETF-Other | 3.10% | +0.17% | +8.52% | |
| 9 | CGUS | Cap Group Core Equity | ETF-Other | 2.97% | +0.13% | +7.63% | |
| 10 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 2.47% | -0.10% | +0.18% | |
| 11 | CGDV | Cap Group Dividend Value | ETF-Other | 2.35% | +0.04% | +5.73% | |
| 12 | AAPL | Apple Inc | Stock-Tech | 2.09% | +0.22% | +0.07% | |
| 13 | CGGO | Cap Group Global Growth | ETF-Other | 1.88% | -0.03% | +7.98% | |
| 14 | VOTE | Tcw Transform 500 ETF | ETF-Other | 1.68% | +0.05% | +4.19% | |
| 15 | NVDA | Nvidia CORP | Stock-Tech | 1.51% | +0.15% | +0.32% | |
| 16 | CGGE | Cap Group Global Eq | ETF-Other | 1.23% | +0.05% | +8.82% | |
| 17 | CGMM | Cap Group Small And Mid Cap | ETF-Other | 1.21% | +0.01% | +10.39% | |
| 18 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 1.04% | -0.03% | +0.65% | |
| 19 | CVIE | Cal Intl Responsible Index | ETF-Large Cap & Growth | 0.96% | +0.25% | +41.59% | |
| 20 | ESGD | Ishares Trust Ishares Esg Aw | ETF-Other | 0.95% | +0.36% | +65.47% | |
| 21 | CGNG | Cap Group New Geography Eq | ETF-Other | 0.81% | +0.03% | +9.59% | |
| 22 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.68% | -0.01% | -0.66% | |
| 23 | ESML | Ishares Esg Aware Msci USA S | ETF-Other | 0.67% | -0.04% | +4.58% | |
| 24 | CGDG | Cap Group Dividend Growers | ETF-Other | 0.55% | +0.04% | +11.48% | |
| 25 | NUBD | Nuveen Esg US Aggregate Bond | ETF-Other | 0.51% | -0.02% | +3.24% | |
| 26 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.49% | +0.01% | — | |
| 27 | MSFT | Microsoft CORP | Stock-Tech | 0.45% | +0.12% | +0.73% | |
| 28 | VOYA | Voya Financial Inc | Stock-Financials | 0.41% | -0.01% | -3.47% | |
| 29 | GPC | Genuine Parts Co | Stock-Consumer Disc | 0.38% | +0.01% | -2.48% | |
| 30 | AES | Aes CORP | Stock-Utilities | 0.35% | — | +0.28% | |
| 31 | SYY | Sysco CORP | Stock-Consumer Staples | 0.35% | -0.04% | -0.93% | |
| 32 | AFG | American Financial Group Inc | Stock-Financials | 0.35% | -0.02% | -0.94% | |
| 33 | ENR | Energizer Holdings Inc | Stock-Other | 0.34% | +0.34% | NEW | |
| 34 | MAN | Manpowergroup Inc | Stock-Industrials | 0.34% | +0.34% | NEW | |
| 35 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.33% | -0.03% | — | |
| 36 | LW | Lamb Weston Holdings Inc | Stock-Consumer Staples | 0.31% | -0.03% | -1.18% | |
| 37 | OMC | Omnicom Group | Stock-Comm Services | 0.31% | -0.01% | -0.81% | |
| 38 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.30% | -0.06% | +1.01% | |
| 39 | SAH | Sonic Automotive Inc-class A | Stock-Other | 0.29% | -0.14% | -1.73% | |
| 40 | GIS | General Mills Inc | Stock-Consumer Staples | 0.29% | +0.29% | NEW | |
| 41 | WEN | Wendy's Co/the | Stock-Consumer Disc | 0.29% | -0.10% | -0.77% | |
| 42 | SLGN | Silgan Holdings Inc | Stock-Consumer Disc | 0.29% | -0.10% | +0.64% | |
| 43 | BAH | Booz Allen Hamilton Holdings | Stock-Industrials | 0.29% | +0.04% | +3.91% | |
| 44 | ESGE | Ishares Inc Ishares Esg Awar | ETF-Other | 0.28% | -0.02% | -1.10% | |
| 45 | CGCV | Cap Group Conservative Eq | ETF-Other | 0.28% | +0.01% | +11.04% | |
| 46 | TRN | Trinity Industries Inc | Stock-Other | 0.28% | -0.11% | +1.92% | |
| 47 | CGIC | Cap Group Intl Core Eq | ETF-Other | 0.28% | +0.02% | +11.75% | |
| 48 | NXST | Nexstar Media Group Inc | Stock-Comm Services | 0.27% | -0.03% | +2.59% | |
| 49 | EIX | Edison International | Stock-Utilities | 0.27% | -0.11% | -0.41% | |
| 50 | CDW | Cdw Corp/de | Stock-Tech | 0.26% | -0.01% | +9.38% |
1–50 of 77
Portfolio Performance
Performance for Q4 2026
+0.7%
Performance Last 4 Quarters
+10.9%
- Stdev
- +11.7%
- Beta
- +0.88
- Alpha
- -0.6%
- Max Drawdown
- -5.4%
- Annualized Perf
- +15.4%
- Batting Avg vs S&P
- +35%
- Sortino
- +2.47
- Stutzer
- +0.38
- Treynor
- +0.17
- Sterling
- +1
- Calmar
- +2.86
- Information Ratio
- -0.77
- Tracking Error
- +3.4%
- Stdev Down
- +6.1%
- Winning Months %
- +70%
- Losing Months %
- +30%
- Best 12 Months
- +30%
- Worst 12 Months
- +10.9%
- Efficiency Ratio
- +0.51
- Sharpe
- +1.29
- Stdev Sectors
- +10.6%
- Skewness
- -0.02
- Kurtosis
- +0.34
- Upside Potential
- +3.84
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 77 | $236.5M | 44 | ||
| 2026 Q2 | 75 | $229.6M | 54 | ||
| 2026 Q1 | 75 | $211.1M | 50 | ||
| 2025 Q4 | 79 | $210.5M | 8 | ||
| 2025 Q3 | 77 | $204.9M | 38 | ||
| 2025 Q2 | 73 | $177.2M | 0 | ||
| 2025 Q1 | 72 | $147.8M | 100 | ||
| 2024 Q4 | 72 | $102.6M | 0 | ||
| 2019 Q3 | 25 | $66.8M | 17 | ||
| 2019 Q2 | 23 | $61.1M | 16 | ||
| 2019 Q1 | 17 | $54.2M | 100 | ||
| 2018 Q4 | 20 | $59.2M | 74 | ||
| 2018 Q3 | 17 | $39.9M | 88 | ||
| 2018 Q2 | 20 | $49.8M | 48 | ||
| 2018 Q1 | 18 | $40.6M | 54 | ||
| 2017 Q4 | 28 | $50.7M | 0 |
Holding changes this quarter
A&i Financial Services, LLC's most significant position changes for 2026-09-30: New buy: Ishares 0-1 Year Treasury Bo (SHV); Sold out: Ishares Msci Eafe ETF (EFA); Sold out: Polen Capital Inter Gr ETF (PCIG); Sold out: Universal Insurance Holdings (UVE); Sold out: Hanover Insurance Group Inc/ (THG).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SHV | Ishares 0-1 Year Treasury Bo | +18.2% | NEW | New buy |
| 2 | ESGD | Ishares Trust Ishares Esg Aw | +0.4% | +65.47% | Add |
| 3 | ENR | Energizer Holdings Inc | +0.3% | NEW | New buy |
| 4 | MAN | Manpowergroup Inc | +0.3% | NEW | New buy |
| 5 | GIS | General Mills Inc | +0.3% | NEW | New buy |
| 6 | CVIE | Cal Intl Responsible Index | +0.3% | +41.59% | Add |
| 7 | AAPL | Apple Inc | +0.2% | +0.07% | Add |
| 8 | CGGR | Cap Group Growth Equity | +0.2% | +8.52% | Add |
| 9 | ASMF | Virtus As Futures ETF | +0.2% | -0.06% | Trim |
| 10 | NVDA | Nvidia CORP | +0.2% | +0.32% | Add |
| 11 | CGUS | Cap Group Core Equity | +0.1% | +7.63% | Add |
| 12 | QQQ | Invesco Qqq Trust Series 1 | +0.1% | NEW | New buy |
| 13 | MSFT | Microsoft CORP | +0.1% | +0.73% | Add |
| 14 | DBMF | Imgp Dbi Managed Futures Str | +0.1% | -0.77% | Trim |
| 15 | SCHX | Schwab US Large-cap ETF | +0.1% | NEW | New buy |
| 16 | OAKM | Oakmark US Large Cap ETF | +0.1% | +0.13% | Add |
| 17 | T | At&t Inc | +0.1% | NEW | New buy |
| 18 | MCK | Mckesson CORP | +0.1% | NEW | New buy |
| 19 | DT | Dynatrace Inc | +0.1% | — | Unchanged |
| 20 | VOTE | Tcw Transform 500 ETF | +0.1% | +4.19% | Add |
| 21 | CGGE | Cap Group Global Eq | +0.1% | +8.82% | Add |
| 22 | CGDV | Cap Group Dividend Value | 0% | +5.73% | Add |
| 23 | CGDG | Cap Group Dividend Growers | 0% | +11.48% | Add |
| 24 | BAH | Booz Allen Hamilton Holdings | 0% | +3.91% | Add |
| 25 | CGNG | Cap Group New Geography Eq | 0% | +9.59% | Add |
| 26 | CGIC | Cap Group Intl Core Eq | 0% | +11.75% | Add |
| 27 | CGMM | Cap Group Small And Mid Cap | 0% | +10.39% | Add |
| 28 | CGCV | Cap Group Conservative Eq | 0% | +11.04% | Add |
| 29 | AMZN | Amazon.com Inc | 0% | — | Unchanged |
| 30 | VIG | Vanguard Dividend Apprec ETF | 0% | +15.03% | Add |
| 31 | GPC | Genuine Parts Co | 0% | -2.48% | Trim |
| 32 | ITOT | Ishares Core S&p Total U.s. | — | +1.77% | Add |
| 33 | AES | Aes CORP | — | +0.28% | Add |
| 34 | DIS | Walt Disney Co/the | — | -2.13% | Trim |
| 35 | IVW | Ishares S&p 500 Growth ETF | — | — | Unchanged |
| 36 | GLD | Spdr Gold Shares | — | — | Unchanged |
| 37 | LLY | Eli Lilly & Co | — | — | Unchanged |
| 38 | CION | Cion Investment CORP | — | -6.13% | Trim |
| 39 | HOPE | Hope Bancorp Inc | — | — | Unchanged |
| 40 | AKRE | Akre Focus ETF | — | — | Unchanged |
| 41 | BCGD | Baron Global Durable Adv ETF | — | — | Unchanged |
| 42 | IVV | Ishares Core S&p 500 ETF | 0% | -0.66% | Trim |
| 43 | SOFI | Sofi Technologies Inc | 0% | — | Unchanged |
| 44 | BCTK | Baron Technology ETF | 0% | — | Unchanged |
| 45 | BBAI | Bigbear.ai Holdings Inc | 0% | — | Unchanged |
| 46 | CGBL | Cap Group Core Balanced | 0% | — | Unchanged |
| 47 | VOYA | Voya Financial Inc | 0% | -3.47% | Trim |
| 48 | GOOG | Alphabet Inc-cl C | 0% | +2.84% | Add |
| 49 | OMC | Omnicom Group | 0% | -0.81% | Trim |
| 50 | CDW | Cdw Corp/de | 0% | +9.38% | Add |
1–50 of 83
Filing History
FAQ
What is A&i Financial Services, LLC and what type of investor is it?
A&i Financial Services, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $236.5M, spread across 77 disclosed positions.
What are A&i Financial Services, LLC's largest equity positions?
Based on the latest 13F filing, A&i Financial Services, LLC's top holdings by market value are:
1. Ishares 0-1 Year Treasury Bo (SHV) — $43.0M (18.2%)
2. Touchstone Sands Sel Gr ETF (TSEL) — $36.5M (15.4%)
3. Oakmark US Large Cap ETF (OAKM) — $17.6M (7.4%)
4. Brandes US Value ETF (BUSA) — $17.5M (7.4%)
5. Imgp Dbi Managed Futures Str (DBMF) — $11.4M (4.8%)
What changes did A&i Financial Services, LLC make in its most recent portfolio filing?
In the latest reported quarter, A&i Financial Services, LLC made 66 notable position adjustments: 8 new positions were initiated, 34 existing holdings were added to, 18 positions were partially reduced, and 6 were completely exited. The largest of these moves: New buy: Ishares 0-1 Year Treasury Bo (SHV); Sold out: Ishares Msci Eafe ETF (EFA); Sold out: Polen Capital Inter Gr ETF (PCIG); Sold out: Universal Insurance Holdings (UVE); Sold out: Hanover Insurance Group Inc/ (THG)
What sectors does A&i Financial Services, LLC focus on?
A&i Financial Services, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 39.2%
• Consumer Discretionary: 15.1%
• Communication Services: 11.1%
• Industrials: 8.8%
• Consumer Staples: 8.1%
• Financials: 6.9%
Investment Profile
A&i Financial Services, LLC returned an annualized 15.4% over the trailing 20 months — underperforming the S&P 500 by 0.6 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.88 (less volatile than the market) and a 35% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 39.2% of the portfolio concentrated in Information Technology.
It has added to its TSEL position over the past two quarters (+$7.0M, now $36.5M), while trimming NUBD over the same stretch (-$78.5K, still holding $1.2M).
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