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A&i Financial Services, LLC — 13F Portfolio Breakdown & Top Holdings (Q2 2026)
A&i Financial Services, LLCCIK: 0001728031
Diversified strategyContrarianQuality / disciplined sizing
Total reported value
$229.6M
Reporting period: 2026-06-30 · Number of holdings: 75
A&I FINANCIAL SERVICES, LLC disclosed 75 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $229.6M and a quarterly turnover rate of 53.5%.
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Personality snowflake
- Concentration
- 31.9
- Portfolio Stability
- 53.54
- Momentum
- 0
- Sector conviction
- 57.79
- Diversification
- 100
- Sizing Uniformity
- 77.53
A&i Financial Services, LLC's disclosed holdings carry a Herfindahl concentration index of 0.080 — mathematically equivalent to about 13 equally-sized positions, well below its 75 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.25), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 12% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govSold out SHV
New buy EFA
Add TSEL
+2.3% $6.6M
Sold out SPY
Add CGDV
+38.8% $2.0M
Add CGGO
+11.1% $1.3M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | EFA | Ishares Msci Eafe ETF | ETF-Other | 18.10% | +18.10% | NEW | |
| 2 | TSEL | Touchstone Sands Sel Gr ETF | ETF-Other | 15.74% | +1.74% | +2.27% | |
| 3 | BUSA | Brandes US Value ETF | ETF-Other | 7.61% | -0.18% | -0.31% | |
| 4 | OAKM | Oakmark US Large Cap ETF | ETF-Large Cap & Growth | 7.35% | -0.42% | +0.62% | |
| 5 | DBMF | Imgp Dbi Managed Futures Str | ETF-Other | 4.71% | -0.40% | -1.13% | |
| 6 | ASMF | Virtus As Futures ETF | ETF-Other | 4.63% | -0.38% | -0.94% | |
| 7 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 3.94% | +0.17% | -1.44% | |
| 8 | CGGR | Cap Group Growth Equity | ETF-Other | 2.93% | +0.26% | +1.78% | |
| 9 | CGUS | Cap Group Core Equity | ETF-Other | 2.84% | +0.22% | +1.74% | |
| 10 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 2.57% | — | -2.16% | |
| 11 | CGDV | Cap Group Dividend Value | ETF-Other | 2.31% | +0.75% | +38.81% | |
| 12 | CGGO | Cap Group Global Growth | ETF-Other | 1.91% | +0.43% | +11.05% | |
| 13 | AAPL | Apple Inc | Stock-Tech | 1.87% | +0.08% | -0.08% | |
| 14 | VOTE | Tcw Transform 500 ETF | ETF-Other | 1.63% | +0.05% | -3.17% | |
| 15 | NVDA | Nvidia CORP | Stock-Tech | 1.36% | +0.04% | -2.38% | |
| 16 | CGMM | Cap Group Small And Mid Cap | ETF-Other | 1.20% | +0.18% | +14.33% | |
| 17 | CGGE | Cap Group Global Eq | ETF-Other | 1.18% | +0.23% | +16.94% | |
| 18 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 1.07% | -0.01% | -1.79% | |
| 19 | CGNG | Cap Group New Geography Eq | ETF-Other | 0.78% | +0.21% | +26.27% | |
| 20 | CVIE | Cal Intl Responsible Index | ETF-Large Cap & Growth | 0.71% | +0.02% | -3.31% | |
| 21 | ESML | Ishares Esg Aware Msci USA S | ETF-Other | 0.71% | +0.04% | -3.47% | |
| 22 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.69% | +0.03% | -0.66% | |
| 23 | ESGD | Ishares Trust Ishares Esg Aw | ETF-Other | 0.59% | -0.03% | -2.82% | |
| 24 | PCIG | Polen Capital Inter Gr ETF | ETF-Other | 0.54% | — | -1.83% | |
| 25 | NUBD | Nuveen Esg US Aggregate Bond | ETF-Other | 0.53% | -0.08% | -4.57% | |
| 26 | CGDG | Cap Group Dividend Growers | ETF-Other | 0.51% | -0.02% | +0.83% | |
| 27 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.48% | +0.02% | -0.52% | |
| 28 | SAH | Sonic Automotive Inc-class A | Stock-Other | 0.43% | +0.05% | +0.94% | |
| 29 | UVE | Universal Insurance Holdings | Stock-Other | 0.42% | +0.03% | -2.86% | |
| 30 | THG | Hanover Insurance Group Inc/ | Stock-Financials | 0.42% | +0.07% | +6.25% | |
| 31 | VOYA | Voya Financial Inc | Stock-Financials | 0.42% | +0.11% | +11.44% | |
| 32 | SLGN | Silgan Holdings Inc | Stock-Consumer Disc | 0.39% | +0.07% | +11.71% | |
| 33 | WEN | Wendy's Co/the | Stock-Consumer Disc | 0.39% | +0.11% | +29.52% | |
| 34 | SYY | Sysco CORP | Stock-Consumer Staples | 0.39% | +0.07% | +13.56% | |
| 35 | TRN | Trinity Industries Inc | Stock-Other | 0.39% | -0.02% | -4.32% | |
| 36 | EIX | Edison International | Stock-Utilities | 0.38% | -0.04% | -1.65% | |
| 37 | GPC | Genuine Parts Co | Stock-Consumer Disc | 0.37% | +0.37% | NEW | |
| 38 | AFG | American Financial Group Inc | Stock-Financials | 0.37% | +0.04% | +11.48% | |
| 39 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.36% | +0.36% | NEW | |
| 40 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.36% | +0.05% | — | |
| 41 | AES | Aes CORP | Stock-Utilities | 0.35% | +0.01% | +8.88% | |
| 42 | LW | Lamb Weston Holdings Inc | Stock-Consumer Staples | 0.34% | +0.02% | +13.70% | |
| 43 | MSFT | Microsoft CORP | Stock-Tech | 0.33% | — | +10.17% | |
| 44 | OMC | Omnicom Group | Stock-Comm Services | 0.32% | -0.01% | +9.61% | |
| 45 | ADT | Adt Inc | Stock-Industrials | 0.31% | +0.03% | +20.49% | |
| 46 | NXST | Nexstar Media Group Inc | Stock-Comm Services | 0.30% | +0.02% | +17.61% | |
| 47 | ESGE | Ishares Inc Ishares Esg Awar | ETF-Other | 0.30% | +0.02% | -3.07% | |
| 48 | CDW | Cdw Corp/de | Stock-Tech | 0.27% | +0.27% | NEW | |
| 49 | CGCV | Cap Group Conservative Eq | ETF-Other | 0.27% | -0.02% | -9.92% | |
| 50 | CGIC | Cap Group Intl Core Eq | ETF-Other | 0.26% | — | -2.66% |
1–50 of 75
Portfolio Performance
Performance for Q3 2026
+2.7%
Performance Last 4 Quarters
+18.1%
- Stdev
- +12%
- Beta
- +0.87
- Alpha
- +1.3%
- Max Drawdown
- -5.4%
- Annualized Perf
- +18.7%
- Batting Avg vs S&P
- +44.4%
- Sortino
- +2.89
- Stutzer
- +0.44
- Treynor
- +0.21
- Sterling
- +1.22
- Calmar
- +3.48
- Information Ratio
- -0.34
- Tracking Error
- +3.4%
- Stdev Down
- +6.2%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +30%
- Worst 12 Months
- +18.1%
- Efficiency Ratio
- +0.58
- Sharpe
- +1.49
- Stdev Sectors
- +9.6%
- Skewness
- -0.19
- Kurtosis
- +0.31
- Upside Potential
- +4.17
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 75 | $229.6M | 54 | ||
| 2026 Q1 | 75 | $211.1M | 50 | ||
| 2025 Q4 | 79 | $210.5M | 8 | ||
| 2025 Q3 | 77 | $204.9M | 38 | ||
| 2025 Q2 | 73 | $177.2M | 0 | ||
| 2025 Q1 | 72 | $147.8M | 100 | ||
| 2024 Q4 | 72 | $102.6M | 0 | ||
| 2019 Q3 | 25 | $66.8M | 17 | ||
| 2019 Q2 | 23 | $61.1M | 16 | ||
| 2019 Q1 | 17 | $54.2M | 100 | ||
| 2018 Q4 | 20 | $59.2M | 74 | ||
| 2018 Q3 | 17 | $39.9M | 88 | ||
| 2018 Q2 | 20 | $49.8M | 48 | ||
| 2018 Q1 | 18 | $40.6M | 54 | ||
| 2017 Q4 | 28 | $50.7M | 0 |
Holding changes this quarter
A&i Financial Services, LLC's most significant position changes for 2026-06-30: Sold out: Ishares 0-1 Year Treasury Bo (SHV); New buy: Ishares Msci Eafe ETF (EFA); Sold out: Ss Spdr S&p 500 ETF Trust-us (SPY); New buy: Genuine Parts Co (GPC); Sold out: Sonoco Products Co (SON).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | EFA | Ishares Msci Eafe ETF | +18.1% | NEW | New buy |
| 2 | TSEL | Touchstone Sands Sel Gr ETF | +1.7% | +2.27% | Add |
| 3 | CGDV | Cap Group Dividend Value | +0.8% | +38.81% | Add |
| 4 | CGGO | Cap Group Global Growth | +0.4% | +11.05% | Add |
| 5 | GPC | Genuine Parts Co | +0.4% | NEW | New buy |
| 6 | UPS | United Parcel Service-cl B | +0.4% | NEW | New buy |
| 7 | CDW | Cdw Corp/de | +0.3% | NEW | New buy |
| 8 | CGGR | Cap Group Growth Equity | +0.3% | +1.78% | Add |
| 9 | CGGE | Cap Group Global Eq | +0.2% | +16.94% | Add |
| 10 | CGUS | Cap Group Core Equity | +0.2% | +1.74% | Add |
| 11 | CGNG | Cap Group New Geography Eq | +0.2% | +26.27% | Add |
| 12 | FMC | Fmc CORP | +0.2% | NEW | New buy |
| 13 | CGMM | Cap Group Small And Mid Cap | +0.2% | +14.33% | Add |
| 14 | ITOT | Ishares Core S&p Total U.s. | +0.2% | -1.44% | Trim |
| 15 | VIG | Vanguard Dividend Apprec ETF | +0.1% | NEW | New buy |
| 16 | WEN | Wendy's Co/the | +0.1% | +29.52% | Add |
| 17 | VOYA | Voya Financial Inc | +0.1% | +11.44% | Add |
| 18 | GLW | Corning Inc | +0.1% | NEW | New buy |
| 19 | INTC | Intel CORP | +0.1% | NEW | New buy |
| 20 | LLY | Eli Lilly & Co | +0.1% | NEW | New buy |
| 21 | BCGD | Baron Global Durable Adv ETF | +0.1% | NEW | New buy |
| 22 | AAPL | Apple Inc | +0.1% | -0.08% | Trim |
| 23 | THG | Hanover Insurance Group Inc/ | +0.1% | +6.25% | Add |
| 24 | SLGN | Silgan Holdings Inc | +0.1% | +11.71% | Add |
| 25 | SYY | Sysco CORP | +0.1% | +13.56% | Add |
| 26 | VOTE | Tcw Transform 500 ETF | +0.1% | -3.17% | Trim |
| 27 | SAH | Sonic Automotive Inc-class A | +0.1% | +0.94% | Add |
| 28 | GOOGL | Alphabet Inc-cl A | +0.1% | — | Unchanged |
| 29 | NVDA | Nvidia CORP | 0% | -2.38% | Trim |
| 30 | ESML | Ishares Esg Aware Msci USA S | 0% | -3.47% | Trim |
| 31 | AFG | American Financial Group Inc | 0% | +11.48% | Add |
| 32 | IVV | Ishares Core S&p 500 ETF | 0% | -0.66% | Trim |
| 33 | UVE | Universal Insurance Holdings | 0% | -2.86% | Trim |
| 34 | ADT | Adt Inc | 0% | +20.49% | Add |
| 35 | VRT | Vertiv Holdings Co-a | 0% | — | Unchanged |
| 36 | CVIE | Cal Intl Responsible Index | 0% | -3.31% | Trim |
| 37 | AMZN | Amazon.com Inc | 0% | -0.52% | Trim |
| 38 | LW | Lamb Weston Holdings Inc | 0% | +13.70% | Add |
| 39 | ESGE | Ishares Inc Ishares Esg Awar | 0% | -3.07% | Trim |
| 40 | NXST | Nexstar Media Group Inc | 0% | +17.61% | Add |
| 41 | BCTK | Baron Technology ETF | 0% | — | Unchanged |
| 42 | IVW | Ishares S&p 500 Growth ETF | 0% | — | Unchanged |
| 43 | BBAI | Bigbear.ai Holdings Inc | 0% | NEW | New buy |
| 44 | AES | Aes CORP | 0% | +8.88% | Add |
| 45 | DT | Dynatrace Inc | 0% | — | Unchanged |
| 46 | TSLA | Tesla Inc | 0% | -0.14% | Trim |
| 47 | VTWO | Vanguard Russell 2000 ETF | 0% | -1.16% | Trim |
| 48 | PECO | Phillips Edison & Company In | 0% | — | Unchanged |
| 49 | HOPE | Hope Bancorp Inc | 0% | — | Unchanged |
| 50 | VEA | Vanguard Ftse Developed ETF | — | -2.16% | Trim |
1–50 of 86
Filing History
FAQ
What is A&i Financial Services, LLC and what type of investor is it?
A&i Financial Services, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $229.6M, spread across 75 disclosed positions.
What are A&i Financial Services, LLC's largest equity positions?
Based on the latest 13F filing, A&i Financial Services, LLC's top holdings by market value are:
1. Ishares Msci Eafe ETF (EFA) — $41.6M (18.1%)
2. Touchstone Sands Sel Gr ETF (TSEL) — $36.1M (15.7%)
3. Brandes US Value ETF (BUSA) — $17.5M (7.6%)
4. Oakmark US Large Cap ETF (OAKM) — $16.9M (7.3%)
5. Imgp Dbi Managed Futures Str (DBMF) — $10.8M (4.7%)
What changes did A&i Financial Services, LLC make in its most recent portfolio filing?
In the latest reported quarter, A&i Financial Services, LLC made 72 notable position adjustments: 11 new positions were initiated, 24 existing holdings were added to, 26 positions were partially reduced, and 11 were completely exited. The largest of these moves: Sold out: Ishares 0-1 Year Treasury Bo (SHV); New buy: Ishares Msci Eafe ETF (EFA); Sold out: Ss Spdr S&p 500 ETF Trust-us (SPY); New buy: Genuine Parts Co (GPC); Sold out: Sonoco Products Co (SON)
What sectors does A&i Financial Services, LLC focus on?
A&i Financial Services, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 35.3%
• Consumer Discretionary: 17.0%
• Communication Services: 10.7%
• Financials: 10.6%
• Industrials: 9.0%
• Utilities: 6.1%
Investment Profile
A&i Financial Services, LLC returned an annualized 18.7% over the trailing 18 months — outperforming the S&P 500 by 1.3 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.87 (less volatile than the market) and a 44% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 35.3% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 54 over the past 4 quarters — a shift toward more active trading.
It has added to its DBMF position over the past two quarters (+$1.8M, now $10.8M), while trimming CION over the same stretch (-$119.3K, still holding $121.5K).
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