13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001728031
Total reported value
$236.5M
$236.5M
72 檔
23.9%
At the close of Q4 2024, A&i Financial Services, LLC disclosed equity holdings valued at approximately $236.5M, spread across 72 reported holdings.
In Q4 2024, A&i Financial Services, LLC displayed an active expansion posture, initiating 61 new positions and adding to 6 existing holdings, outstripping position reductions.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 37.22% | — | — | |
| 2 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 7.00% | — | +27.52% | |
| 3 | DBMF | Imgp Dbi Managed Futures Str | ETF-Other | 4.26% | +0.11% | — | |
| 4 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 3.50% | -0.10% | +92.71% | |
| 5 | NVDA | Nvidia CORP | Stock-Tech | 3.05% | +0.15% | — | |
| 6 | VOTE | Tcw Transform 500 ETF | ETF-Other | 2.60% | +0.05% | — | |
| 7 | CGDV | Cap Group Dividend Value | ETF-Other | 2.45% | +0.04% | — | |
| 8 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 2.37% | — | — | |
| 9 | CGGR | Cap Group Growth Equity | ETF-Other | 2.31% | +0.17% | — | |
| 10 | CGUS | Cap Group Core Equity | ETF-Other | 2.20% | +0.13% | — | |
| 11 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 2.12% | — | — | |
| 12 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 1.58% | -0.03% | -4.96% | |
| 13 | CGGO | Cap Group Global Growth | ETF-Other | 1.34% | -0.03% | — | |
| 14 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.28% | — | -97.33% | |
| 15 | AAPL | Apple Inc | Stock-Tech | 1.20% | +0.22% | +339.61% | |
| 16 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.16% | +0.01% | +1732.88% | |
| 17 | ESML | Ishares Esg Aware Msci USA S | ETF-Other | 1.04% | -0.04% | — | |
| 18 | CVIE | Cal Intl Responsible Index | ETF-Large Cap & Growth | 1.00% | +0.25% | — | |
| 19 | ESGD | Ishares Trust Ishares Esg Aw | ETF-Other | 0.89% | +0.36% | +222.25% | |
| 20 | PCIG | Polen Capital Inter Gr ETF | ETF-Other | 0.89% | -0.54% | EXIT | |
| 21 | NUBD | Nuveen Esg US Aggregate Bond | ETF-Other | 0.82% | -0.02% | — | |
| 22 | MSFT | Microsoft CORP | Stock-Tech | 0.78% | +0.12% | — | |
| 23 | PTVEUSD | Pactiv Evergreen Inc | Stock-Other | 0.73% | — | — | |
| 24 | TAC | Transalta CORP | Stock-Other | 0.71% | — | — | |
| 25 | DAN | Dana Inc | Stock-Other | 0.59% | — | — | |
| 26 | CGDG | Cap Group Dividend Growers | ETF-Other | 0.56% | +0.04% | — | |
| 27 | AFG | American Financial Group Inc | Stock-Financials | 0.56% | -0.02% | — | |
| 28 | ADT | Adt Inc | Stock-Industrials | 0.56% | -0.31% | EXIT | |
| 29 | KLG | Wk Kellogg Co | Stock-Other | 0.54% | — | — | |
| 30 | THG | Hanover Insurance Group Inc/ | Stock-Financials | 0.53% | -0.42% | EXIT | |
| 31 | NVR | Nvr Inc | Stock-Consumer Disc | 0.52% | -0.02% | — | |
| 32 | SDA | Sealed Air CORP | Stock-Consumer Disc | 0.51% | — | — | |
| 33 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.51% | -0.05% | — | |
| 34 | ORI | Old Republic Intl CORP | Stock-Financials | 0.48% | — | — | |
| 35 | CGNG | Cap Group New Geography Eq | ETF-Other | 0.48% | +0.03% | — | |
| 36 | HY | Hyster-yale Inc | Stock-Other | 0.48% | — | — | |
| 37 | ✓ | Csg Systems International In | Stock-Other | 0.47% | — | — | |
| 38 | CNH | CNH Industrial N.V. | Stock-Industrials | 0.47% | — | — | |
| 39 | CWH | Camping World Holdings Inc-a | Stock-Other | 0.47% | — | — | |
| 40 | MTG | Mgic Investment CORP | Stock-Financials | 0.44% | — | — | |
| 41 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.43% | -0.03% | — | |
| 42 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.41% | -0.01% | — | |
| 43 | ESGE | Ishares Inc Ishares Esg Awar | ETF-Other | 0.41% | -0.02% | — | |
| 44 | PECO | Phillips Edison & Company In | Stock-Real Estate | 0.40% | -0.03% | — | |
| 45 | OGN | Organon & Co | Stock-Healthcare | 0.39% | — | — | |
| 46 | VOYA | Voya Financial Inc | Stock-Financials | 0.38% | -0.01% | — | |
| 47 | APA | Apa CORP | Stock-Energy | 0.38% | — | — | |
| 48 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.38% | -0.01% | -41.96% | |
| 49 | CION | Cion Investment CORP | Stock-Other | 0.38% | — | — | |
| 50 | OMC | Omnicom Group | Stock-Comm Services | 0.37% | -0.01% | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IWM | Ishares Russell 2000 ETF | +37.2% | NEW | New buy |
| 2 | DBMF | Imgp Dbi Managed Futures Str | +4.3% | NEW | New buy |
| 3 | NVDA | Nvidia CORP | +3.1% | NEW | New buy |
| 4 | ITOT | Ishares Core S&p Total U.s. | +2.6% | +27.52% | Add |
| 5 | VOTE | Tcw Transform 500 ETF | +2.6% | NEW | New buy |
| 6 | CGDV | Cap Group Dividend Value | +2.5% | NEW | New buy |
| 7 | AGG | Ishares Core U.s. Aggregate | +2.4% | NEW | New buy |
| 8 | CGGR | Cap Group Growth Equity | +2.3% | NEW | New buy |
| 9 | CGUS | Cap Group Core Equity | +2.2% | NEW | New buy |
| 10 | SPDW | Ste Str Spdr Pt Dw EU ETF | +2.1% | NEW | New buy |
| 11 | CGGO | Cap Group Global Growth | +1.3% | NEW | New buy |
| 12 | VEA | Vanguard Ftse Developed ETF | +1.1% | +92.71% | Add |
| 13 | ESML | Ishares Esg Aware Msci USA S | +1% | NEW | New buy |
| 14 | CVIE | Cal Intl Responsible Index | +1% | NEW | New buy |
| 15 | PCIG | Polen Capital Inter Gr ETF | +0.9% | NEW | New buy |
| 16 | AAPL | Apple Inc | +0.8% | +339.61% | Add |
| 17 | NUBD | Nuveen Esg US Aggregate Bond | +0.8% | NEW | New buy |
| 18 | MSFT | Microsoft CORP | +0.8% | NEW | New buy |
| 19 | PTVEUSD | Pactiv Evergreen Inc | +0.7% | NEW | New buy |
| 20 | TAC | Transalta CORP | +0.7% | NEW | New buy |
| 21 | DAN | Dana Inc | +0.6% | NEW | New buy |
| 22 | CGDG | Cap Group Dividend Growers | +0.6% | NEW | New buy |
| 23 | AFG | American Financial Group Inc | +0.6% | NEW | New buy |
| 24 | ADT | Adt Inc | +0.6% | NEW | New buy |
| 25 | KLG | Wk Kellogg Co | +0.5% | NEW | New buy |
| 26 | ESGD | Ishares Trust Ishares Esg Aw | +0.5% | +222.25% | Add |
| 27 | THG | Hanover Insurance Group Inc/ | +0.5% | NEW | New buy |
| 28 | NVR | Nvr Inc | +0.5% | NEW | New buy |
| 29 | SDA | Sealed Air CORP | +0.5% | NEW | New buy |
| 30 | TSLA | Tesla Inc | +0.5% | NEW | New buy |
| 31 | ORI | Old Republic Intl CORP | +0.5% | NEW | New buy |
| 32 | CGNG | Cap Group New Geography Eq | +0.5% | NEW | New buy |
| 33 | HY | Hyster-yale Inc | +0.5% | NEW | New buy |
| 34 | ✓ | Csg Systems International In | +0.5% | NEW | New buy |
| 35 | CNH | CNH Industrial N.V. | +0.5% | NEW | New buy |
| 36 | CWH | Camping World Holdings Inc-a | +0.5% | NEW | New buy |
| 37 | MTG | Mgic Investment CORP | +0.4% | NEW | New buy |
| 38 | GOOGL | Alphabet Inc-cl A | +0.4% | NEW | New buy |
| 39 | GOOG | Alphabet Inc-cl C | +0.4% | NEW | New buy |
| 40 | ESGE | Ishares Inc Ishares Esg Awar | +0.4% | NEW | New buy |
| 41 | PECO | Phillips Edison & Company In | +0.4% | NEW | New buy |
| 42 | AMZN | Amazon.com Inc | +0.4% | +1732.88% | Add |
| 43 | OGN | Organon & Co | +0.4% | NEW | New buy |
| 44 | VOYA | Voya Financial Inc | +0.4% | NEW | New buy |
| 45 | APA | Apa CORP | +0.4% | NEW | New buy |
| 46 | CION | Cion Investment CORP | +0.4% | NEW | New buy |
| 47 | OMC | Omnicom Group | +0.4% | NEW | New buy |
| 48 | RCI | Rogers Communications Inc-b | +0.4% | NEW | New buy |
| 49 | BLMN | Bloomin' Brands Inc | +0.3% | NEW | New buy |
| 50 | CGIE | Cap Group Intl Equity | +0.3% | NEW | New buy |
According to official SEC Form 13F filings, A&i Financial Services, LLC reported a total U.S. public equity portfolio value of $236.5M across 72 disclosed positions in Q4 2024.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including IWM, ITOT, DBMF) accounted for 23.9% of total reported equity market value during Q4 2024.
Top New Position Initiated
IWM
市值: $38.2M
Top Position Liquidated / Trimmed
IEF
前期市值: $5.4M
During Q4 2024, A&i Financial Services, LLC's top holdings by market value included IWM (37.2%)、ITOT (7.0%)、DBMF (4.3%). The largest single position, IWM, represented 37.2% of total portfolio value.
In Q4 2024, A&i Financial Services, LLC made 86 total portfolio adjustments, initiating 61 new buys, adding to 6 positions, trimming 5 holdings, and fully liquidating 14 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.