Windhaven Investment Management, Inc. 13F Holdings Breakdown

CIK: 0001507640

ContrarianQuality / disciplined sizingDiversified strategy

Total reported value

$7.8B

Reporting period: 2018-03-31 · Number of holdings: 28

Windhaven Investment Management, Inc. disclosed 28 holdings in its latest 13F filing for the period ending 2018-03-31, with total reported value of $7.8B and a quarterly turnover rate of 23.6%.

Browse other institutions with $1B to $10B AUM Browse other institutions starting with "W"

Personality snowflake

Concentration: 26.47
Portfolio Stability: 23.55
Momentum/Contrarian: 0
Sector conviction: 0
Diversification: 56
Sizing Uniformity: 90.6

Sector classification currently covers about 0% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

Recent moves

Trim MINT
-73.2%　-$184.1M
Trim 73935A104
-47.6%　-$172.8M
Trim VWO
-15.4%　-$148.2M
Trim LQD
-45.2%　-$135.7M
Add 73937B597
+118.9%　$113.1M
Trim VCIT
-11.4%　-$72.2M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VEA	Vanguard Ftse Developed ETF	ETF-Other	15.68%	-0.11%	-0.75%
2	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	12.28%	-1.70%	-15.39%
3	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	6.45%	-0.10%	-1.84%
4	TIP	Ishares Tips Bond ETF	ETF-Other	6.27%	+0.25%	+3.62%
5	VCIT	Vanguard Int-term Corporate	ETF-Corp Bonds	5.69%	-0.83%	-11.43%
6	ISTB	Ishares Core 1-5 Year Usd Bo	ETF-Other	5.62%	+5.62%	NEW
7	BND	Vanguard Total Bond Market	ETF-Other	4.26%	+0.03%	+1.33%
8	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	3.68%	-0.44%	-10.63%
9	✓	Powershares ETF Tr Ii	ETF-Other	2.90%	-0.01%	-0.24%
10	✓	Powershares ETF Tr Ii	ETF-Other	2.72%	+1.47%	+118.90%
11	AGG	Ishares Core U.s. Aggregate	ETF-Other	2.67%	+2.67%	NEW
12	VGK	Vanguard Ftse Europe ETF	ETF-Other	2.67%	-0.02%	-0.69%
13	EWJ	Ishares Msci Japan ETF	ETF-Other	2.59%	+0.03%	-1.60%
14	✓		Stock-Other	2.59%	-2.15%	-47.60%
15	HEWGUSD	Isha Hedged Msci Germany	ETF-Other	2.44%	-0.10%	-0.67%
16	VIG	Vanguard Dividend Apprec ETF	ETF-Other	2.39%	-0.04%	-1.90%
17	IAUUSD	Ishares Gold Trust	ETF-Commodities	2.33%	+0.04%	-1.46%
18	EFAV	Ishares Msci Eafe Min Vol Fa	ETF-Other	2.05%	+0.06%	+0.27%
19	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	1.96%	-1.69%	-45.17%
20	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	1.93%	+0.08%	+7.21%
21	COMT	Ishares Gsci Commodity Dynam	ETF-Commodities	1.92%	+0.03%	-1.34%
22	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	1.81%	-0.72%	-27.19%
23	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	1.64%	+0.01%	+1.04%
24	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	1.55%	—	+0.26%
25	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.39%	-0.01%	-1.75%
26	VCR	Vanguard Consumer Discre ETF	ETF-Other	1.14%	+1.14%	NEW
27	MINT	Pimco Enhanced Short Maturit	ETF-Other	0.86%	-2.32%	-73.21%
28	XLF	Ss Financial Select Sector	ETF-Other	0.52%	-0.01%	-2.45%

Portfolio Performance

Not enough priced holdings yet to compute performance

Reported value over time

Sector allocation

Not enough sector-mapped data yet

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2018-03-31	28	$7.8B	24	1VEA 2VWO 3VTI Top holdings2018-03-31 1.VEA 2.VWO 3.VTI 4.TIP 5.VCIT 6.ISTB 7.BND 8.SPY 9.73937B 10.73937B
2017-12-31	26	$7.9B	23	1VEA 2VWO 3VTI Top holdings2017-12-31 1.VEA 2.VWO 3.VTI 4.VCIT 5.TIP 6.73935A 7.BND 8.SPY 9.LQD 10.MINT
2017-09-30	25	$7.9B	14	1VEA 2VWO 3VTI Top holdings2017-09-30 1.VEA 2.VWO 3.VTI 4.EMB 5.TIP 6.VCIT 7.73935A 8.BND 9.MINT 10.LQD
2017-06-30	25	$7.8B	36	1VWO 2VEA 3VTI Top holdings2017-06-30 1.VWO 2.VEA 3.VTI 4.EMB 5.TIP 6.73935A 7.HEWGUSD 8.BND 9.VGK 10.MINT
2017-03-31	23	$8.3B	27	1VWO 2VEA 3VTI Top holdings2017-03-31 1.VWO 2.VEA 3.VTI 4.IWM 5.EMB 6.BND 7.TIP 8.IAUUSD 9.HYG 10.73935A
2016-12-31	29	$8.8B	54	1VWO 2VTI 3HYG Top holdings2016-12-31 1.VWO 2.VTI 3.HYG 4.EMB 5.BND 6.VEA 7.TIP 8.IAUUSD 9.VIG 10.IWM
2016-09-30	28	$10.0B	19	1IAUUSD 2VIG 3EMB Top holdings2016-09-30 1.IAUUSD 2.VIG 3.EMB 4.VNQI 5.SPSB 6.BND 7.TIP 8.VNQ 9.VWO 10.VTI
2016-06-30	27	$10.5B	38	1IAUUSD 2BND 3EMB Top holdings2016-06-30 1.IAUUSD 2.BND 3.EMB 4.VIG 5.VNQI 6.SPSB 7.TIP 8.VNQ 9.IEF 10.VTI
2016-03-31	30	$10.9B	27	1SPSB 2BND 3IEF Top holdings2016-03-31 1.SPSB 2.BND 3.IEF 4.VIG 5.73935A 6.TIP 7.VNQI 8.VWO 9.VTI 10.VEA
2015-12-31	40	$11.5B	21	173935A2SPSB 3BND Top holdings2015-12-31 1.73935A 2.SPSB 3.BND 4.IEF 5.VTI 6.VEA 7.VNQI 8.LQD 9.VIG 10.IAUUSD
2015-09-30	40	$12.3B	22	173935A2BND 3SPSB Top holdings2015-09-30 1.73935A 2.BND 3.SPSB 4.IEF 5.VNQI 6.VEA 7.VTI 8.VIG 9.IAUUSD 10.LQD
2015-06-30	42	$14.5B	20	173935A2BND 3SPSB Top holdings2015-06-30 1.73935A 2.BND 3.SPSB 4.VNQI 5.IEF 6.VEA 7.VTI 8.VIG 9.IAUUSD 10.DXJ
2015-03-31	44	$15.2B	37	173935A2BND 3SPSB Top holdings2015-03-31 1.73935A 2.BND 3.SPSB 4.VNQ 5.VNQI 6.IEF 7.VEA 8.VTI 9.VIG 10.IAUUSD
2014-12-31	48	$15.7B	16	173935A2BND 3VIG Top holdings2014-12-31 1.73935A 2.BND 3.VIG 4.SPY 5.SPSB 6.VNQ 7.IEF 8.VTI 9.VNQI 10.73935S
2014-09-30	41	$17.1B	31	173935A2BND 3VIG Top holdings2014-09-30 1.73935A 2.BND 3.VIG 4.SPY 5.SPSB 6.VNQ 7.VNQI 8.VTI 9.IAUUSD 10.73935S
2014-06-30	44	$18.2B	22	1BND 2VIG373935A Top holdings2014-06-30 1.BND 2.VIG 3.73935A 4.SPY 5.EWG 6.SPSB 7.HYS 8.VNQ 9.VTI 10.73935S
2014-03-31	40	$17.9B	32	1BND 2SPY 3EWG Top holdings2014-03-31 1.BND 2.SPY 3.EWG 4.73935A 5.DXJ 6.SPSB 7.IGSB 8.HYS 9.VTI 10.VIG
2013-12-31	44	$16.4B	48	1VIG 2EWG 3BND Top holdings2013-12-31 1.VIG 2.EWG 3.BND 4.73935A 5.IWM 6.SPY 7.VTI 8.VEA 9.73935S 10.TLT
2013-09-30	39	$22.6B	29	1ELD273935X3BND Top holdings2013-09-30 1.ELD 2.73935X 3.BND 4.SPSB 5.VIG 6.73935A 7.IWM 8.EWG 9.DXJ 10.SPY
2013-06-30	40	$17.0B	0	1BND 2SPSB 3VIG Top holdings2013-06-30 1.BND 2.SPSB 3.VIG 4.DXJ 5.73935A 6.SPY 7.IWM 8.EWG 9.73937B 10.VTI

Holding changes this quarter

Windhaven Investment Management, Inc.'s most significant position changes for 2018-03-31: New buy: Ishares Core 1-5 Year Usd Bo (ISTB); New buy: Ishares Core U.s. Aggregate (AGG); Sold out: Ss Health Care Select Sector (XLV); New buy: Vanguard Consumer Discre ETF (VCR); Trim: Pimco Enhanced Short Maturit (MINT) — shares -73.21%.

Position changes disclosed by Windhaven Investment Management, Inc. for the quarter ending 2018-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Powershares ETF Tr Ii	+1.5%	+118.90%	Add
2	TIP	Ishares Tips Bond ETF	+0.3%	+3.62%	Add
3	TLT	Ishares 20+ Year Treasury Bd	+0.1%	+7.21%	Add
4	EFAV	Ishares Msci Eafe Min Vol Fa	+0.1%	+0.27%	Add
5	IAUUSD	Ishares Gold Trust	0%	-1.46%	Trim
6	BND	Vanguard Total Bond Market	0%	+1.33%	Add
7	EWJ	Ishares Msci Japan ETF	0%	-1.60%	Trim
8	COMT	Ishares Gsci Commodity Dynam	0%	-1.34%	Trim
9	IEF	Ishares 7-10 Year Treasury B	0%	+1.04%	Add
10	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	—	+0.26%	Add
11	✓	Powershares ETF Tr Ii	0%	-0.24%	Trim
12	IWM	Ishares Russell 2000 ETF	0%	-1.75%	Trim
13	XLF	Ss Financial Select Sector	0%	-2.45%	Trim
14	VGK	Vanguard Ftse Europe ETF	0%	-0.69%	Trim
15	VIG	Vanguard Dividend Apprec ETF	0%	-1.90%	Trim
16	VTI	Vanguard Total Stock Mkt ETF	-0.1%	-1.84%	Trim
17	HEWGUSD	Isha Hedged Msci Germany	-0.1%	-0.67%	Trim
18	VEA	Vanguard Ftse Developed ETF	-0.1%	-0.75%	Trim
19	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.4%	-10.63%	Trim
20	EMB	Ishares Jp Morgan Usd Emergi	-0.7%	-27.19%	Trim
21	VCIT	Vanguard Int-term Corporate	-0.8%	-11.43%	Trim
22	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	-1.7%	-45.17%	Trim
23	VWO	Vanguard Ftse Emerging Marke	-1.7%	-15.39%	Trim
24	✓		-2.2%	-47.60%	Trim
25	MINT	Pimco Enhanced Short Maturit	-2.3%	-73.21%	Trim
26	ISTB	Ishares Core 1-5 Year Usd Bo	—	NEW	New buy
27	AGG	Ishares Core U.s. Aggregate	—	NEW	New buy
28	XLV	Ss Health Care Select Sector	—	EXIT	Sold out
29	VCR	Vanguard Consumer Discre ETF	—	NEW	New buy

Filing History

Period	Filed	Type	EDGAR
2018-03-31	2018-05-11	13F-HR	View on EDGAR
2017-12-31	2018-02-12	13F-HR	View on EDGAR
2017-09-30	2017-11-09	13F-HR	View on EDGAR
2017-06-30	2017-08-11	13F-HR	View on EDGAR
2017-03-31	2017-05-10	13F-HR	View on EDGAR
2016-12-31	2017-02-10	13F-HR	View on EDGAR
2016-09-30	2016-11-10	13F-HR	View on EDGAR
2016-06-30	2016-08-10	13F-HR	View on EDGAR
2016-03-31	2016-05-11	13F-HR	View on EDGAR
2015-12-31	2016-02-12	13F-HR	View on EDGAR
2015-09-30	2016-05-18	Amendment	View on EDGAR
2015-09-30	2015-11-10	13F-HR	View on EDGAR
2015-06-30	2016-05-18	Amendment	View on EDGAR
2015-06-30	2015-08-14	13F-HR	View on EDGAR
2015-03-31	2016-05-18	Amendment	View on EDGAR
2015-03-31	2015-05-15	13F-HR	View on EDGAR
2014-12-31	2016-05-18	Amendment	View on EDGAR
2014-12-31	2015-02-13	13F-HR	View on EDGAR
2014-09-30	2014-11-14	13F-HR	View on EDGAR
2014-06-30	2014-08-14	13F-HR	View on EDGAR
2014-03-31	2014-05-20	Amendment	View on EDGAR
2014-03-31	2014-05-15	13F-HR	View on EDGAR
2013-12-31	2014-02-14	13F-HR	View on EDGAR
2013-09-30	2013-11-14	13F-HR	View on EDGAR
2013-06-30	2013-08-14	13F-HR	View on EDGAR

FAQ

What is Windhaven Investment Management, Inc. and what type of investor is it?

Windhaven Investment Management, Inc. is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2018-03-31), the firm manages a tracked equity portfolio valued at approximately $7.8B, spread across 28 disclosed positions.

What are Windhaven Investment Management, Inc.'s largest equity positions?

Based on the latest 13F filing, Windhaven Investment Management, Inc.'s top holdings by market value are: 1. Vanguard Ftse Developed ETF (VEA) — $1.2B (15.7%) 2. Vanguard Ftse Emerging Marke (VWO) — $956.7M (12.3%) 3. Vanguard Total Stock Mkt ETF (VTI) — $502.7M (6.5%) 4. Ishares Tips Bond ETF (TIP) — $488.4M (6.3%) 5. Vanguard Int-term Corporate (VCIT) — $443.1M (5.7%)

What changes did Windhaven Investment Management, Inc. make in its most recent portfolio filing?

In the latest reported quarter, Windhaven Investment Management, Inc. made 29 notable position adjustments: 3 new positions were initiated, 7 existing holdings were added to, 18 positions were partially reduced, and 1 were completely exited. The largest of these moves: New buy: Ishares Core 1-5 Year Usd Bo (ISTB); New buy: Ishares Core U.s. Aggregate (AGG); Sold out: Ss Health Care Select Sector (XLV); New buy: Vanguard Consumer Discre ETF (VCR); Trim: Pimco Enhanced Short Maturit (MINT) — shares -73.21%

What sectors does Windhaven Investment Management, Inc. focus on?

Sector breakdown data is not yet available for Windhaven Investment Management, Inc.. Check back after the next 13F processing cycle.

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Windhaven Investment Management, Inc. 13F Holdings Breakdown

CIK: 0001507640

ContrarianQuality / disciplined sizingDiversified strategy

Total reported value

$7.8B

Reporting period: 2018-03-31 · Number of holdings: 28

Windhaven Investment Management, Inc. disclosed 28 holdings in its latest 13F filing for the period ending 2018-03-31, with total reported value of $7.8B and a quarterly turnover rate of 23.6%.

Browse other institutions with $1B to $10B AUM Browse other institutions starting with "W"

Personality snowflake

Concentration: 26.47
Portfolio Stability: 23.55
Momentum/Contrarian: 0
Sector conviction: 0
Diversification: 56
Sizing Uniformity: 90.6

Recent moves

Trim MINT
-73.2%　-$184.1M
Trim 73935A104
-47.6%　-$172.8M
Trim VWO
-15.4%　-$148.2M
Trim LQD
-45.2%　-$135.7M
Add 73937B597
+118.9%　$113.1M
Trim VCIT
-11.4%　-$72.2M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VEA	Vanguard Ftse Developed ETF	ETF-Other	15.68%	-0.11%	-0.75%
2	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	12.28%	-1.70%	-15.39%
3	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	6.45%	-0.10%	-1.84%
4	TIP	Ishares Tips Bond ETF	ETF-Other	6.27%	+0.25%	+3.62%
5	VCIT	Vanguard Int-term Corporate	ETF-Corp Bonds	5.69%	-0.83%	-11.43%
6	ISTB	Ishares Core 1-5 Year Usd Bo	ETF-Other	5.62%	+5.62%	NEW
7	BND	Vanguard Total Bond Market	ETF-Other	4.26%	+0.03%	+1.33%
8	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	3.68%	-0.44%	-10.63%
9	✓	Powershares ETF Tr Ii	ETF-Other	2.90%	-0.01%	-0.24%
10	✓	Powershares ETF Tr Ii	ETF-Other	2.72%	+1.47%	+118.90%
11	AGG	Ishares Core U.s. Aggregate	ETF-Other	2.67%	+2.67%	NEW
12	VGK	Vanguard Ftse Europe ETF	ETF-Other	2.67%	-0.02%	-0.69%
13	EWJ	Ishares Msci Japan ETF	ETF-Other	2.59%	+0.03%	-1.60%
14	✓		Stock-Other	2.59%	-2.15%	-47.60%
15	HEWGUSD	Isha Hedged Msci Germany	ETF-Other	2.44%	-0.10%	-0.67%
16	VIG	Vanguard Dividend Apprec ETF	ETF-Other	2.39%	-0.04%	-1.90%
17	IAUUSD	Ishares Gold Trust	ETF-Commodities	2.33%	+0.04%	-1.46%
18	EFAV	Ishares Msci Eafe Min Vol Fa	ETF-Other	2.05%	+0.06%	+0.27%
19	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	1.96%	-1.69%	-45.17%
20	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	1.93%	+0.08%	+7.21%
21	COMT	Ishares Gsci Commodity Dynam	ETF-Commodities	1.92%	+0.03%	-1.34%
22	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	1.81%	-0.72%	-27.19%
23	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	1.64%	+0.01%	+1.04%
24	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	1.55%	—	+0.26%
25	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.39%	-0.01%	-1.75%
26	VCR	Vanguard Consumer Discre ETF	ETF-Other	1.14%	+1.14%	NEW
27	MINT	Pimco Enhanced Short Maturit	ETF-Other	0.86%	-2.32%	-73.21%
28	XLF	Ss Financial Select Sector	ETF-Other	0.52%	-0.01%	-2.45%

Portfolio Performance

Not enough priced holdings yet to compute performance

Reported value over time

Sector allocation

Not enough sector-mapped data yet

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2018-03-31	28	$7.8B	24	1VEA 2VWO 3VTI Top holdings2018-03-31 1.VEA 2.VWO 3.VTI 4.TIP 5.VCIT 6.ISTB 7.BND 8.SPY 9.73937B 10.73937B
2017-12-31	26	$7.9B	23	1VEA 2VWO 3VTI Top holdings2017-12-31 1.VEA 2.VWO 3.VTI 4.VCIT 5.TIP 6.73935A 7.BND 8.SPY 9.LQD 10.MINT
2017-09-30	25	$7.9B	14	1VEA 2VWO 3VTI Top holdings2017-09-30 1.VEA 2.VWO 3.VTI 4.EMB 5.TIP 6.VCIT 7.73935A 8.BND 9.MINT 10.LQD
2017-06-30	25	$7.8B	36	1VWO 2VEA 3VTI Top holdings2017-06-30 1.VWO 2.VEA 3.VTI 4.EMB 5.TIP 6.73935A 7.HEWGUSD 8.BND 9.VGK 10.MINT
2017-03-31	23	$8.3B	27	1VWO 2VEA 3VTI Top holdings2017-03-31 1.VWO 2.VEA 3.VTI 4.IWM 5.EMB 6.BND 7.TIP 8.IAUUSD 9.HYG 10.73935A
2016-12-31	29	$8.8B	54	1VWO 2VTI 3HYG Top holdings2016-12-31 1.VWO 2.VTI 3.HYG 4.EMB 5.BND 6.VEA 7.TIP 8.IAUUSD 9.VIG 10.IWM
2016-09-30	28	$10.0B	19	1IAUUSD 2VIG 3EMB Top holdings2016-09-30 1.IAUUSD 2.VIG 3.EMB 4.VNQI 5.SPSB 6.BND 7.TIP 8.VNQ 9.VWO 10.VTI
2016-06-30	27	$10.5B	38	1IAUUSD 2BND 3EMB Top holdings2016-06-30 1.IAUUSD 2.BND 3.EMB 4.VIG 5.VNQI 6.SPSB 7.TIP 8.VNQ 9.IEF 10.VTI
2016-03-31	30	$10.9B	27	1SPSB 2BND 3IEF Top holdings2016-03-31 1.SPSB 2.BND 3.IEF 4.VIG 5.73935A 6.TIP 7.VNQI 8.VWO 9.VTI 10.VEA
2015-12-31	40	$11.5B	21	173935A2SPSB 3BND Top holdings2015-12-31 1.73935A 2.SPSB 3.BND 4.IEF 5.VTI 6.VEA 7.VNQI 8.LQD 9.VIG 10.IAUUSD
2015-09-30	40	$12.3B	22	173935A2BND 3SPSB Top holdings2015-09-30 1.73935A 2.BND 3.SPSB 4.IEF 5.VNQI 6.VEA 7.VTI 8.VIG 9.IAUUSD 10.LQD
2015-06-30	42	$14.5B	20	173935A2BND 3SPSB Top holdings2015-06-30 1.73935A 2.BND 3.SPSB 4.VNQI 5.IEF 6.VEA 7.VTI 8.VIG 9.IAUUSD 10.DXJ
2015-03-31	44	$15.2B	37	173935A2BND 3SPSB Top holdings2015-03-31 1.73935A 2.BND 3.SPSB 4.VNQ 5.VNQI 6.IEF 7.VEA 8.VTI 9.VIG 10.IAUUSD
2014-12-31	48	$15.7B	16	173935A2BND 3VIG Top holdings2014-12-31 1.73935A 2.BND 3.VIG 4.SPY 5.SPSB 6.VNQ 7.IEF 8.VTI 9.VNQI 10.73935S
2014-09-30	41	$17.1B	31	173935A2BND 3VIG Top holdings2014-09-30 1.73935A 2.BND 3.VIG 4.SPY 5.SPSB 6.VNQ 7.VNQI 8.VTI 9.IAUUSD 10.73935S
2014-06-30	44	$18.2B	22	1BND 2VIG373935A Top holdings2014-06-30 1.BND 2.VIG 3.73935A 4.SPY 5.EWG 6.SPSB 7.HYS 8.VNQ 9.VTI 10.73935S
2014-03-31	40	$17.9B	32	1BND 2SPY 3EWG Top holdings2014-03-31 1.BND 2.SPY 3.EWG 4.73935A 5.DXJ 6.SPSB 7.IGSB 8.HYS 9.VTI 10.VIG
2013-12-31	44	$16.4B	48	1VIG 2EWG 3BND Top holdings2013-12-31 1.VIG 2.EWG 3.BND 4.73935A 5.IWM 6.SPY 7.VTI 8.VEA 9.73935S 10.TLT
2013-09-30	39	$22.6B	29	1ELD273935X3BND Top holdings2013-09-30 1.ELD 2.73935X 3.BND 4.SPSB 5.VIG 6.73935A 7.IWM 8.EWG 9.DXJ 10.SPY
2013-06-30	40	$17.0B	0	1BND 2SPSB 3VIG Top holdings2013-06-30 1.BND 2.SPSB 3.VIG 4.DXJ 5.73935A 6.SPY 7.IWM 8.EWG 9.73937B 10.VTI

Holding changes this quarter

Position changes disclosed by Windhaven Investment Management, Inc. for the quarter ending 2018-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Powershares ETF Tr Ii	+1.5%	+118.90%	Add
2	TIP	Ishares Tips Bond ETF	+0.3%	+3.62%	Add
3	TLT	Ishares 20+ Year Treasury Bd	+0.1%	+7.21%	Add
4	EFAV	Ishares Msci Eafe Min Vol Fa	+0.1%	+0.27%	Add
5	IAUUSD	Ishares Gold Trust	0%	-1.46%	Trim
6	BND	Vanguard Total Bond Market	0%	+1.33%	Add
7	EWJ	Ishares Msci Japan ETF	0%	-1.60%	Trim
8	COMT	Ishares Gsci Commodity Dynam	0%	-1.34%	Trim
9	IEF	Ishares 7-10 Year Treasury B	0%	+1.04%	Add
10	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	—	+0.26%	Add
11	✓	Powershares ETF Tr Ii	0%	-0.24%	Trim
12	IWM	Ishares Russell 2000 ETF	0%	-1.75%	Trim
13	XLF	Ss Financial Select Sector	0%	-2.45%	Trim
14	VGK	Vanguard Ftse Europe ETF	0%	-0.69%	Trim
15	VIG	Vanguard Dividend Apprec ETF	0%	-1.90%	Trim
16	VTI	Vanguard Total Stock Mkt ETF	-0.1%	-1.84%	Trim
17	HEWGUSD	Isha Hedged Msci Germany	-0.1%	-0.67%	Trim
18	VEA	Vanguard Ftse Developed ETF	-0.1%	-0.75%	Trim
19	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.4%	-10.63%	Trim
20	EMB	Ishares Jp Morgan Usd Emergi	-0.7%	-27.19%	Trim
21	VCIT	Vanguard Int-term Corporate	-0.8%	-11.43%	Trim
22	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	-1.7%	-45.17%	Trim
23	VWO	Vanguard Ftse Emerging Marke	-1.7%	-15.39%	Trim
24	✓		-2.2%	-47.60%	Trim
25	MINT	Pimco Enhanced Short Maturit	-2.3%	-73.21%	Trim
26	ISTB	Ishares Core 1-5 Year Usd Bo	—	NEW	New buy
27	AGG	Ishares Core U.s. Aggregate	—	NEW	New buy
28	XLV	Ss Health Care Select Sector	—	EXIT	Sold out
29	VCR	Vanguard Consumer Discre ETF	—	NEW	New buy

Filing History

Period	Filed	Type	EDGAR
2018-03-31	2018-05-11	13F-HR	View on EDGAR
2017-12-31	2018-02-12	13F-HR	View on EDGAR
2017-09-30	2017-11-09	13F-HR	View on EDGAR
2017-06-30	2017-08-11	13F-HR	View on EDGAR
2017-03-31	2017-05-10	13F-HR	View on EDGAR
2016-12-31	2017-02-10	13F-HR	View on EDGAR
2016-09-30	2016-11-10	13F-HR	View on EDGAR
2016-06-30	2016-08-10	13F-HR	View on EDGAR
2016-03-31	2016-05-11	13F-HR	View on EDGAR
2015-12-31	2016-02-12	13F-HR	View on EDGAR
2015-09-30	2016-05-18	Amendment	View on EDGAR
2015-09-30	2015-11-10	13F-HR	View on EDGAR
2015-06-30	2016-05-18	Amendment	View on EDGAR
2015-06-30	2015-08-14	13F-HR	View on EDGAR
2015-03-31	2016-05-18	Amendment	View on EDGAR
2015-03-31	2015-05-15	13F-HR	View on EDGAR
2014-12-31	2016-05-18	Amendment	View on EDGAR
2014-12-31	2015-02-13	13F-HR	View on EDGAR
2014-09-30	2014-11-14	13F-HR	View on EDGAR
2014-06-30	2014-08-14	13F-HR	View on EDGAR
2014-03-31	2014-05-20	Amendment	View on EDGAR
2014-03-31	2014-05-15	13F-HR	View on EDGAR
2013-12-31	2014-02-14	13F-HR	View on EDGAR
2013-09-30	2013-11-14	13F-HR	View on EDGAR
2013-06-30	2013-08-14	13F-HR	View on EDGAR