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Whipplewood Advisors, LLC — 13F Portfolio Breakdown & Top Holdings (Q2 2026)
Whipplewood Advisors, LLCCIK: 0002052510
Diversified strategySector-focusedLong-term holder
Total reported value
$148.6M
Reporting period: 2026-06-30 · Number of holdings: 636
Whipplewood Advisors, LLC disclosed 636 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $148.6M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 11.83
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 88.36
- Diversification
- 100
- Sizing Uniformity
- 57.76
Whipplewood Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.030 — mathematically equivalent to about 34 equally-sized positions, well below its 636 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 4.22), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 17% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd NPFE
-2.5% $1.3M
Add JAAA
-5.0% -$823.5K
Trim TSLA
-97.9% -$3.8M
Trim RDVI
-85.7% -$3.2M
Trim ARKK
-86.3% -$2.4M
Trim NVDA
-95.9% -$2.1M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 636 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 11.10% | +2.12% | -4.98% | |
| 2 | NPFE | Npf Core Equity ETF | ETF-Other | 8.18% | +2.54% | -2.54% | |
| 3 | JPLD | Jpmorgan LTD Duration ETF | ETF-Other | 4.07% | — | -23.02% | |
| 4 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 2.72% | +1.03% | -12.80% | |
| 5 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 2.65% | +0.73% | -3.04% | |
| 6 | WEA | Western Asset Premier Bond | Stock-Other | 2.56% | +0.53% | -3.50% | |
| 7 | BALT | Inn Defined Wealth Shield | ETF-Other | 2.26% | -0.22% | -31.19% | |
| 8 | ARCC | Ares Capital CORP | Stock-Financials | 2.22% | +1.02% | +38.14% | |
| 9 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 2.11% | +0.37% | -15.68% | |
| 10 | VIGI | Vanguard Int Div App Indx Fd | ETF-Other | 2.08% | +0.48% | -4.75% | |
| 11 | BXSL | Blackstone Secured Lending F | Stock-Financials | 1.94% | +0.92% | +46.54% | |
| 12 | VT | Vanguard Tot World Stk ETF | ETF-Other | 1.84% | +0.53% | -4.57% | |
| 13 | FNDF | Schwab Fndmn Intl Lrg Co ETF | ETF-Other | 1.79% | +0.34% | -11.74% | |
| 14 | AAPL | Apple Inc | Stock-Tech | 1.50% | -0.31% | -43.80% | |
| 15 | EPD | Enterprise Products Partners | Stock-Energy | 1.48% | +0.30% | — | |
| 16 | TAFI | AB Tax Aware Short Dur Muni | ETF-Other | 1.47% | +0.44% | +9.62% | |
| 17 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 1.47% | +0.32% | -1.25% | |
| 18 | DFP | Flaherty & Crumrine Dyn Pref | Stock-Other | 1.30% | +0.31% | -1.56% | |
| 19 | FNDX | Schwab Fndmntl US Lrg Co ETF | ETF-Other | 1.21% | +0.36% | -2.28% | |
| 20 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 1.13% | +0.25% | -10.81% | |
| 21 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.11% | +0.33% | -4.27% | |
| 22 | EEMV | Ishares Msci Emg Mkt Min Vol | ETF-Other | 1.04% | +0.29% | -7.68% | |
| 23 | JEPQ | JPM Nasdaq Equity Premium | ETF-Tech | 1.03% | -0.27% | -45.21% | |
| 24 | PRF | Invesco Rafi US 1000 ETF | ETF-Other | 1.00% | +0.22% | -12.99% | |
| 25 | PRFZ | Inv Rafi US 1500 Sm-usd Inc | ETF-Other | 0.99% | +0.32% | -6.43% | |
| 26 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 0.99% | +0.31% | -6.03% | |
| 27 | FNDE | Schwab Fndmntl Em Mrk Eq ETF | ETF-Other | 0.98% | +0.20% | -6.12% | |
| 28 | GBDC | Golub Capital Bdc Inc | Stock-Financials | 0.97% | +0.42% | +33.30% | |
| 29 | NIM | Nuveen Select Maturit Muni | Stock-Other | 0.96% | +0.21% | -1.46% | |
| 30 | HTGC | Hercules Capital Inc | Stock-Financials | 0.89% | +0.44% | +41.35% | |
| 31 | ✓ | Stock-Other | 0.87% | +0.87% | NEW | ||
| 32 | MOTI | Vaneck Mstar Int Moat ETF | ETF-Other | 0.78% | +0.23% | +11.63% | |
| 33 | HYT | Blackrock CORP Hi Yld | Stock-Other | 0.76% | +0.12% | -9.03% | |
| 34 | VKI | Invesco Adv Muni Inc Tr Ii | Stock-Other | 0.72% | +0.21% | -0.96% | |
| 35 | EFAX | State Street Spdr Msci Eafe | ETF-Other | 0.71% | +0.21% | +2.20% | |
| 36 | EVN | Eaton Vance Muni Inc Tr | Stock-Other | 0.71% | +0.20% | -0.64% | |
| 37 | IIM | Invesco Value Municipal Inco | Stock-Other | 0.69% | +0.17% | -1.54% | |
| 38 | MOAT | Vaneck Morningstar Wide Moat | ETF-Other | 0.68% | +0.15% | -6.97% | |
| 39 | BX | Blackstone Inc | Stock-Financials | 0.67% | +0.31% | +39.98% | |
| 40 | ARES | Ares Management CORP - A | Stock-Financials | 0.66% | +0.32% | +45.35% | |
| 41 | NVG | Nuveen Amt-fr Muni Crdt | Stock-Other | 0.65% | +0.18% | +2.86% | |
| 42 | DSU | Blackrock Debt Strategies | Stock-Other | 0.65% | +0.14% | -3.67% | |
| 43 | PFN | Pimco Income Strategy Fd Ii | Stock-Other | 0.64% | +0.15% | -1.62% | |
| 44 | PHK | Pimco High Income Fund | Stock-Other | 0.63% | +0.14% | -1.80% | |
| 45 | IGI | Western Asst Inv Gr Oppor Tr | Stock-Other | 0.63% | +0.12% | -4.56% | |
| 46 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.61% | +0.05% | -3.65% | |
| 47 | SPLV | Invesco S&p 500 Low Volatili | ETF-Large Cap & Growth | 0.59% | +0.16% | +3.55% | |
| 48 | VKQ | Invesco Municipal Trust | Stock-Other | 0.59% | +0.15% | -1.74% | |
| 49 | XNEAX | Nuveen Amt-fr Qlty Muni Inc | Stock-Other | 0.58% | +0.15% | -0.60% | |
| 50 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.57% | +0.14% | -19.96% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+2.2%
Performance Last 4 Quarters
+15.2%
- Stdev
- +9.7%
- Beta
- +0.7
- Alpha
- +2.2%
- Max Drawdown
- -4.1%
- Annualized Perf
- +16.2%
- Batting Avg vs S&P
- +55.6%
- Sortino
- +3.26
- Stutzer
- +0.47
- Treynor
- +0.22
- Sterling
- +1.14
- Calmar
- +3.9
- Information Ratio
- -0.73
- Tracking Error
- +4.9%
- Stdev Down
- +4.8%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +24.3%
- Worst 12 Months
- +15%
- Efficiency Ratio
- +0.58
- Sharpe
- +1.6
- Stdev Sectors
- +13.6%
- Skewness
- -0.23
- Kurtosis
- -0.29
- Upside Potential
- +4.66
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Whipplewood Advisors, LLC's most significant position changes for 2026-06-30: New buy: ; Sold out: Vf CORP (VFC); Sold out: Kayne Anderson Energy Infra (KYN); New buy: Pgim Aaa Clo ETF (PAAA); Sold out: First Trust Rising Dividend (RDVY).
Showing top 200 changes by size (of 1073 total)
1–50 of 200
Filing History
FAQ
What is Whipplewood Advisors, LLC and what type of investor is it?
Whipplewood Advisors, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $148.6M, spread across 636 disclosed positions.
What are Whipplewood Advisors, LLC's largest equity positions?
Based on the latest 13F filing, Whipplewood Advisors, LLC's top holdings by market value are:
1. Janus Henderson Aaa Clo ETF (JAAA) — $16.5M (11.1%)
2. Npf Core Equity ETF (NPFE) — $12.2M (8.2%)
3. Jpmorgan LTD Duration ETF (JPLD) — $6.0M (4.1%)
4. Ishares Msci USA Momentum Fa (MTUM) — $4.0M (2.7%)
5. Vanguard Dividend Apprec ETF (VIG) — $3.9M (2.6%)
What changes did Whipplewood Advisors, LLC make in its most recent portfolio filing?
In the latest reported quarter, Whipplewood Advisors, LLC made 199 notable position adjustments: 2 new positions were initiated, 20 existing holdings were added to, 139 positions were partially reduced, and 38 were completely exited. The largest of these moves: New buy: ; Sold out: Vf CORP (VFC); Sold out: Kayne Anderson Energy Infra (KYN); New buy: Pgim Aaa Clo ETF (PAAA); Sold out: First Trust Rising Dividend (RDVY)
What sectors does Whipplewood Advisors, LLC focus on?
Whipplewood Advisors, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 48.5%
• Information Technology: 18.9%
• Energy: 12.4%
• Consumer Discretionary: 6.1%
• Industrials: 3.7%
• Real Estate: 3.4%
Investment Profile
Whipplewood Advisors, LLC returned an annualized 16.2% over the trailing 18 months — outperforming the S&P 500 by 2.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.70 (less volatile than the market) and a 56% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 48.5% of the portfolio concentrated in Financials.
It has added to its BXSL position over the past two quarters (+$1.0M, now $2.9M), while trimming TSLA over the same stretch (-$4.5M, still holding $93.0K).
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