Whipplewood Advisors, LLC — Q3 2025 13F Holdings

Name: Whipplewood Advisors, LLC — 13F Holdings, Q3 2025
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0002052510

Total reported value

$192.7M

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Full holdings list this quarter

Showing top 200 holdings (of 293 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	JAAA	Janus Henderson Aaa Clo ETF	ETF-Other	5.56%	+3.94%	+21.74%
2	BALT	Inn Defined Wealth Shield	ETF-Other	3.08%	—	+4.10%
3	TSLA	Tesla INC	Stock-Consumer Disc	3.03%	-0.97%	-5.56%
4	VIG	Vanguard Dividend Apprec ETF	ETF-Other	2.59%	-0.64%	-0.12%
5	JEPI	Jpmorgan Equity Premium Inco	ETF-Other	2.54%	-0.46%	+1.19%
6	ARKK	Ark Innovation ETF	ETF-Other	2.37%	-0.62%	-2.57%
7	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	2.36%	-0.50%	-4.69%
8	VT	Vanguard Tot World Stk ETF	ETF-Other	2.25%	-0.92%	-10.83%
9	AAPL	Apple INC	Stock-Tech	2.18%	—	-20.86%
10	RDVI	Ft Vest Rising Dividend Achi	ETF-Other	2.18%	—	-0.65%
11	VIGI	Vanguard Int Div App Indx Fd	ETF-Other	2.04%	—	+2.51%
12	WEA	Western Asset Premier Bond	Stock-Other	2.02%	—	+0.61%
13	VEA	Vanguard Ftse Developed ETF	ETF-Other	1.92%	-0.18%	-38.19%
14	FNDF	Schwab Fndmn Intl Lrg Co ETF	ETF-Other	1.78%	—	+0.21%
15	JEPQ	JPM Nasdaq Equity Premium	ETF-Tech	1.47%	-0.42%	-2.28%
16	MSFT	Microsoft CORP	Stock-Tech	1.45%	-0.43%	-49.23%
17	EIC	Eagle Point Income Co INC	Stock-Other	1.41%	—	-0.69%
18	DFP	Flaherty & Crumrine Dyn Pref	Stock-Other	1.37%	—	+2.24%
19	TAFI	AB Tax Aware Short Dur Muni	ETF-Other	1.34%	—	—
20	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.29%	-0.49%	-11.83%
21	EPD	Enterprise Products Partners	Stock-Energy	1.26%	-0.05%	—
22	SFLR	Innovator Eqty Mgd Floor ETF	ETF-Other	1.19%	—	-0.35%
23	FNDX	Schwab Fndmntl US Lrg Co ETF	ETF-Other	1.10%	—	-0.30%
24	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	1.09%	—	-18.66%
25	NVDA	Nvidia CORP	Stock-Tech	1.05%	+0.10%	-56.50%
26	ALAI	Alger Ai Enable & Adopt ETF	ETF-Other	1.01%	—	+3.99%
27	MSD	Morgan Stanley Emrg Mkt Debt	Stock-Other	1.00%	—	+6.37%
28	FNDE	Schwab Fndmntl Em Mrk Eq ETF	ETF-Other	0.99%	—	-0.71%
29	ARCC	Ares Capital CORP	Stock-Financials	0.98%	—	+76.30%
30	PRF	Invesco Rafi US 1000 ETF	ETF-Other	0.98%	—	+0.75%
31	GBDC	Golub Capital Bdc INC	Stock-Financials	0.94%	—	+54.97%
32	BXSL	Blackstone Secured Lending F	Stock-Financials	0.93%	—	+114.77%
33	NIM	Nuveen Select Maturit Muni	Stock-Other	0.93%	—	+4.34%
34	EEMV	Ishares Msci Emg Mkt Min Vol	ETF-Other	0.91%	—	+1.24%
35	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.90%	-0.32%	-5.58%
36	PRFZ	Inv Rafi US 1500 Sm-usd INC	ETF-Other	0.87%	—	-2.51%
37	SCHM	Schwab US Mid Cap ETF	ETF-Other	0.84%	—	-2.62%
38	SDVD	Ft Vest Smid Rising Dividend	ETF-Other	0.83%	—	+2.28%
39	MOTI	Vaneck Mstar Int Moat ETF	ETF-Other	0.77%	—	+4.84%
40	FRTY	Alger Mid Cap 40 ETF	ETF-Other	0.73%	—	+6.79%
41	BUFR	Ft Vest Lad Buffervetf-usd I	ETF-Other	0.71%	—	+0.86%
42	MOAT	Vaneck Morningstar Wide Moat	ETF-Other	0.71%	—	-11.39%
43	IIM	Invesco Value Municipal Inco	Stock-Other	0.69%	—	+9.62%
44	EVN	Eaton Vance Muni INC Tr	Stock-Other	0.68%	—	+4.26%
45	DSU	Blackrock Debt Strategies	Stock-Other	0.68%	—	+0.92%
46	PHK	Pimco High Income Fund	Stock-Other	0.67%	—	+0.30%
47	PFN	Pimco Income Strategy Fd Ii	Stock-Other	0.66%	—	+0.12%
48	VKI	Invesco Adv Muni INC Tr Ii	Stock-Other	0.66%	—	+5.48%
49	EFAX	State Street Spdr Msci Eafe	ETF-Other	0.66%	—	+4.14%
50	IGI	Western Asst Inv Gr Oppor Tr	Stock-Other	0.66%	—	+0.44%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Whipplewood Advisors, LLC for the quarter ending Q3 2025, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	TSLA	Tesla INC	+1.4%	-5.56%	Trim
2	BALT	Inn Defined Wealth Shield	+1.3%	+4.10%	Add
3	ARKK	Ark Innovation ETF	+1.3%	-2.57%	Add
4	ARCC	Ares Capital CORP	+0.9%	+76.30%	Add
5	ALAI	Alger Ai Enable & Adopt ETF	+0.9%	+3.99%	Add
6	BXSL	Blackstone Secured Lending F	+0.8%	+114.77%	Add
7	MTUM	Ishares Msci USA Momentum Fa	+0.6%	-4.69%	Add
8	SFLR	Innovator Eqty Mgd Floor ETF	+0.6%	-0.35%	Add
9	VIG	Vanguard Dividend Apprec ETF	+0.6%	-0.12%	Add
10	SDVD	Ft Vest Smid Rising Dividend	+0.5%	+2.28%	Trim
11	GBDC	Golub Capital Bdc INC	+0.4%	+54.97%	Add
12	JAAA	Janus Henderson Aaa Clo ETF	0%	+21.74%	Add
13	AAPL	Apple INC	-0.1%	-20.86%	Trim
14	NVDA	Nvidia CORP	-0.2%	-56.50%	Trim
15	MFIC	Midcap Financial Investment	-0.2%	-33.63%	Add
16	OCSL	Oaktree Specialty Lending Co	-0.3%	-97.10%	Add
17	GSBD	Goldman Sachs Bdc INC	-0.3%	-97.04%	Add
18	NFLX	Netflix INC	-0.3%	-90.48%	Trim
19	CION	Cion Investment CORP	-0.3%	-97.20%	Add
20	SCHX	Schwab US Large-cap ETF	-0.3%	-97.64%	Trim
21	V	Visa Inc-class A Shares	-0.3%	-74.45%	Trim
22	UNH	Unitedhealth Group INC	-0.3%	-67.38%	Trim
23	DFP	Flaherty & Crumrine Dyn Pref	-0.3%	+2.24%	Add
24	GPIX	Gldm SA S&p 500 Pr In Etf-us	-0.3%	-23.19%	Add
25	DSU	Blackrock Debt Strategies	-0.3%	+0.92%	Add
26	MSD	Morgan Stanley Emrg Mkt Debt	-0.3%	+6.37%	Add
27	SDVY	First Trust Smid Cap Rising	-0.4%	-38.99%	Trim
28	MSFT	Microsoft CORP	-0.4%	-49.23%	Trim
29	MOAT	Vaneck Morningstar Wide Moat	-0.5%	-11.39%	Add
30	AMZN	Amazon.com INC	-0.5%	-63.53%	Trim
31	VEA	Vanguard Ftse Developed ETF	-0.5%	-38.19%	Trim
32	VTV	Vanguard Value ETF	-0.6%	-97.10%	Trim
33	VUG	Vanguard Growth ETF	-0.6%	-93.25%	Trim
34	BJUN	Innovator U.s. Equity Buffer	-0.6%	-84.91%	Trim
35	HYT	Blackrock CORP Hi Yld	-1.3%	—	Trim
36	EIC	Eagle Point Income Co INC	—	NEW	New buy
37	TAFI	AB Tax Aware Short Dur Muni	—	NEW	New buy
38	FRTY	Alger Mid Cap 40 ETF	—	NEW	New buy
39	PHK	Pimco High Income Fund	—	NEW	New buy
40	APP	Applovin Corp-class A	—	EXIT	Sold out
41	PFN	Pimco Income Strategy Fd Ii	—	NEW	New buy
42	IGI	Western Asst Inv Gr Oppor Tr	—	NEW	New buy
43	VBF	Invesco Bond Fund	—	EXIT	Sold out
44	TSI	Tcw Strategic Income Fund	—	NEW	New buy
45	META	Meta Platforms Inc-class A	—	EXIT	Sold out
46	PML	Pimco Municipal Income Fd Ii	—	NEW	New buy
47	PML	PIMCO Municipal Income Fund II	—	EXIT	Sold out
48	FSK	Fs Kkr Capital CORP	—	NEW	New buy
49	CGBD	Carlyle Secured Lending INC	—	NEW	New buy
50	SE	Sea Ltd-adr	—	EXIT	Sold out