13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0002053236
Total reported value
$192.5M
$192.5M
48 檔
51.7%
According to the latest 13F quarterly dataset, Wernau Asset Management Inc. managed an equity portfolio of $192.5M at the end of Q1 2026, spanning 48 distinct U.S. exchange-listed positions.
In Q1 2026, Wernau Asset Management Inc. displayed an active expansion posture, initiating 3 new positions and adding to 27 existing holdings, outstripping position reductions.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 29.62% | +12.88% | -40.71% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 27.05% | -4.20% | -9.20% | |
| 3 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 4.83% | -1.04% | -0.13% | |
| 4 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 4.58% | -0.31% | +0.05% | |
| 5 | MSFT | Microsoft CORP | Stock-Tech | 3.32% | -0.82% | +1.37% | |
| 6 | BAC | Bank Of America CORP | Stock-Financials | 2.82% | -0.36% | +0.10% | |
| 7 | PFE | Pfizer Inc | Stock-Healthcare | 2.23% | -0.73% | -9.77% | |
| 8 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.02% | -0.16% | -1.18% | |
| 9 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.97% | -0.30% | +0.25% | |
| 10 | T | At&t Inc | Stock-Comm Services | 1.67% | -0.77% | +0.23% | |
| 11 | VTWO | Vanguard Russell 2000 ETF | ETF-Small Cap | 1.64% | -0.14% | +2.49% | |
| 12 | UTL | Unitil CORP | Stock-Other | 1.58% | -0.36% | +0.17% | |
| 13 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.49% | -0.21% | +0.42% | |
| 14 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.34% | -0.31% | +0.76% | |
| 15 | CSCO | Cisco Systems Inc | Stock-Tech | 1.06% | +0.11% | +0.26% | |
| 16 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.83% | -0.12% | +3.41% | |
| 17 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.76% | -0.28% | +0.36% | |
| 18 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.72% | -0.09% | -5.36% | |
| 19 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.71% | -0.15% | +3.22% | |
| 20 | KKR | Kkr & Co Inc | Stock-Financials | 0.70% | -0.17% | +0.97% | |
| 21 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.67% | -0.12% | +0.40% | |
| 22 | XOM | Exxon Mobil CORP | Stock-Energy | 0.65% | -0.27% | +0.49% | |
| 23 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.65% | -0.16% | +0.42% | |
| 24 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 0.60% | -0.60% | EXIT | |
| 25 | GLD | Spdr Gold Shares | ETF-Commodities | 0.56% | -0.19% | -8.69% | |
| 26 | NVDA | Nvidia CORP | Stock-Tech | 0.55% | — | +19.36% | |
| 27 | ED | Consolidated Edison Inc | Stock-Utilities | 0.41% | -0.12% | — | |
| 28 | SAM | Boston Beer Company Inc-a | Stock-Consumer Staples | 0.40% | -0.17% | — | |
| 29 | IBM | Intl Business Machines CORP | Stock-Tech | 0.40% | -0.08% | — | |
| 30 | KMI | Kinder Morgan, Inc. | Stock-Energy | 0.36% | -0.10% | +0.79% | |
| 31 | SCHB | Schwab US Broad Market ETF | ETF-Other | 0.34% | -0.05% | -22.77% | |
| 32 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.34% | -0.05% | — | |
| 33 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.28% | -0.02% | — | |
| 34 | IWB | Ishares Russell 1000 ETF | ETF-Other | 0.26% | -0.14% | — | |
| 35 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 0.24% | -0.06% | +2.56% | |
| 36 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.23% | -0.04% | +0.20% | |
| 37 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 0.22% | -0.03% | — | |
| 38 | XLF | Ss Financial Select Sector | ETF-Other | 0.21% | -0.04% | — | |
| 39 | ABBV | Abbvie Inc | Stock-Healthcare | 0.19% | -0.02% | +1.37% | |
| 40 | F | Ford Motor Co | Stock-Consumer Disc | 0.19% | -0.02% | +1.37% | |
| 41 | NFLX | Netflix Inc | Stock-Comm Services | 0.19% | -0.07% | +5.22% | |
| 42 | PBA | Pembina Pipeline CORP | Stock-Energy | 0.17% | -0.04% | — | |
| 43 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.17% | -0.02% | +4.87% | |
| 44 | NLY | Annaly Capital Management In | Stock-Real Estate | 0.16% | -0.03% | +1.75% | |
| 45 | TIP | Ishares Tips Bond ETF | ETF-Other | 0.16% | -0.04% | +4.60% | |
| 46 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.16% | -0.04% | — | |
| 47 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.14% | -0.14% | EXIT | |
| 48 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.14% | -0.01% | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | +2.3% | -9.20% | Trim |
| 2 | BRK-B | Berkshire Hathaway Inc-cl B | +0.9% | -0.13% | Trim |
| 3 | GOOG | Alphabet Inc-cl C | +0.7% | +0.05% | Add |
| 4 | T | At&t Inc | +0.6% | +0.23% | Add |
| 5 | PFE | Pfizer Inc | +0.5% | -9.77% | Trim |
| 6 | UTL | Unitil CORP | +0.5% | +0.17% | Add |
| 7 | VTWO | Vanguard Russell 2000 ETF | +0.4% | +2.49% | Add |
| 8 | BAC | Bank Of America CORP | +0.4% | +0.10% | Add |
| 9 | PG | Procter & Gamble Co/the | +0.3% | +0.76% | Add |
| 10 | JPM | Jpmorgan Chase & Co | +0.3% | +0.25% | Add |
| 11 | GOOGL | Alphabet Inc-cl A | +0.3% | -1.18% | Trim |
| 12 | XOM | Exxon Mobil CORP | +0.3% | +0.49% | Add |
| 13 | VZ | Verizon Communications Inc | +0.3% | +0.36% | Add |
| 14 | CSCO | Cisco Systems Inc | +0.2% | +0.26% | Add |
| 15 | SCHD | Schwab US Dvd Equity ETF | +0.2% | +3.22% | Add |
| 16 | AMZN | Amazon.com Inc | +0.2% | +0.42% | Add |
| 17 | SCHF | Schwab Intl Equity ETF | +0.2% | +3.41% | Add |
| 18 | NVDA | Nvidia CORP | +0.2% | +19.36% | Add |
| 19 | VWO | Vanguard Ftse Emerging Marke | +0.2% | +0.40% | Add |
| 20 | SAM | Boston Beer Company Inc-a | +0.1% | — | Unchanged |
| 21 | KMI | Kinder Morgan, Inc. | +0.1% | +0.79% | Add |
| 22 | ED | Consolidated Edison Inc | +0.1% | — | Unchanged |
| 23 | VO | Vanguard Mid-cap ETF | +0.1% | -5.36% | Trim |
| 24 | GLD | Spdr Gold Shares | +0.1% | -8.69% | Trim |
| 25 | DIS | Walt Disney Co/the | +0.1% | +0.42% | Add |
| 26 | PBA | Pembina Pipeline CORP | +0.1% | — | Unchanged |
| 27 | EEM | Ishares Msci Emerging Market | +0.1% | — | Unchanged |
| 28 | SHY | Ishares 1-3 Year Treasury Bo | +0.1% | +2.56% | Add |
| 29 | IWF | Ishares Russell 1000 Growth | +0.1% | — | Unchanged |
| 30 | SBUX | Starbucks CORP | +0.1% | +4.87% | Add |
| 31 | NFLX | Netflix Inc | +0.1% | +5.22% | Add |
| 32 | IWB | Ishares Russell 1000 ETF | +0.1% | — | Unchanged |
| 33 | VTI | Vanguard Total Stock Mkt ETF | +0.1% | +0.20% | Add |
| 34 | TIP | Ishares Tips Bond ETF | 0% | +4.60% | Add |
| 35 | ABBV | Abbvie Inc | 0% | +1.37% | Add |
| 36 | LLY | Eli Lilly & Co | 0% | — | Unchanged |
| 37 | XLF | Ss Financial Select Sector | 0% | — | Unchanged |
| 38 | F | Ford Motor Co | 0% | +1.37% | Add |
| 39 | NLY | Annaly Capital Management In | 0% | +1.75% | Add |
| 40 | IBM | Intl Business Machines CORP | 0% | — | Unchanged |
| 41 | QQQ | Invesco Qqq Trust Series 1 | 0% | — | Unchanged |
| 42 | MSFT | Microsoft CORP | — | +1.37% | Add |
| 43 | SCHB | Schwab US Broad Market ETF | 0% | -22.77% | Trim |
| 44 | KKR | Kkr & Co Inc | 0% | +0.97% | Add |
| 45 | SPY | Ss Spdr S&p 500 ETF Trust-us | -11% | -40.71% | Trim |
| 46 | TLT | Ishares 20+ Year Treasury Bd | — | NEW | New buy |
| 47 | JNJ | Johnson & Johnson | — | NEW | New buy |
| 48 | SCHX | Schwab US Large-cap ETF | — | EXIT | Sold out |
| 49 | IJR | Ishares Core S&p Small-cap E | — | NEW | New buy |
According to official SEC Form 13F filings, Wernau Asset Management Inc. reported a total U.S. public equity portfolio value of $192.5M across 48 disclosed positions in Q1 2026.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including SPY, AAPL, BRK-B) accounted for 51.7% of total reported equity market value during Q1 2026.
Top New Position Initiated
TLT
市值: $866.9K
Top Position Liquidated / Trimmed
SCHX
前期市值: $207.0K
During Q1 2026, Wernau Asset Management Inc.'s top holdings by market value included SPY (29.6%)、AAPL (27.1%)、BRK-B (4.8%). The largest single position, SPY, represented 29.6% of total portfolio value.
In Q1 2026, Wernau Asset Management Inc. made 39 total portfolio adjustments, initiating 3 new buys, adding to 27 positions, trimming 8 holdings, and fully liquidating 1 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.